| Apr 30, 2024 (view filing)12:01 PM ET | Apr 24-25 | 6 daysLateFiled more than 2 business days after the trade (the Form 4 deadline). A few cases, such as trades a broker makes under a 10b5-1 plan, have a longer deadline, so this flag comes from the dates alone and does not mean a rule was broken. | Neptune Securities Settlement Fund10% Owner | SSaleThe insider sold shares on the open market or in a private deal. People sell for many reasons, such as paying taxes, diversifying or following a pre-set 10b5-1 plan, so a single sale usually says less than a purchase. | −200.3K | $0.0679 | −$13.6K | −14.3%1.20M after | 2 lotsThis row combines 2 trades of the same kind from one filing. The price is the value-weighted average. |
| Apr 30, 2024 (view filing)12:01 PM ET | Apr 26 | 4 days | Neptune Securities Settlement Fund10% Owner | SSaleThe insider sold shares on the open market or in a private deal. People sell for many reasons, such as paying taxes, diversifying or following a pre-set 10b5-1 plan, so a single sale usually says less than a purchase. | +150.0K | $0.0503 | +$7.54K | +16.7%1.05M after | |
| Mar 6, 2024 (view filing)11:04 AM ET | Mar 1-5 | 5 daysLateFiled more than 2 business days after the trade (the Form 4 deadline). A few cases, such as trades a broker makes under a 10b5-1 plan, have a longer deadline, so this flag comes from the dates alone and does not mean a rule was broken. | Neptune Securities Settlement Fund10% Owner | SSaleThe insider sold shares on the open market or in a private deal. People sell for many reasons, such as paying taxes, diversifying or following a pre-set 10b5-1 plan, so a single sale usually says less than a purchase. | −81.8K | $0.4305 | −$35.2K | −4.7%1.67M after | 3 lotsThis row combines 3 trades of the same kind from one filing. The price is the value-weighted average. |
| Nov 30, 2023 (view filing) | Nov 28-30 | 2 days | Neptune Securities Settlement Fund10% Owner | SSaleThe insider sold shares on the open market or in a private deal. People sell for many reasons, such as paying taxes, diversifying or following a pre-set 10b5-1 plan, so a single sale usually says less than a purchase. | −247.6K | $0.7577 | −$187.6K | −12.2%1.78M after | 3 lotsThis row combines 3 trades of the same kind from one filing. The price is the value-weighted average. |
| Nov 27, 2023 (view filing) | Nov 22 | 5 days | Neptune Securities Settlement Fund10% Owner | SSaleThe insider sold shares on the open market or in a private deal. People sell for many reasons, such as paying taxes, diversifying or following a pre-set 10b5-1 plan, so a single sale usually says less than a purchase. | −3.94K | $0.73 | −$2.87K | −0.2%2.03M after | |
| Nov 21, 2023 (view filing) | Nov 13-21 | 8 daysLateFiled more than 2 business days after the trade (the Form 4 deadline). A few cases, such as trades a broker makes under a 10b5-1 plan, have a longer deadline, so this flag comes from the dates alone and does not mean a rule was broken. | Neptune Securities Settlement Fund10% Owner | SSaleThe insider sold shares on the open market or in a private deal. People sell for many reasons, such as paying taxes, diversifying or following a pre-set 10b5-1 plan, so a single sale usually says less than a purchase. | −315.0K | $0.8452 | −$266.3K | −13.4%2.03M after | 4 lotsThis row combines 4 trades of the same kind from one filing. The price is the value-weighted average. |
| Nov 13, 2023 (view filing) | Nov 8-10 | 5 days | Neptune Securities Settlement Fund10% Owner | SSaleThe insider sold shares on the open market or in a private deal. People sell for many reasons, such as paying taxes, diversifying or following a pre-set 10b5-1 plan, so a single sale usually says less than a purchase. | −29.0K | $0.7097 | −$20.6K | −1.2%2.34M after | 2 lotsThis row combines 2 trades of the same kind from one filing. The price is the value-weighted average. |
| Oct 30, 2023 (view filing) | Oct 23-27 | 7 daysLateFiled more than 2 business days after the trade (the Form 4 deadline). A few cases, such as trades a broker makes under a 10b5-1 plan, have a longer deadline, so this flag comes from the dates alone and does not mean a rule was broken. | Neptune Securities Settlement Fund10% Owner | SSaleThe insider sold shares on the open market or in a private deal. People sell for many reasons, such as paying taxes, diversifying or following a pre-set 10b5-1 plan, so a single sale usually says less than a purchase. | −81.0K | $0.8091 | −$65.5K | −3.3%2.37M after | 2 lotsThis row combines 2 trades of the same kind from one filing. The price is the value-weighted average. |
| Oct 19, 2023 (view filing) | Oct 17 | 2 days | Neptune Securities Settlement Fund10% Owner | SSaleThe insider sold shares on the open market or in a private deal. People sell for many reasons, such as paying taxes, diversifying or following a pre-set 10b5-1 plan, so a single sale usually says less than a purchase. | −63.0K | $1.09 | −$68.7K | −2.5%2.45M after | |
