LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2022
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 632
- +61 vs. Q3 2022
- Shares held
- 76.5M
- −1.54M (−2.0%) vs. Q3 2022
- Total value
- $16.5B
- −$533.4M (−3.1%) vs. Q3 2022
- New holders
- 122
- 198 more added
- Sold out
- 61
- 263 more reduced
12 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coldstream Capital Management Inc | 1,031 | $222.9K | 0.01% | +1,031 | New |
| Lazard Asset Management LLC | 1,029 | $221.0K | 0.00% | −3,074−74.9% | Reduced |
| HBK Sorce Advisory LLC | 1,018 | $220.0K | 0.01% | +1,018 | New |
| Hutchens & Kramer Investment Management Group, LLC | 1,017 | $219.8K | 0.16% | −462−31.2% | Reduced |
| C M Bidwell & Associates Ltd | 1,013 | $219.0K | 0.17% | +1,013 | New |
| Forum Financial Management, LP | 1,004 | $217.0K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,002 | $216.6K | 0.03% | −54−5.1% | Reduced |
| ACT Advisors, LLC. | 1,001 | $216.4K | 0.14% | −1−0.1% | Reduced |
| Banque Cantonale Vaudoise | 1,000 | $216.0K | 0.01% | −3,000−75.0% | Reduced |
| Thrive Wealth Management, LLC | 997 | $215.5K | 0.06% | −344−25.7% | Reduced |
| GWM Advisors LLC | 2,170 | $214.9K | 0.01% | −1,251−36.6% | Reduced |
| Axq Capital, LP | 976 | $211.0K | 0.15% | +976 | New |
| SRS Capital Advisors, Inc. | 973 | $210.3K | 0.03% | +2+0.2% | Added |
| Simplex Trading, LLC | 973 | $210.0K | 0.01% | −482−33.1% | Reduced |
| Advisory Research Inc | 970 | $209.7K | 0.02% | −1,448−59.9% | Reduced |
| Apollon Wealth Management, LLC | 963 | $208.2K | 0.01% | −186−16.2% | Reduced |
| Elgethun Capital Management | 958 | $207.2K | 0.07% | 00.0% | Unchanged |
| Edgestream Partners, L.P. | 954 | $206.2K | 0.02% | −966−50.3% | Reduced |
| Foundry Partners, LLC | 938 | $203.0K | 0.01% | +938 | New |
| First Horizon Advisors, Inc. | 882 | $190.7K | 0.01% | +362+69.6% | Added |
| Dark Forest Capital Management LP | 863 | $186.6K | 0.05% | −11,045−92.8% | Reduced |
| Belpointe Asset Management LLC | 862 | $186.4K | 0.01% | −39−4.3% | Reduced |
| TSFG, LLC | 858 | $186.0K | 0.07% | 00.0% | Unchanged |
| Quent Capital, LLC | 768 | $166.1K | 0.03% | +103+15.5% | Added |
| Ossiam | 763 | $164.9K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 710 | $153.0K | 0.00% | +710 | New |
| Toth Financial Advisory Corp | 666 | $144.0K | 0.02% | 00.0% | Unchanged |
| United Community Bank | 645 | $139.4K | 0.13% | −10−1.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 642 | $138.8K | 0.00% | +100+18.5% | Added |
| IFP Advisors, Inc | 1,412 | $129.0K | 0.00% | −181−11.4% | Reduced |
| CoreCap Advisors, LLC | 594 | $128.4K | 0.01% | +594 | New |
| Comerica Securities,inc. | 561 | $121.3K | 0.01% | +561 | New |
| State of Wyoming | 553 | $119.5K | 0.04% | +553 | New |
| Federation des caisses Desjardins du Quebec | 552 | $119.3K | 0.00% | +330+148.6% | Added |
| Global Retirement Partners, LLC | 550 | $118.9K | 0.01% | −134−19.6% | Reduced |
| Eagle Bay Advisors LLC | 548 | $118.5K | 0.07% | −29−5.0% | Reduced |
| Quadrant Capital Group LLC | 512 | $110.7K | 0.01% | −15−2.8% | Reduced |
| Financial Management Professionals, Inc. | 508 | $110.0K | 0.02% | +62+13.9% | Added |
| Asset Dedication, LLC | 449 | $97.0K | 0.01% | +449 | New |
| Tyler-Stone Wealth Management | 445 | $96.0K | 0.07% | +27+6.5% | Added |
| Allworth Financial LP | 407 | $88.0K | 0.00% | +192+89.3% | Added |
| Gables Capital Management Inc. | 400 | $86.5K | 0.06% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 402 | $86.0K | 0.00% | +21+5.5% | Added |
| Central Trust Co | 370 | $80.0K | 0.00% | −21−5.4% | Reduced |
| Rockefeller Capital Management L.P. | 367 | $79.0K | 0.00% | −369−50.1% | Reduced |
