Virtus Convertible & Income Fund
NCV- Exchange
- NYSE
- SEC CIK
- 0001214935
In the last 90 days, Virtus Convertible & Income Fund insiders filed 1 open-market purchase and 0 sales; 58 institutions reported holding it in 13F filings for Q2 2026, worth $113.4M in total; no superinvestor holds it.
Other share classesNCV.PA
13F holders, Q4 2023
Institutional positions in Virtus Convertible & Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +11 vs. Q3 2023
- Shares held
- 19.9M
- −91.3K (−0.5%) vs. Q3 2023
- Total value
- $67.0M
- +$4.90M (+7.9%) vs. Q3 2023
- New holders
- 23
- 34 more added
- Sold out
- 12
- 25 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NCV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $113.4M |
| Q1 2026 | 60 | $97.8M |
| Q4 2025 | 64 | $101.7M |
| Q3 2025 | 61 | $88.6M |
| Q2 2025 | 64 | $89.5M |
| Q1 2025 | 56 | $71.0M |
| Q4 2024 | 91 | $77.8M |
| Q3 2024 | 91 | $83.3M |
| Q2 2024 | 97 | $74.6M |
| Q1 2024 | 95 | $72.7M |
| Q4 2023 | 101 | $67.0M |
| Q3 2023 | 92 | $63.4M |
| Q2 2023 | 92 | $63.1M |
| Q1 2023 | 94 | $55.0M |
| Q4 2022 | 94 | $57.8M |
| Q3 2022 | 90 | $60.0M |
| Q2 2022 | 84 | $67.2M |
| Q1 2022 | 81 | $87.7M |
| Q4 2021 | 85 | $114.7M |
| Q3 2021 | 88 | $116.5M |
| Q2 2021 | 91 | $117.8M |
| Q1 2021 | 92 | $98.1M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Virtus Convertible & Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,949,215 | $23.4M | 0.00% | +67,084+1.0% | Added |
| Bank of America Corp | 1,782,200 | $6.01M | 0.00% | −219,373−11.0% | Reduced |
| Congress Park Capital LLC | 1,009,653 | $3.40M | 1.66% | +690,153+216.0% | Added |
| Pathstone Holdings, LLC | 1,006,640 | $3.39M | 0.02% | +1,006,640 | New |
| Cornerstone Advisors, LLC | 985,916 | $3.32M | 0.15% | +233,478+31.0% | Added |
| Ameriprise Financial Inc | 755,396 | $2.55M | 0.00% | +333,390+79.0% | Added |
| WNY Asset Management, LLC | 612,733 | $2.06M | 0.35% | +53,703+9.6% | Added |
| LPL Financial LLC | 558,430 | $1.88M | 0.00% | −6,279−1.1% | Reduced |
| Envestnet Asset Management Inc | 462,654 | $1.56M | 0.00% | +32,187+7.5% | Added |
| Landscape Capital Management, L.L.C. | 453,295 | $1.53M | 0.14% | +297,667+191.3% | Added |
| Park Avenue Securities LLC | 392,311 | $1.32M | 0.02% | +44,987+13.0% | Added |
| Cetera Investment Advisers | 313,671 | $1.06M | 0.01% | +30,050+10.6% | Added |
| Cetera Advisor Networks LLC | 274,363 | $924.6K | 0.01% | −7,716−2.7% | Reduced |
| Private Advisor Group, LLC | 222,218 | $748.9K | 0.01% | +1,357+0.6% | Added |
| Advisor Group Holdings, Inc. | 213,875 | $720.6K | 0.00% | +40,775+23.6% | Added |
| Gridiron Partners, LLC | 206,961 | $697.5K | 0.49% | +206,961 | New |
| Shaker Financial Services, LLC | 204,996 | $695.0K | 0.29% | +95,974+88.0% | Added |
| Raymond James & Associates | 173,527 | $584.8K | 0.00% | +113,964+191.3% | Added |
| Robinson Capital Management, LLC | 166,598 | $557.3K | 0.20% | +37,500+29.0% | Added |
| Arlington Capital Management, Inc. | 158,702 | $534.8K | 0.49% | +158,702 | New |
