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Livermore
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Virtus Convertible & Income Fund

NCV
Exchange
NYSE
SEC CIK
0001214935

In the last 90 days, Virtus Convertible & Income Fund insiders filed 1 open-market purchase and 0 sales; 58 institutions reported holding it in 13F filings for Q2 2026, worth $113.4M in total; no superinvestor holds it.

Other share classesNCV.PA

13F holders, Q3 2023

Institutional positions in Virtus Convertible & Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
92
0 vs. Q2 2023
Shares held
20.4M
+2.27M (+12.5%) vs. Q2 2023
Total value
$63.4M
+$336.0K (+0.5%) vs. Q2 2023
New holders
12
37 more added
Sold out
12
24 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NCV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 92 institutions
Q1 2021: 92 institutionsQ2 2021: 91 institutionsQ3 2021: 88 institutionsQ4 2021: 85 institutionsQ1 2022: 81 institutionsQ2 2022: 84 institutionsQ3 2022: 90 institutionsQ4 2022: 94 institutionsQ1 2023: 94 institutionsQ2 2023: 92 institutionsQ3 2023: 92 institutionsQ4 2023: 101 institutionsQ1 2024: 95 institutionsQ2 2024: 97 institutionsQ3 2024: 91 institutionsQ4 2024: 91 institutionsQ1 2025: 56 institutionsQ2 2025: 64 institutionsQ3 2025: 61 institutionsQ4 2025: 64 institutionsQ1 2026: 60 institutionsQ2 2026: 58 institutions
Value heldQ3 2023: $63.4M
Q1 2021: $98.1MQ2 2021: $117.8MQ3 2021: $116.5MQ4 2021: $114.7MQ1 2022: $87.7MQ2 2022: $67.2MQ3 2022: $60.0MQ4 2022: $57.8MQ1 2023: $55.0MQ2 2023: $63.1MQ3 2023: $63.4MQ4 2023: $67.0MQ1 2024: $72.7MQ2 2024: $74.6MQ3 2024: $83.3MQ4 2024: $77.8MQ1 2025: $71.0MQ2 2025: $89.5MQ3 2025: $88.6MQ4 2025: $101.7MQ1 2026: $97.8MQ2 2026: $113.4M
Institutions holding NCV and their total value by quarter
QuarterHoldersValue
Q2 202658$113.4M
Q1 202660$97.8M
Q4 202564$101.7M
Q3 202561$88.6M
Q2 202564$89.5M
Q1 202556$71.0M
Q4 202491$77.8M
Q3 202491$83.3M
Q2 202497$74.6M
Q1 202495$72.7M
Q4 2023101$67.0M
Q3 202392$63.4M
Q2 202392$63.1M
Q1 202394$55.0M
Q4 202294$57.8M
Q3 202290$60.0M
Q2 202284$67.2M
Q1 202281$87.7M
Q4 202185$114.7M
Q3 202188$116.5M
Q2 202191$117.8M
Q1 202192$98.1M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Virtus Convertible & Income Fund; share changes are against Q2 2023.

