Neptune Securities Settlement Fund's Form 4 filing
Neptune Wellness Solutions Inc. (NEPTF) · filed Mar 6, 2024
- Accession no.
- 0001997608-24-000001
- Filed
- Mar 6, 2024, 11:04 AM ET
- Trade date
- Mar 1-5, 2024
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $35.2K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neptune Securities Settlement FundCIK 0001997608 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | common stock | SSaleDisposed | −64,819 | $0.4377 | −$28,371.28 | 1,738,116 | Direct | |
| Mar 4, 2024 | common stock | SSaleDisposed | −15,000 | $0.4023 | −$6,034.5 | 1,673,297 | Direct | |
| Mar 5, 2024 | common stock | SSaleDisposed | −1,995 | $0.41 | −$817.95 | 1,671,302 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.