| Commonwealth Equity Services, LLC | 157,043 | $529.0K | 0.00% | −412−0.3% | Reduced |
| Invesco Ltd. | 144,932 | $488.4K | 0.00% | +35,978+33.0% | Added |
| Credit Suisse AG | 135,000 | $454.9K | 0.00% | −40,000−22.9% | Reduced |
| GWM Advisors LLC | 136,795 | $450.7K | 0.00% | +2,725+2.0% | Added |
| Lido Advisors, LLC | 126,918 | $432.0K | 0.00% | +126,918 | New |
| Rockefeller Capital Management L.P. | 120,237 | $405.2K | 0.00% | +5,917+5.2% | Added |
| Royal Bank of Canada | 115,102 | $388.0K | 0.00% | +5,131+4.7% | Added |
| HighTower Advisors, LLC | 93,610 | $317.0K | 0.00% | +75,524+417.6% | Added |
| Thrivent Financial for Lutherans | 90,200 | $304.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 79,796 | $271.6K | 0.01% | −338−0.4% | Reduced |
| Wells Fargo & Company | 78,485 | $264.5K | 0.00% | −12,547−13.8% | Reduced |
| Weiss Asset Management LP | 75,449 | $254.3K | 0.02% | +75,449 | New |
| Wedbush Securities Inc | 68,185 | $230.0K | 0.01% | +20,825+44.0% | Added |
| Advisors Asset Management, Inc. | 65,347 | $220.2K | 0.00% | −2,357,273−97.3% | Reduced |
| CoreCap Advisors, LLC | 65,150 | $219.6K | 0.01% | +23,000+54.6% | Added |
| Wolverine Asset Management LLC | 64,607 | $217.7K | 0.00% | −57,123−46.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 60,732 | $205.0K | 0.00% | −5,638−8.5% | Reduced |
| Prosperity Financial Group, Inc. | 60,038 | $202.3K | 0.14% | +1,032+1.7% | Added |
| E&G Advisors, LP | 59,282 | $199.8K | 0.07% | −10,800−15.4% | Reduced |
| UBS Group AG | 53,614 | $180.7K | 0.00% | −8,685−13.9% | Reduced |
| Integrated Capital Management, Inc. | 53,374 | $179.9K | 0.15% | −2,011−3.6% | Reduced |
| Mariner, LLC | 52,148 | $175.7K | 0.00% | +6,789+15.0% | Added |
| Stifel Financial Corp | 48,429 | $163.2K | 0.00% | −12,397−20.4% | Reduced |
| Boothbay Fund Management, LLC | 45,000 | $151.7K | 0.01% | 00.0% | Unchanged |
| CTC Alternative Strategies, Ltd. | 43,076 | $145.2K | 0.30% | +43,076 | New |
| Joseph P. Lucia & Associates, LLC | 40,789 | $137.5K | 0.09% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 36,204 | $122.0K | 0.11% | 00.0% | Unchanged |
| Sonora Investment Management Group, LLC | 32,747 | $110.4K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 31,755 | $107.0K | 0.00% | −7,908−19.9% | Reduced |
| Garden State Investment Advisory Services LLC | 29,879 | $100.7K | 0.04% | +90+0.3% | Added |
| Lakeview Capital Partners, LLC | 29,389 | $99.0K | 0.02% | +1,400+5.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 28,192 | $95.0K | 0.01% | +1,083+4.0% | Added |
| Cetera Advisors LLC | 27,069 | $91.2K | 0.00% | −100−0.4% | Reduced |
| Elequin Capital LP | 25,970 | $87.5K | 0.03% | +6,927+36.4% | Added |
| Integrated Wealth Concepts LLC | 25,511 | $86.0K | 0.00% | −1,090−4.1% | Reduced |
| Atomi Financial Group, Inc. | 24,261 | $81.8K | 0.01% | −4,950−16.9% | Reduced |
| We Are One Seven, LLC | 23,294 | $78.5K | 0.00% | +2,642+12.8% | Added |
| Heron Bay Capital Management | 23,162 | $78.1K | 0.02% | −497,024−95.5% | Reduced |
| HRT Financial LP | 23,391 | $78.0K | 0.00% | +23,391 | New |
