Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Neptune Wellness Solutions Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +7 vs. Q1 2021
- Shares held
- 20.8M
- +2.51M (+13.7%) vs. Q1 2021
- Total value
- $24.3M
- +$615.8K (+2.6%) vs. Q1 2021
- New holders
- 12
- 15 more added
- Sold out
- 5
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NEPTF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $4 |
| Q4 2023 | 14 | $134.0K |
| Q3 2023 | 16 | $264.0K |
| Q2 2023 | 24 | $387.5K |
| Q1 2023 | 22 | $647.4K |
| Q4 2022 | 27 | $614.7K |
| Q3 2022 | 34 | $656.0K |
| Q2 2022 | 28 | $1.55M |
| Q1 2022 | 48 | $1.86M |
| Q4 2021 | 47 | $7.01M |
| Q3 2021 | 48 | $11.9M |
| Q2 2021 | 58 | $24.3M |
| Q1 2021 | 51 | $23.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Neptune Wellness Solutions Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 165 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 350 | $0 | 0.00% | 00.0% | Unchanged |
| Private Ocean, LLC | 250 | $0 | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 100 | $0 | 0.00% | +87+669.2% | Added |
| First Personal Financial Services | 125 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Northwestern Mutual Wealth Management Co | 125 | $0 | 0.00% | +125 | New |
| BlackRock Inc. | 330 | $0 | 0.00% | +330 | New |
| Rockefeller Capital Management L.P. | 1,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 804 | $1.00K | 0.00% | +804 | New |
| UBS Group AG | 2,033 | $2.00K | 0.00% | −1,420−41.1% | Reduced |
| Citigroup Inc | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 1,760 | $2.00K | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 1,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2,000 | $2.00K | 0.00% | +2,000 | New |
| Advisory Services Network, LLC | 2,500 | $3.00K | 0.00% | +2,500 | New |
| Cutler Group LP | 3,900 | $4.00K | 0.00% | −4,406−53.0% | Reduced |
| Wells Fargo & Company | 5,440 | $6.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 6,600 | $7.00K | 0.00% | −3,000−31.3% | Reduced |
| Bank of America Corp | 7,685 | $9.00K | 0.00% | +1,185+18.2% | Added |
| Royal Bank of Canada | 8,707 | $11.0K | 0.00% | −30.0% | Reduced |
| Raymond James & Associates | 10,244 | $12.0K | 0.00% | −300−2.8% | Reduced |
| Bel Air Investment Advisors LLC | 10,000 | $12.0K | 0.00% | −260−2.5% | Reduced |
| StoneX Group Inc. | 10,000 | $12.0K | 0.00% | +10,000 | New |
| D. E. Shaw & Co., Inc. | 10,400 | $12.0K | 0.00% | +10,400 | New |
| Cambridge Investment Research Advisors, Inc. | 12,300 | $14.0K | 0.00% | +800+7.0% | Added |
| LPL Financial LLC | 13,395 | $16.0K | 0.00% | 00.0% | Unchanged |
| CIBC World Markets Inc. | 14,603 | $17.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 17,090 | $20.0K | 0.00% | −673−3.8% | Reduced |
| National Asset Management, Inc. | 17,000 | $20.0K | 0.00% | +17,000 | New |
| Federation des caisses Desjardins du Quebec | 25,365 | $29.0K | 0.00% | −1,820−6.7% | Reduced |
| Bank of Montreal | 26,932 | $31.0K | 0.00% | −31,841−54.2% | Reduced |
| Kensington Investment Counsel, LLC | 27,000 | $32.0K | 0.02% | 00.0% | Unchanged |
| Simplex Trading, LLC | 35,881 | $41.0K | 0.00% | −7,715−17.7% | Reduced |
| Wolverine Trading, LLC | 37,750 | $44.0K | 0.00% | +11,966+46.4% | Added |
| Citadel Advisors LLC | 46,102 | $54.0K | 0.00% | +27,334+145.6% | Added |
| Alpine Global Management, LLC | 54,500 | $64.0K | 0.01% | −99,324−64.6% | Reduced |
| Bluefin Capital Management, LLC | 57,300 | $67.0K | 0.00% | 00.0% | Unchanged |
| Scotia Capital Inc. | 61,048 | $70.0K | 0.00% | +61,048 | New |
| Resources Investment Advisors, LLC. | 62,750 | $73.0K | 0.00% | +2,750+4.6% | Added |
| Millennium Management LLC | 62,946 | $74.0K | 0.00% | +10,903+20.9% | Added |
| Centaurus Financial, Inc. | 64,000 | $75.0K | 0.01% | 00.0% | Unchanged |
| White Pine Capital LLC | 94,295 | $76.0K | 0.02% | −199,383−67.9% | Reduced |
| Hilton Capital Management, LLC | 75,000 | $88.0K | 0.01% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 82,709 | $96.0K | 0.00% | +9,145+12.4% | Added |
| Goldman Sachs Group Inc | 139,978 | $164.0K | 0.00% | +127,029+981.0% | Added |
| Morgan Stanley | 141,269 | $166.0K | 0.00% | +34,123+31.8% | Added |
| Emerald Advisors, LLC | 162,293 | $190.0K | 0.06% | +162,293 | New |
| Virtu Financial LLC | 180,019 | $211.0K | 0.02% | +17,536+10.8% | Added |
| Group One Trading, L.P. | 182,558 | $214.0K | 0.00% | +59,761+48.7% | Added |
| Commonwealth Equity Services, LLC | 427,641 | $500.0K | 0.00% | +145,955+51.8% | Added |
| Cambria Investment Management, L.P. | 457,847 | $536.0K | 0.09% | +300,893+191.7% | Added |
| Susquehanna International Group, LLP | 803,366 | $940.0K | 0.00% | −41,758−4.9% | Reduced |
| AdvisorShares Investments LLC | 940,875 | $1.10M | 0.15% | −22,851−2.4% | Reduced |
| Penserra Capital Management LLC | 1,568,600 | $1.83M | 0.03% | +163,680+11.7% | Added |
| Murchinson Ltd. | 1,975,573 | $2.31M | 0.84% | +1,975,573 | New |
| Perceptive Advisors LLC | 12,849,706 | $15.0M | 0.20% | 00.0% | Unchanged |
| Bridgewater Associates, LP | 0 | $0 | 0.00% | −167,370−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −31,221−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −23,100−100.0% | Sold out |
| Valeo Financial Advisors, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |