Skip to main content

Virtus Convertible & Income Fund

NCV
Exchange
NYSE
SEC CIK
0001214935

In the last 90 days, Virtus Convertible & Income Fund insiders filed 1 open-market purchase and 0 sales; 58 institutions reported holding it in 13F filings for Q2 2026, worth $113.4M in total; no superinvestor holds it.

Other share classesNCV.PA

13F holders, Q4 2021

Institutional positions in Virtus Convertible & Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
85
0 vs. Q3 2021
Shares held
19.7M
+341.8K (+1.8%) vs. Q3 2021
Total value
$114.7M
−$575.7K (−0.5%) vs. Q3 2021
New holders
11
26 more added
Sold out
11
25 more reduced

3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NCV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2021: 85 institutions
Q1 2021: 92 institutionsQ2 2021: 91 institutionsQ3 2021: 88 institutionsQ4 2021: 85 institutionsQ1 2022: 81 institutionsQ2 2022: 84 institutionsQ3 2022: 90 institutionsQ4 2022: 94 institutionsQ1 2023: 94 institutionsQ2 2023: 92 institutionsQ3 2023: 92 institutionsQ4 2023: 101 institutionsQ1 2024: 95 institutionsQ2 2024: 97 institutionsQ3 2024: 91 institutionsQ4 2024: 91 institutionsQ1 2025: 56 institutionsQ2 2025: 64 institutionsQ3 2025: 61 institutionsQ4 2025: 64 institutionsQ1 2026: 60 institutionsQ2 2026: 58 institutions
Value heldQ4 2021: $114.7M
Q1 2021: $98.1MQ2 2021: $117.8MQ3 2021: $116.5MQ4 2021: $114.7MQ1 2022: $87.7MQ2 2022: $67.2MQ3 2022: $60.0MQ4 2022: $57.8MQ1 2023: $55.0MQ2 2023: $63.1MQ3 2023: $63.4MQ4 2023: $67.0MQ1 2024: $72.7MQ2 2024: $74.6MQ3 2024: $83.3MQ4 2024: $77.8MQ1 2025: $71.0MQ2 2025: $89.5MQ3 2025: $88.6MQ4 2025: $101.7MQ1 2026: $97.8MQ2 2026: $113.4M
Institutions holding NCV and their total value by quarter
QuarterHoldersValue
Q2 202658$113.4M
Q1 202660$97.8M
Q4 202564$101.7M
Q3 202561$88.6M
Q2 202564$89.5M
Q1 202556$71.0M
Q4 202491$77.8M
Q3 202491$83.3M
Q2 202497$74.6M
Q1 202495$72.7M
Q4 2023101$67.0M
Q3 202392$63.4M
Q2 202392$63.1M
Q1 202394$55.0M
Q4 202294$57.8M
Q3 202290$60.0M
Q2 202284$67.2M
Q1 202281$87.7M
Q4 202185$114.7M
Q3 202188$116.5M
Q2 202191$117.8M
Q1 202192$98.1M

Institutions, Q4 2021

Shares, value and share of portfolio for each institution holding Virtus Convertible & Income Fund; share changes are against Q3 2021.

