Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Neptune Wellness Solutions Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 22
- −5 vs. Q4 2022
- Shares held
- 1.20M
- −750.8K (−38.4%) vs. Q4 2022
- Total value
- $647.4K
- +$32.7K (+5.3%) vs. Q4 2022
- New holders
- 1
- 4 more added
- Sold out
- 6
- 5 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NEPTF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $4 |
| Q4 2023 | 14 | $134.0K |
| Q3 2023 | 16 | $264.0K |
| Q2 2023 | 24 | $387.5K |
| Q1 2023 | 22 | $647.4K |
| Q4 2022 | 27 | $614.7K |
| Q3 2022 | 34 | $656.0K |
| Q2 2022 | 28 | $1.55M |
| Q1 2022 | 48 | $1.86M |
| Q4 2021 | 47 | $7.01M |
| Q3 2021 | 48 | $11.9M |
| Q2 2021 | 58 | $24.3M |
| Q1 2021 | 51 | $23.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Neptune Wellness Solutions Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 544,192 | $293.9K | 0.00% | −641−0.1% | Reduced |
| Sabby Management, LLC | 401,638 | $216.9K | 0.81% | −694,275−63.4% | Reduced |
| Renaissance Technologies LLC | 82,884 | $45.0K | 0.00% | −44,500−34.9% | Reduced |
| Stifel Financial Corp | 78,769 | $41.3K | 0.00% | +78,769 | New |
| Penserra Capital Management LLC | 48,034 | $25.0K | 0.00% | +750+1.6% | Added |
| Goldman Sachs Group Inc | 18,402 | $9.94K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 15,052 | $8.13K | 0.00% | +12,500+489.8% | Added |
| UBS Group AG | 4,173 | $2.25K | 0.00% | +4,117+7,351.8% | Added |
| Royal Bank of Canada | 4,565 | $2.00K | 0.00% | −94−2.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 2,572 | $1.39K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,038 | $551 | 0.00% | +88+9.3% | Added |
| Group One Trading, L.P. | 830 | $448 | 0.00% | −126−13.2% | Reduced |
| US Bancorp | 719 | $388 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 271 | $146 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 99 | $53 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 60 | $32 | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 42 | $23 | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 5 | $3 | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 5 | $3 | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 2 | $2 | 0.00% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 3 | $2 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 2 | $1 | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 0 | $0 | 0.00% | −52,384−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −33,010−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −11,514−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −10,450−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −37−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −42−100.0% | Sold out |