Institutions holding NCV in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
St Germain D J Co Inc12$370.00%00.0%Unchanged
Tower Research Capital LLC (TRC)13$400.00%00.0%Unchanged
Global Wealth Management Investment Advisory, Inc.100$3110.00%+100New
FinTrust Capital Advisors, LLC300$9330.00%00.0%Unchanged
Benjamin F. Edwards & Company, Inc.267$1.00K0.00%+267New
Geneos Wealth Management Inc.800$2.49K0.00%00.0%Unchanged
Global Retirement Partners, LLC1,205$3.63K0.00%00.0%Unchanged
Peoples Financial Services Corp.2,829$8.77K0.00%00.0%Unchanged
FNY Investment Advisers, LLC3,000$9.00K0.01%00.0%Unchanged
Cary Street Partner Investment Advisory LLC4,000$12.4K0.00%−500−11.1%Reduced
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors10,340$32.2K0.01%+96+0.9%Added
180 Wealth Advisors, LLC11,000$34.2K0.01%00.0%Unchanged
Walleye Capital LLC11,563$36.0K0.00%−60,661−84.0%Reduced
Centaurus Financial, Inc.11,701$36.0K0.00%+11,701New
Jane Street Group, LLC11,668$36.3K0.00%+11,668New
Graves-Light Private Wealth Management, Inc.11,987$36.3K0.00%00.0%Unchanged
Capital Investment Advisors, LLC12,770$39.7K0.00%+12,770New
ELCO Management Co., LLC13,000$40.4K0.03%00.0%Unchanged
Pinnacle Wealth Planning Services, Inc.16,216$50.4K0.01%+3,968+32.4%Added
Good Life Advisors, LLC16,725$52.0K0.01%00.0%Unchanged
TNF LLC17,655$52.3K0.02%−1,220−6.5%Reduced
RDA Financial Network17,403$54.1K0.02%−300−1.7%Reduced
HighTower Advisors, LLC18,086$56.0K0.00%+2,054+12.8%Added
Elequin Capital LP19,043$59.2K0.01%−27,144−58.8%Reduced
Institute for Wealth Management, LLC.19,718$61.3K0.01%−500−2.5%Reduced
Citadel Advisors LLC19,844$61.7K0.00%+19,844New
We Are One Seven, LLC20,652$64.2K0.01%+4,585+28.5%Added
MML Investors Services, LLC21,898$68.0K0.00%+3,444+18.7%Added
Wetherby Asset Management Inc21,919$68.2K0.00%00.0%Unchanged
Venture Visionary Partners LLC22,046$68.6K0.00%+350+1.6%Added
Boston Private Wealth LLC22,105$68.7K0.00%00.0%Unchanged
Axxcess Wealth Management, LLC22,931$71.3K0.00%+22,931New
Oxbow Advisors, LLC22,986$71.5K0.01%00.0%Unchanged
Raymond James Financial Services Advisors, Inc.25,891$80.5K0.00%+2,469+10.5%Added
Integrated Wealth Concepts LLC26,601$82.7K0.00%00.0%Unchanged
Sheaff Brock Investment Advisors, LLC27,109$84.3K0.01%+531+2.0%Added
Cetera Advisors LLC27,169$84.5K0.00%−900−3.2%Reduced
Lakeview Capital Partners, LLC27,989$87.0K0.02%00.0%Unchanged
Atomi Financial Group, Inc.29,211$90.8K0.03%+29,211New
Garden State Investment Advisory Services LLC29,789$92.6K0.04%+77+0.3%Added
Sonora Investment Management Group, LLC32,747$101.8K0.01%−39,750−54.8%Reduced
Atria Wealth Solutions, Inc.33,433$104.0K0.00%−18,395−35.5%Reduced
Melfa Wealth Management, LLC36,204$112.6K0.12%00.0%Unchanged
Advisory Services Network, LLC39,663$123.4K0.00%−655−1.6%Reduced
Joseph P. Lucia & Associates, LLC40,789$126.9K0.09%−12,740−23.8%Reduced
CoreCap Advisors, LLC42,150$131.1K0.01%+3,000+7.7%Added
Ieq Capital, LLC43,509$135.3K0.00%+11,210+34.7%Added
Susquehanna International Group, LLP44,476$138.3K0.00%+44,476New
Boothbay Fund Management, LLC45,000$139.9K0.00%+15,500+52.5%Added
