Neptune Securities Settlement Fund's Form 4 filing
Neptune Wellness Solutions Inc. (NEPTF) · filed Oct 30, 2023
- Accession no.
- 0001997608-23-000004
- Filed
- Oct 30, 2023
- Trade date
- Oct 23-27, 2023
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $65.5K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neptune Securities Settlement FundCIK 0001997608 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2023 | common stock | SSaleDisposed | −6,988 | $0.80 | −$5,590.4 | 2,447,948 | Direct | |
| Oct 27, 2023 | common stock | SSaleDisposed | −74,000 | $0.81 | −$59,940 | 2,373,948 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.