Institutions holding NCV in Q4 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Bank of America Corp5,452,415$31.8M0.00%−245,983−4.3%Reduced
Guggenheim Capital LLC2,358,149$13.7M0.07%+469,181+24.8%Added
Penserra Capital Management LLC2,114,305$12.3M0.26%+29,321+1.4%Added
Rivernorth Capital Management, LLC1,820,814$10.6M0.43%+1,820,814New
Advisors Asset Management, Inc.1,497,655$8.73M0.12%+46,699+3.2%Added
Morgan Stanley1,287,094$7.50M0.00%−10,574−0.8%Reduced
Royal Bank of Canada750,532$4.38M0.00%+90,145+13.7%Added
LPL Financial LLC600,775$3.50M0.00%+5,830+1.0%Added
Ameriprise Financial Inc430,215$2.51M0.00%+41,083+10.6%Added
Credit Suisse AG410,000$2.39M0.00%−1,533,000−78.9%Reduced
Commonwealth Equity Services, LLC275,658$1.61M0.00%−6,197−2.2%Reduced
Cetera Advisor Networks LLC238,356$1.39M0.02%+6,309+2.7%Added
Parametric Portfolio Associates LLC183,863$1.07M0.00%+119,488+185.6%Added
Invesco Ltd.157,819$920.0K0.00%+52,304+49.6%Added
Cohen & Steers, Inc.137,335$801.0K0.00%00.0%Unchanged
Private Advisor Group, LLC119,851$699.0K0.01%−98,649−45.1%Reduced
GWM Advisors LLC113,800$663.0K0.01%+113,800New
Claybrook Capital, LLC109,425$638.0K0.30%00.0%Unchanged
E&G Advisors, LP91,482$533.0K0.13%00.0%Unchanged
Advisor Group Holdings, Inc.88,024$514.0K0.00%−7,007−7.4%Reduced
Cambridge Investment Research Advisors, Inc.86,187$502.0K0.00%+4,478+5.5%Added
Sonora Investment Management Group, LLC85,615$499.0K0.06%+85,615New
UBS Group AG83,608$487.0K0.00%−3,605−4.1%Reduced
Shaker Financial Services, LLC72,719$424.0K0.15%−32,311−30.8%Reduced
Joseph P. Lucia & Associates, LLC64,090$374.0K0.24%−500−0.8%Reduced
Stifel Financial Corp59,541$347.0K0.00%−36,459−38.0%Reduced
Americana Partners, LLC58,400$340.0K0.06%+17,200+41.7%Added
Claraphi Advisory Network, LLC55,457$323.0K0.11%+3,144+6.0%Added
Raymond James Financial Services Advisors, Inc.51,143$298.0K0.00%+16,415+47.3%Added
CoreCap Advisors, LLC42,200$246.0K0.02%+42,200New
Segantii Capital Management Ltd37,200$217.0K0.01%+37,200New
B. Riley Wealth Management, Inc.33,000$192.0K0.01%−500−1.5%Reduced
Wells Fargo & Company32,795$191.0K0.00%+1,999+6.5%Added
Advisory Services Network, LLC29,563$172.0K0.00%−5,910−16.7%Reduced
Samalin Investment Counsel, LLC28,277$165.0K0.10%+342+1.2%Added
Detalus Advisors, LLC25,013$146.0K0.07%−2,001−7.4%Reduced
TNF LLC26,158$145.0K0.06%+110.0%Added
Rockefeller Capital Management L.P.24,410$142.0K0.00%+60.0%Added
Sheaff Brock Investment Advisors, LLC24,196$141.0K0.01%+963+4.1%Added
Raymond James & Associates23,336$136.0K0.00%−6,806−22.6%Reduced
Oxbow Advisors, LLC23,139$135.0K0.01%−497−2.1%Reduced
Centaurus Financial, Inc.22,886$133.0K0.01%+791+3.6%Added
RDA Financial Network22,491$131.0K0.05%−194−0.9%Reduced
Liberty Wealth Management LLC22,342$130.0K0.05%−251−1.1%Reduced
Wedbush Securities Inc22,260$130.0K0.01%+476+2.2%Added
NEXT Financial Group, Inc21,988$128.0K0.01%−900−3.9%Reduced
Venture Visionary Partners LLC21,696$126.0K0.01%00.0%Unchanged