Mariner, LLC45,359$141.1K0.00%+12,054+36.2%Added
Wedbush Securities Inc47,360$147.0K0.01%+371+0.8%Added
Flow State Investments, L.P.49,327$153.4K0.06%+49,327New
Integrated Capital Management, Inc.55,385$172.2K0.15%+6,933+14.3%Added
Prosperity Financial Group, Inc.59,006$183.5K0.15%−1,799−3.0%Reduced
Raymond James & Associates59,563$185.2K0.00%+33,370+127.4%Added
Stifel Financial Corp60,826$189.2K0.00%+2,391+4.1%Added
UBS Group AG62,299$193.8K0.00%−13,739−18.1%Reduced
Cambridge Investment Research Advisors, Inc.66,370$206.0K0.00%−1,568−2.3%Reduced
E&G Advisors, LP70,082$218.0K0.08%−2,600−3.6%Reduced
National Asset Management, Inc.80,134$251.9K0.01%+570+0.7%Added
Thrivent Financial for Lutherans90,200$281.0K0.00%−23,000−20.3%Reduced
Wells Fargo & Company91,032$283.1K0.00%+942+1.0%Added
Invesco Ltd.108,954$338.8K0.00%+30,834+39.5%Added
Royal Bank of Canada109,971$342.0K0.00%+27,348+33.1%Added
Shaker Financial Services, LLC109,022$342.6K0.16%+38,822+55.3%Added
Rockefeller Capital Management L.P.114,320$355.5K0.00%+2,243+2.0%Added
Wolverine Asset Management LLC121,730$378.6K0.01%−16,248−11.8%Reduced
Robinson Capital Management, LLC129,098$386.0K0.17%00.0%Unchanged
Claybrook Capital, LLC126,918$394.7K0.23%00.0%Unchanged
GWM Advisors LLC134,070$417.0K0.00%−22,469−14.4%Reduced
Landscape Capital Management, L.L.C.155,628$484.0K0.06%−42,161−21.3%Reduced
Commonwealth Equity Services, LLC157,455$490.0K0.00%−3,364−2.1%Reduced
Guggenheim Capital LLC158,247$492.1K0.00%−310,647−66.3%Reduced
Logan Stone Capital, LLC162,155$504.3K0.14%+12,249+8.2%Added
Advisor Group Holdings, Inc.173,100$538.2K0.00%+64,471+59.3%Added
Credit Suisse AG175,000$544.3K0.00%−170,000−49.3%Reduced
Private Advisor Group, LLC220,861$686.9K0.01%+8,151+3.8%Added
Cetera Advisor Networks LLC282,079$877.3K0.01%+7,956+2.9%Added
Cetera Investment Advisers283,621$882.1K0.01%+15,361+5.7%Added
Advisor Partners II, LLC301,570$937.9K0.04%+301,570New
Congress Park Capital LLC319,500$993.6K0.57%+163,750+105.1%Added
Park Avenue Securities LLC347,324$1.08M0.02%+28,038+8.8%Added
Comerica Bank359,124$1.12M0.01%+359,124New
Ameriprise Financial Inc422,006$1.31M0.00%+10,008+2.4%Added
Envestnet Asset Management Inc430,467$1.34M0.00%+8,031+1.9%Added
Heron Bay Capital Management520,186$1.62M0.44%−70,276−11.9%Reduced
WNY Asset Management, LLC559,030$1.74M0.34%+108,400+24.1%Added
LPL Financial LLC564,709$1.76M0.00%+17,908+3.3%Added
Cornerstone Advisors, LLC752,438$2.34M0.11%+437,793+139.1%Added
Bank of America Corp2,001,573$6.22M0.00%−187,377−8.6%Reduced
Advisors Asset Management, Inc.2,422,620$7.54M0.16%+238,680+10.9%Added
Morgan Stanley6,882,131$21.4M0.00%+1,310,461+23.5%Added
JPMorgan Chase & Co0$00.00%−90,273−100.0%Sold out
Moors & Cabot, Inc.0$00.00%−49,600−100.0%Sold out
Saba Capital Management, L.P.0$00.00%−21,211−100.0%Sold out
Samalin Investment Counsel, LLC0$00.00%−11,541−100.0%Sold out
IHT Wealth Management, LLC0$00.00%−11,474−100.0%Sold out
Detalus Advisors, LLC0$00.00%−10,217−100.0%Sold out
Ronald Blue Trust, Inc.0$00.00%−500−100.0%Sold out
CWM, LLC0$00.00%−415−100.0%Sold out