| Atria Wealth Solutions, Inc. | 23,011 | $77.5K | 0.00% | −10,422−31.2% | Reduced |
| Oxbow Advisors, LLC | 22,986 | $77.5K | 0.01% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 21,919 | $73.9K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 21,898 | $73.8K | 0.00% | −3,993−15.4% | Reduced |
| Venture Visionary Partners LLC | 21,696 | $73.1K | 0.00% | −350−1.6% | Reduced |
| MML Investors Services, LLC | 20,643 | $70.0K | 0.00% | −1,255−5.7% | Reduced |
| Institute for Wealth Management, LLC. | 19,718 | $66.5K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 18,624 | $62.8K | 0.00% | −340,500−94.8% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 18,499 | $62.3K | 0.01% | +2,283+14.1% | Added |
| Ieq Capital, LLC | 18,220 | $61.4K | 0.00% | −25,289−58.1% | Reduced |
| TNF LLC | 17,719 | $58.3K | 0.02% | +64+0.4% | Added |
| Good Life Advisors, LLC | 16,725 | $56.4K | 0.01% | 00.0% | Unchanged |
| Verition Fund Management LLC | 16,000 | $53.9K | 0.00% | +16,000 | New |
| Two Sigma Securities, LLC | 15,781 | $53.2K | 0.00% | +15,781 | New |
| Walleye Capital LLC | 15,169 | $51.1K | 0.00% | +3,606+31.2% | Added |
| Oppenheimer & Co Inc | 14,330 | $48.3K | 0.00% | +14,330 | New |
| Sage Capital Management, LLC | 14,000 | $47.2K | 0.03% | +14,000 | New |
| TownSquare Capital, LLC | 13,042 | $44.0K | 0.00% | +13,042 | New |
| ELCO Management Co., LLC | 13,000 | $43.8K | 0.03% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 12,779 | $43.1K | 0.00% | +9+0.1% | Added |
| Jane Street Group, LLC | 12,659 | $42.7K | 0.00% | +991+8.5% | Added |
| Gilliland Jeter Wealth Management LLC | 12,538 | $42.3K | 0.02% | +12,538 | New |
| Graves-Light Private Wealth Management, Inc. | 11,987 | $40.4K | 0.01% | 00.0% | Unchanged |
| Bank of Montreal | 10,000 | $38.9K | 0.00% | +10,000 | New |
| Occidental Asset Management, LLC | 11,327 | $38.2K | 0.01% | +11,327 | New |
| 180 Wealth Advisors, LLC | 11,000 | $37.0K | 0.01% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 10,858 | $36.6K | 0.00% | +10,858 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,451 | $35.2K | 0.01% | +111+1.1% | Added |
| Heritage Wealth Management, Inc. | 10,169 | $34.3K | 0.04% | +10,169 | New |
| Fortitude Family Office, LLC | 10,000 | $33.7K | 0.03% | +10,000 | New |
| FNY Investment Advisers, LLC | 3,000 | $10.0K | 0.01% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 2,829 | $9.53K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 2,671 | $9.00K | 0.00% | +2,671 | New |
| Bessemer Group Inc | 2,037 | $7.00K | 0.00% | +2,037 | New |
| Baystate Wealth Management LLC | 1,516 | $5.11K | 0.00% | +1,516 | New |
| Global Retirement Partners, LLC | 1,205 | $3.90K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 922 | $3.11K | 0.00% | +922 | New |
| Geneos Wealth Management Inc. | 800 | $2.70K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 300 | $1.01K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 28 | $94 | 0.00% | +28 | New |
| Tower Research Capital LLC (TRC) | 13 | $44 | 0.00% | 00.0% | Unchanged |