Virtus Convertible & Income Fund
NCV- Exchange
- NYSE
- SEC CIK
- 0001214935
In the last 90 days, Virtus Convertible & Income Fund insiders filed 1 open-market purchase and 0 sales; 58 institutions reported holding it in 13F filings for Q2 2026, worth $113.4M in total; no superinvestor holds it.
Other share classesNCV.PA
13F holders, Q3 2023
Institutional positions in Virtus Convertible & Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- 0 vs. Q2 2023
- Shares held
- 20.4M
- +2.27M (+12.5%) vs. Q2 2023
- Total value
- $63.4M
- +$336.0K (+0.5%) vs. Q2 2023
- New holders
- 12
- 37 more added
- Sold out
- 12
- 24 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NCV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $113.4M |
| Q1 2026 | 60 | $97.8M |
| Q4 2025 | 64 | $101.7M |
| Q3 2025 | 61 | $88.6M |
| Q2 2025 | 64 | $89.5M |
| Q1 2025 | 56 | $71.0M |
| Q4 2024 | 91 | $77.8M |
| Q3 2024 | 91 | $83.3M |
| Q2 2024 | 97 | $74.6M |
| Q1 2024 | 95 | $72.7M |
| Q4 2023 | 101 | $67.0M |
| Q3 2023 | 92 | $63.4M |
| Q2 2023 | 92 | $63.1M |
| Q1 2023 | 94 | $55.0M |
| Q4 2022 | 94 | $57.8M |
| Q3 2022 | 90 | $60.0M |
| Q2 2022 | 84 | $67.2M |
| Q1 2022 | 81 | $87.7M |
| Q4 2021 | 85 | $114.7M |
| Q3 2021 | 88 | $116.5M |
| Q2 2021 | 91 | $117.8M |
| Q1 2021 | 92 | $98.1M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Virtus Convertible & Income Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 6,882,131 | $21.4M | 0.00% | +1,310,461+23.5% | Added |
| Advisors Asset Management, Inc. | 2,422,620 | $7.54M | 0.16% | +238,680+10.9% | Added |
| Bank of America Corp | 2,001,573 | $6.22M | 0.00% | −187,377−8.6% | Reduced |
| Cornerstone Advisors, LLC | 752,438 | $2.34M | 0.11% | +437,793+139.1% | Added |
| LPL Financial LLC | 564,709 | $1.76M | 0.00% | +17,908+3.3% | Added |
| WNY Asset Management, LLC | 559,030 | $1.74M | 0.34% | +108,400+24.1% | Added |
| Heron Bay Capital Management | 520,186 | $1.62M | 0.44% | −70,276−11.9% | Reduced |
| Envestnet Asset Management Inc | 430,467 | $1.34M | 0.00% | +8,031+1.9% | Added |
| Ameriprise Financial Inc | 422,006 | $1.31M | 0.00% | +10,008+2.4% | Added |
| Comerica Bank | 359,124 | $1.12M | 0.01% | +359,124 | New |
| Park Avenue Securities LLC | 347,324 | $1.08M | 0.02% | +28,038+8.8% | Added |
| Congress Park Capital LLC | 319,500 | $993.6K | 0.57% | +163,750+105.1% | Added |
| Advisor Partners II, LLC | 301,570 | $937.9K | 0.04% | +301,570 | New |
| Cetera Investment Advisers | 283,621 | $882.1K | 0.01% | +15,361+5.7% | Added |
| Cetera Advisor Networks LLC | 282,079 | $877.3K | 0.01% | +7,956+2.9% | Added |
| Private Advisor Group, LLC | 220,861 | $686.9K | 0.01% | +8,151+3.8% | Added |
| Credit Suisse AG | 175,000 | $544.3K | 0.00% | −170,000−49.3% | Reduced |
| Advisor Group Holdings, Inc. | 173,100 | $538.2K | 0.00% | +64,471+59.3% | Added |
| Logan Stone Capital, LLC | 162,155 | $504.3K | 0.14% | +12,249+8.2% | Added |
| Guggenheim Capital LLC | 158,247 | $492.1K | 0.00% | −310,647−66.3% | Reduced |
| Commonwealth Equity Services, LLC | 157,455 | $490.0K | 0.00% | −3,364−2.1% | Reduced |
| Landscape Capital Management, L.L.C. | 155,628 | $484.0K | 0.06% | −42,161−21.3% | Reduced |
| GWM Advisors LLC | 134,070 | $417.0K | 0.00% | −22,469−14.4% | Reduced |
| Claybrook Capital, LLC | 126,918 | $394.7K | 0.23% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 129,098 | $386.0K | 0.17% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 121,730 | $378.6K | 0.01% | −16,248−11.8% | Reduced |
| Rockefeller Capital Management L.P. | 114,320 | $355.5K | 0.00% | +2,243+2.0% | Added |
| Shaker Financial Services, LLC | 109,022 | $342.6K | 0.16% | +38,822+55.3% | Added |
| Royal Bank of Canada | 109,971 | $342.0K | 0.00% | +27,348+33.1% | Added |
| Invesco Ltd. | 108,954 | $338.8K | 0.00% | +30,834+39.5% | Added |
| Wells Fargo & Company | 91,032 | $283.1K | 0.00% | +942+1.0% | Added |
| Thrivent Financial for Lutherans | 90,200 | $281.0K | 0.00% | −23,000−20.3% | Reduced |
| National Asset Management, Inc. | 80,134 | $251.9K | 0.01% | +570+0.7% | Added |
| E&G Advisors, LP | 70,082 | $218.0K | 0.08% | −2,600−3.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 66,370 | $206.0K | 0.00% | −1,568−2.3% | Reduced |
| UBS Group AG | 62,299 | $193.8K | 0.00% | −13,739−18.1% | Reduced |
| Stifel Financial Corp | 60,826 | $189.2K | 0.00% | +2,391+4.1% | Added |
| Raymond James & Associates | 59,563 | $185.2K | 0.00% | +33,370+127.4% | Added |
| Prosperity Financial Group, Inc. | 59,006 | $183.5K | 0.15% | −1,799−3.0% | Reduced |