Institute for Wealth Management, LLC.21,228$124.0K0.02%−121−0.6%Reduced
Nomura Holdings Inc20,700$120.0K0.00%+20,700New
Arkadios Wealth Advisors20,245$118.0K0.02%−2,700−11.8%Reduced
WNY Asset Management, LLC19,000$110.0K0.03%+4,000+26.7%Added
HighTower Advisors, LLC17,935$106.0K0.00%+383+2.2%Added
Hollencrest Capital Management17,350$101.0K0.01%00.0%Unchanged
Boston Private Wealth LLC16,846$98.0K0.00%−110,627−86.8%Reduced
Good Life Advisors, LLC16,725$98.0K0.01%00.0%Unchanged
Chicago Partners Investment Group LLC17,402$87.0K0.01%+386+2.3%Added
Umb Bank N A14,726$86.0K0.00%00.0%Unchanged
Tempus Wealth Planning, LLC14,618$85.0K0.05%00.0%Unchanged
Capital Investment Advisors, LLC14,250$83.0K0.00%−600−4.0%Reduced
Insight Advisors, LLC14,100$82.0K0.02%00.0%Unchanged
Capital Financial Services, LLC13,000$76.0K0.08%00.0%Unchanged
Cetera Advisors LLC12,700$74.0K0.00%00.0%Unchanged
Graves-Light Private Wealth Management, Inc.12,567$73.0K0.01%00.0%Unchanged
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors11,099$65.0K0.02%−1,615−12.7%Reduced
Hilltop Holdings Inc.10,273$60.0K0.01%00.0%Unchanged
Greatmark Investment Partners, Inc.10,000$58.0K0.01%00.0%Unchanged
180 Wealth Advisors, LLC11,000$56.0K0.01%00.0%Unchanged
Amplius Wealth Advisors, LLC7,774$45.0K0.01%+7,774New
American Portfolios Advisors7,433$43.3K0.00%+2,000+36.8%Added
Northwestern Mutual Wealth Management Co5,959$35.0K0.00%+5,333+851.9%Added
Ford Financial Group, LLC5,626$32.0K0.01%+5,626New
Accel Wealth Management4,291$25.0K0.01%+25+0.6%Added
Steward Partners Investment Advisory, LLC2,000$12.0K0.00%00.0%Unchanged
Proequities, Inc.1,900$11.0K0.00%−3,000−61.2%Reduced
TAP Consulting, LLC1,855$11.0K0.00%+1,855New
Wagner Wealth Management, LLC1,200$7.00K0.01%00.0%Unchanged
Carroll Financial Associates, Inc.986$5.00K0.00%00.0%Unchanged
Geneos Wealth Management Inc.800$4.00K0.00%00.0%Unchanged
Robinson Capital Management, LLC425$2.00K0.00%00.0%Unchanged
FinTrust Capital Advisors, LLC300$2.00K0.00%00.0%Unchanged
Private Capital Group, LLC386$2.00K0.00%00.0%Unchanged
Cornerstone Advisory, LLC250$2.00K0.00%+250New
Harbour Investments, Inc.240$1.00K0.00%−1,500−86.2%Reduced
CVA Family Office, LLC28$00.00%00.0%Unchanged
Tower Research Capital LLC (TRC)11$00.00%+11New
Bramshill Investments, LLC0$00.00%−369,240−100.0%Sold out
Arlington Capital Management, Inc.0$00.00%−76,098−100.0%Sold out
Sit Investment Associates Inc0$00.00%−51,205−100.0%Sold out
Kestra Advisory Services, LLC0$00.00%−38,267−100.0%Sold out
Millennium Management LLC0$00.00%−18,282−100.0%Sold out
Camden Capital, LLC0$00.00%−16,918−100.0%Sold out
Two Sigma Securities, LLC0$00.00%−14,543−100.0%Sold out
Paulson Wealth Management Inc.0$00.00%−10,822−100.0%Sold out
FNY Investment Advisers, LLC0$00.00%−5,000−100.0%Sold out
Atlas Private Wealth Advisors0$00.00%−375−100.0%Sold out
Meridian Wealth Partners, LLC0$00.00%−66−100.0%Sold out
Mid Atlantic Financial Management Inc––––Not filed
Sonora Investment Management, LLC––––Not filed
Wealth Quarterback LLC––––Not filed