Virtus Convertible & Income Fund
NCV- Exchange
- NYSE
- SEC CIK
- 0001214935
In the last 90 days, Virtus Convertible & Income Fund insiders filed 1 open-market purchase and 0 sales; 58 institutions reported holding it in 13F filings for Q2 2026, worth $113.4M in total; no superinvestor holds it.
Other share classesNCV.PA
13F holders, Q4 2023
Institutional positions in Virtus Convertible & Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +11 vs. Q3 2023
- Shares held
- 19.9M
- −91.3K (−0.5%) vs. Q3 2023
- Total value
- $67.0M
- +$4.90M (+7.9%) vs. Q3 2023
- New holders
- 23
- 34 more added
- Sold out
- 12
- 25 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NCV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $113.4M |
| Q1 2026 | 60 | $97.8M |
| Q4 2025 | 64 | $101.7M |
| Q3 2025 | 61 | $88.6M |
| Q2 2025 | 64 | $89.5M |
| Q1 2025 | 56 | $71.0M |
| Q4 2024 | 91 | $77.8M |
| Q3 2024 | 91 | $83.3M |
| Q2 2024 | 97 | $74.6M |
| Q1 2024 | 95 | $72.7M |
| Q4 2023 | 101 | $67.0M |
| Q3 2023 | 92 | $63.4M |
| Q2 2023 | 92 | $63.1M |
| Q1 2023 | 94 | $55.0M |
| Q4 2022 | 94 | $57.8M |
| Q3 2022 | 90 | $60.0M |
| Q2 2022 | 84 | $67.2M |
| Q1 2022 | 81 | $87.7M |
| Q4 2021 | 85 | $114.7M |
| Q3 2021 | 88 | $116.5M |
| Q2 2021 | 91 | $117.8M |
| Q1 2021 | 92 | $98.1M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Virtus Convertible & Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| St Germain D J Co Inc | 12 | $40 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 13 | $44 | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 28 | $94 | 0.00% | +28 | New |
| FinTrust Capital Advisors, LLC | 300 | $1.01K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 800 | $2.70K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 922 | $3.11K | 0.00% | +922 | New |
| Global Retirement Partners, LLC | 1,205 | $3.90K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 1,516 | $5.11K | 0.00% | +1,516 | New |
| Bessemer Group Inc | 2,037 | $7.00K | 0.00% | +2,037 | New |
| Principal Securities, Inc. | 2,671 | $9.00K | 0.00% | +2,671 | New |
| Peoples Financial Services Corp. | 2,829 | $9.53K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 3,000 | $10.0K | 0.01% | 00.0% | Unchanged |
| Fortitude Family Office, LLC | 10,000 | $33.7K | 0.03% | +10,000 | New |
| Heritage Wealth Management, Inc. | 10,169 | $34.3K | 0.04% | +10,169 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,451 | $35.2K | 0.01% | +111+1.1% | Added |
| Coldstream Capital Management Inc | 10,858 | $36.6K | 0.00% | +10,858 | New |
| 180 Wealth Advisors, LLC | 11,000 | $37.0K | 0.01% | 00.0% | Unchanged |
| Occidental Asset Management, LLC | 11,327 | $38.2K | 0.01% | +11,327 | New |
| Bank of Montreal | 10,000 | $38.9K | 0.00% | +10,000 | New |
| Graves-Light Private Wealth Management, Inc. | 11,987 | $40.4K | 0.01% | 00.0% | Unchanged |
| Gilliland Jeter Wealth Management LLC | 12,538 | $42.3K | 0.02% | +12,538 | New |
| Jane Street Group, LLC | 12,659 | $42.7K | 0.00% | +991+8.5% | Added |
| Capital Investment Advisors, LLC | 12,779 | $43.1K | 0.00% | +9+0.1% | Added |