| Integrated Capital Management, Inc. | 55,385 | $172.2K | 0.15% | +6,933+14.3% | Added |
| Flow State Investments, L.P. | 49,327 | $153.4K | 0.06% | +49,327 | New |
| Wedbush Securities Inc | 47,360 | $147.0K | 0.01% | +371+0.8% | Added |
| Mariner, LLC | 45,359 | $141.1K | 0.00% | +12,054+36.2% | Added |
| Boothbay Fund Management, LLC | 45,000 | $139.9K | 0.00% | +15,500+52.5% | Added |
| Susquehanna International Group, LLP | 44,476 | $138.3K | 0.00% | +44,476 | New |
| Ieq Capital, LLC | 43,509 | $135.3K | 0.00% | +11,210+34.7% | Added |
| CoreCap Advisors, LLC | 42,150 | $131.1K | 0.01% | +3,000+7.7% | Added |
| Joseph P. Lucia & Associates, LLC | 40,789 | $126.9K | 0.09% | −12,740−23.8% | Reduced |
| Advisory Services Network, LLC | 39,663 | $123.4K | 0.00% | −655−1.6% | Reduced |
| Melfa Wealth Management, LLC | 36,204 | $112.6K | 0.12% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 33,433 | $104.0K | 0.00% | −18,395−35.5% | Reduced |
| Sonora Investment Management Group, LLC | 32,747 | $101.8K | 0.01% | −39,750−54.8% | Reduced |
| Garden State Investment Advisory Services LLC | 29,789 | $92.6K | 0.04% | +77+0.3% | Added |
| Atomi Financial Group, Inc. | 29,211 | $90.8K | 0.03% | +29,211 | New |
| Lakeview Capital Partners, LLC | 27,989 | $87.0K | 0.02% | 00.0% | Unchanged |
| Cetera Advisors LLC | 27,169 | $84.5K | 0.00% | −900−3.2% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 27,109 | $84.3K | 0.01% | +531+2.0% | Added |
| Integrated Wealth Concepts LLC | 26,601 | $82.7K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 25,891 | $80.5K | 0.00% | +2,469+10.5% | Added |
| Oxbow Advisors, LLC | 22,986 | $71.5K | 0.01% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 22,931 | $71.3K | 0.00% | +22,931 | New |
| Boston Private Wealth LLC | 22,105 | $68.7K | 0.00% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 22,046 | $68.6K | 0.00% | +350+1.6% | Added |
| Wetherby Asset Management Inc | 21,919 | $68.2K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 21,898 | $68.0K | 0.00% | +3,444+18.7% | Added |
| We Are One Seven, LLC | 20,652 | $64.2K | 0.01% | +4,585+28.5% | Added |
| Citadel Advisors LLC | 19,844 | $61.7K | 0.00% | +19,844 | New |
| Institute for Wealth Management, LLC. | 19,718 | $61.3K | 0.01% | −500−2.5% | Reduced |
| Elequin Capital LP | 19,043 | $59.2K | 0.01% | −27,144−58.8% | Reduced |
| HighTower Advisors, LLC | 18,086 | $56.0K | 0.00% | +2,054+12.8% | Added |
| RDA Financial Network | 17,403 | $54.1K | 0.02% | −300−1.7% | Reduced |
| TNF LLC | 17,655 | $52.3K | 0.02% | −1,220−6.5% | Reduced |
| Good Life Advisors, LLC | 16,725 | $52.0K | 0.01% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 16,216 | $50.4K | 0.01% | +3,968+32.4% | Added |
| ELCO Management Co., LLC | 13,000 | $40.4K | 0.03% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 12,770 | $39.7K | 0.00% | +12,770 | New |
| Graves-Light Private Wealth Management, Inc. | 11,987 | $36.3K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 11,668 | $36.3K | 0.00% | +11,668 | New |
| Centaurus Financial, Inc. | 11,701 | $36.0K | 0.00% | +11,701 | New |
| Walleye Capital LLC | 11,563 | $36.0K | 0.00% | −60,661−84.0% | Reduced |
| 180 Wealth Advisors, LLC | 11,000 | $34.2K | 0.01% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,340 | $32.2K | 0.01% | +96+0.9% | Added |
| Cary Street Partner Investment Advisory LLC | 4,000 | $12.4K | 0.00% | −500−11.1% | Reduced |
| FNY Investment Advisers, LLC | 3,000 | $9.00K | 0.01% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 2,829 | $8.77K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,205 | $3.63K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 800 | $2.49K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 267 | $1.00K | 0.00% | +267 | New |
| FinTrust Capital Advisors, LLC | 300 | $933 | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 100 | $311 | 0.00% | +100 | New |
| Tower Research Capital LLC (TRC) | 13 | $40 | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 12 | $37 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −90,273−100.0% | Sold out |
| Moors & Cabot, Inc. | 0 | $0 | 0.00% | −49,600−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −21,211−100.0% | Sold out |
| Samalin Investment Counsel, LLC | 0 | $0 | 0.00% | −11,541−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −11,474−100.0% | Sold out |
| Detalus Advisors, LLC | 0 | $0 | 0.00% | −10,217−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −415−100.0% | Sold out |