Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
Holders of 5% or more of NEPTF
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Neptune Wellness Solutions Inc., largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Neptune Wellness Solutions Inc. on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
12 Schedule 13D and 13G filings on Neptune Wellness Solutions Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Feb 12, 2024 | CCUR Holdings, Inc. | 13G/AOld format | – | – | – | SEC |
| Jan 2, 2024 | Sabby Management, LLC | 13G/AOld format | – | – | – | SEC |
| Oct 17, 2023 | Neptune Securities Settlement Fund | 13DOld format | – | New | – | SEC |
| Jun 1, 2023 | Sumar Shohaib Kassam | 13D/AOld format | – | – | – | SEC |
| Feb 17, 2023 | CCUR Holdings, Inc. | 13GOld format | – | New | – | SEC |
| Feb 14, 2023 | Perceptive Advisors LLC | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2023 | Morgan Stanley | 13G/AOld format | – | – | – | SEC |
| Jan 4, 2023 | Sabby Management, LLC | 13GOld format | – | New | – | SEC |
| Dec 27, 2022 | Sumar Shohaib Kassam | 13DOld format | – | New | – | SEC |
| Aug 23, 2022 | Morgan Stanley | 13GOld format | – | New | – | SEC |
| Feb 14, 2022 | Perceptive Advisors LLC | 13G/AOld format | – | – | – | SEC |
| Feb 16, 2021 | Perceptive Advisors LLC | 13G/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Neptune Wellness Solutions Inc. shares.
No Form 144 notices for Neptune Wellness Solutions Inc. are on file.