| ELCO Management Co., LLC | 13,000 | $43.8K | 0.03% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 13,042 | $44.0K | 0.00% | +13,042 | New |
| Sage Capital Management, LLC | 14,000 | $47.2K | 0.03% | +14,000 | New |
| Oppenheimer & Co Inc | 14,330 | $48.3K | 0.00% | +14,330 | New |
| Walleye Capital LLC | 15,169 | $51.1K | 0.00% | +3,606+31.2% | Added |
| Two Sigma Securities, LLC | 15,781 | $53.2K | 0.00% | +15,781 | New |
| Verition Fund Management LLC | 16,000 | $53.9K | 0.00% | +16,000 | New |
| Good Life Advisors, LLC | 16,725 | $56.4K | 0.01% | 00.0% | Unchanged |
| TNF LLC | 17,719 | $58.3K | 0.02% | +64+0.4% | Added |
| Ieq Capital, LLC | 18,220 | $61.4K | 0.00% | −25,289−58.1% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 18,499 | $62.3K | 0.01% | +2,283+14.1% | Added |
| Comerica Bank | 18,624 | $62.8K | 0.00% | −340,500−94.8% | Reduced |
| Institute for Wealth Management, LLC. | 19,718 | $66.5K | 0.01% | 00.0% | Unchanged |
| MML Investors Services, LLC | 20,643 | $70.0K | 0.00% | −1,255−5.7% | Reduced |
| Venture Visionary Partners LLC | 21,696 | $73.1K | 0.00% | −350−1.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 21,898 | $73.8K | 0.00% | −3,993−15.4% | Reduced |
| Wetherby Asset Management Inc | 21,919 | $73.9K | 0.00% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 22,986 | $77.5K | 0.01% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 23,011 | $77.5K | 0.00% | −10,422−31.2% | Reduced |
| HRT Financial LP | 23,391 | $78.0K | 0.00% | +23,391 | New |
| Heron Bay Capital Management | 23,162 | $78.1K | 0.02% | −497,024−95.5% | Reduced |
| We Are One Seven, LLC | 23,294 | $78.5K | 0.00% | +2,642+12.8% | Added |
| Atomi Financial Group, Inc. | 24,261 | $81.8K | 0.01% | −4,950−16.9% | Reduced |
| Integrated Wealth Concepts LLC | 25,511 | $86.0K | 0.00% | −1,090−4.1% | Reduced |
| Elequin Capital LP | 25,970 | $87.5K | 0.03% | +6,927+36.4% | Added |
| Cetera Advisors LLC | 27,069 | $91.2K | 0.00% | −100−0.4% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 28,192 | $95.0K | 0.01% | +1,083+4.0% | Added |
| Lakeview Capital Partners, LLC | 29,389 | $99.0K | 0.02% | +1,400+5.0% | Added |
| Garden State Investment Advisory Services LLC | 29,879 | $100.7K | 0.04% | +90+0.3% | Added |
| Advisory Services Network, LLC | 31,755 | $107.0K | 0.00% | −7,908−19.9% | Reduced |
| Sonora Investment Management Group, LLC | 32,747 | $110.4K | 0.01% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 36,204 | $122.0K | 0.11% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 40,789 | $137.5K | 0.09% | 00.0% | Unchanged |
| CTC Alternative Strategies, Ltd. | 43,076 | $145.2K | 0.30% | +43,076 | New |
| Boothbay Fund Management, LLC | 45,000 | $151.7K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 48,429 | $163.2K | 0.00% | −12,397−20.4% | Reduced |
| Mariner, LLC | 52,148 | $175.7K | 0.00% | +6,789+15.0% | Added |
| Integrated Capital Management, Inc. | 53,374 | $179.9K | 0.15% | −2,011−3.6% | Reduced |
| UBS Group AG | 53,614 | $180.7K | 0.00% | −8,685−13.9% | Reduced |
| E&G Advisors, LP | 59,282 | $199.8K | 0.07% | −10,800−15.4% | Reduced |
| Prosperity Financial Group, Inc. | 60,038 | $202.3K | 0.14% | +1,032+1.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 60,732 | $205.0K | 0.00% | −5,638−8.5% | Reduced |
| Wolverine Asset Management LLC | 64,607 | $217.7K | 0.00% | −57,123−46.9% | Reduced |
| CoreCap Advisors, LLC | 65,150 | $219.6K | 0.01% | +23,000+54.6% | Added |
| Advisors Asset Management, Inc. | 65,347 | $220.2K | 0.00% | −2,357,273−97.3% | Reduced |
| Wedbush Securities Inc | 68,185 | $230.0K | 0.01% | +20,825+44.0% | Added |
| Weiss Asset Management LP | 75,449 | $254.3K | 0.02% | +75,449 | New |
| Wells Fargo & Company | 78,485 | $264.5K | 0.00% | −12,547−13.8% | Reduced |
| National Asset Management, Inc. | 79,796 | $271.6K | 0.01% | −338−0.4% | Reduced |
| Thrivent Financial for Lutherans | 90,200 | $304.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 93,610 | $317.0K | 0.00% | +75,524+417.6% | Added |
| Royal Bank of Canada | 115,102 | $388.0K | 0.00% | +5,131+4.7% | Added |
| Rockefeller Capital Management L.P. | 120,237 | $405.2K | 0.00% | +5,917+5.2% | Added |
| Lido Advisors, LLC | 126,918 | $432.0K | 0.00% | +126,918 | New |
| GWM Advisors LLC | 136,795 | $450.7K | 0.00% | +2,725+2.0% | Added |
| Credit Suisse AG | 135,000 | $454.9K | 0.00% | −40,000−22.9% | Reduced |
| Invesco Ltd. | 144,932 | $488.4K | 0.00% | +35,978+33.0% | Added |
| Commonwealth Equity Services, LLC | 157,043 | $529.0K | 0.00% | −412−0.3% | Reduced |
| Arlington Capital Management, Inc. | 158,702 | $534.8K | 0.49% | +158,702 | New |
| Robinson Capital Management, LLC | 166,598 | $557.3K | 0.20% | +37,500+29.0% | Added |
| Raymond James & Associates | 173,527 | $584.8K | 0.00% | +113,964+191.3% | Added |
| Shaker Financial Services, LLC | 204,996 | $695.0K | 0.29% | +95,974+88.0% | Added |
| Gridiron Partners, LLC | 206,961 | $697.5K | 0.49% | +206,961 | New |
| Advisor Group Holdings, Inc. | 213,875 | $720.6K | 0.00% | +40,775+23.6% | Added |
| Private Advisor Group, LLC | 222,218 | $748.9K | 0.01% | +1,357+0.6% | Added |
| Cetera Advisor Networks LLC | 274,363 | $924.6K | 0.01% | −7,716−2.7% | Reduced |
| Cetera Investment Advisers | 313,671 | $1.06M | 0.01% | +30,050+10.6% | Added |
| Park Avenue Securities LLC | 392,311 | $1.32M | 0.02% | +44,987+13.0% | Added |
| Landscape Capital Management, L.L.C. | 453,295 | $1.53M | 0.14% | +297,667+191.3% | Added |
| Envestnet Asset Management Inc | 462,654 | $1.56M | 0.00% | +32,187+7.5% | Added |
| LPL Financial LLC | 558,430 | $1.88M | 0.00% | −6,279−1.1% | Reduced |
| WNY Asset Management, LLC | 612,733 | $2.06M | 0.35% | +53,703+9.6% | Added |
| Ameriprise Financial Inc | 755,396 | $2.55M | 0.00% | +333,390+79.0% | Added |
| Cornerstone Advisors, LLC | 985,916 | $3.32M | 0.15% | +233,478+31.0% | Added |
| Pathstone Holdings, LLC | 1,006,640 | $3.39M | 0.02% | +1,006,640 | New |
| Congress Park Capital LLC | 1,009,653 | $3.40M | 1.66% | +690,153+216.0% | Added |
| Bank of America Corp | 1,782,200 | $6.01M | 0.00% | −219,373−11.0% | Reduced |