| ICA Group Wealth Management, LLC | 324 | $70.0K | 0.02% | −1,451−81.7% | Reduced |
| Ellevest, Inc. | 308 | $66.6K | 0.01% | +85+38.1% | Added |
| Alta Advisers Ltd | 300 | $65.0K | 0.04% | 00.0% | Unchanged |
| Covestor Ltd | 288 | $62.0K | 0.05% | −38−11.7% | Reduced |
| Capital Analysts, LLC | 247 | $53.0K | 0.00% | −79−24.2% | Reduced |
| Assetmark, Inc | 219 | $47.3K | 0.00% | +1+0.5% | Added |
| Sandy Spring Bank | 200 | $43.2K | 0.00% | −18−8.3% | Reduced |
| Benjamin Edwards Inc | 194 | $42.0K | 0.01% | −31−13.8% | Reduced |
| Money Concepts Capital Corp | 194 | $41.9K | 0.00% | −153−44.1% | Reduced |
| Group One Trading, L.P. | 182 | $39.3K | 0.00% | +182 | New |
| Jackson, Grant Investment Advisers, Inc. | 181 | $39.1K | 0.02% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 180 | $39.0K | 0.00% | +163+958.8% | Added |
| Smithfield Trust Co | 175 | $38.0K | 0.00% | −125−41.7% | Reduced |
| Steward Financial Group LLC | 174 | $37.0K | 0.02% | +174 | New |
| Whittier Trust Co of Nevada Inc | 153 | $33.1K | 0.00% | −50−24.6% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 150 | $32.4K | 0.00% | +150 | New |
| Private Trust Co NA | 134 | $29.0K | 0.00% | −16−10.7% | Reduced |
| Baker Avenue Asset Management, LP | 130 | $28.1K | 0.00% | +130 | New |
| Quarry LP | 129 | $27.9K | 0.03% | +129 | New |
| First Manhattan Co | 127 | $27.5K | 0.00% | +127 | New |
| Huntington National Bank | 115 | $24.9K | 0.00% | +7+6.5% | Added |
| Riverview Trust Co | 113 | $24.0K | 0.02% | 00.0% | Unchanged |
| Tanglewood Legacy Advisors, LLC | 100 | $21.6K | 0.02% | +100 | New |
| Livforsakringsbolaget Skandia, Omsesidigt | 100 | $21.6K | 0.00% | +100 | New |
| IAG Wealth Partners, LLC | 83 | $18.0K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 83 | $17.9K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 77 | $16.6K | 0.00% | −4−4.9% | Reduced |
| CIBC Private Wealth Group, LLC | 75,345 | $16.3K | 0.00% | +74,075+5,832.7% | Added |
| Johnson Financial Group, Inc. | 71 | $15.3K | 0.00% | −71−50.0% | Reduced |
| Arlington Partners LLC | 71 | $15.3K | 0.00% | +71 | New |
| Fifth Third Bancorp | 70 | $15.1K | 0.00% | +18+34.6% | Added |
| TCI Wealth Advisors, Inc. | 69 | $14.9K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 66 | $14.3K | 0.00% | +17+34.7% | Added |
| Loomis Sayles & Co L P | 63 | $14.0K | 0.00% | +54+600.0% | Added |
| Clean Yield Group | 63 | $13.6K | 0.01% | −12−16.0% | Reduced |
| RFP Financial Group LLC | 62 | $13.4K | 0.01% | +62 | New |
| NVWM, LLC | 54 | $11.7K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 52 | $11.2K | 0.00% | −2−3.7% | Reduced |
| FinTrust Capital Advisors, LLC | 51 | $11.0K | 0.00% | −5−8.9% | Reduced |
| Plante Moran Financial Advisors, LLC | 48 | $10.4K | 0.00% | −26−35.1% | Reduced |
| Spire Wealth Management | 44 | $10.0K | 0.00% | −24−35.3% | Reduced |
| Park Place Capital Corp | 48 | $10.0K | 0.00% | +48 | New |
| Schubert & Co | 46 | $9.94K | 0.01% | −6−11.5% | Reduced |
| Glassman Wealth Services | 39 | $8.43K | 0.00% | +3+8.3% | Added |
| Castleview Partners, LLC | 33 | $7.13K | 0.01% | +33 | New |
| Sofos Investments, Inc. | 216 | $7.10K | 0.07% | +216 | New |
| Harvest Fund Management Co., Ltd | 33 | $7.00K | 0.00% | −617−94.9% | Reduced |
| Ten Capital Wealth Advisors, LLC | 32 | $6.92K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 30 | $6.49K | 0.00% | +30 | New |
| Earnest Partners LLC | 29 | $6.27K | 0.00% | 00.0% | Unchanged |
| Accurate Wealth Management, LLC | 26 | $5.87K | 0.00% | +26 | New |
| CVA Family Office, LLC | 25 | $5.40K | 0.00% | −5−16.7% | Reduced |
| Washington Trust Co | 24 | $5.19K | 0.00% | −2−7.7% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 24 | $5.19K | 0.00% | −5−17.2% | Reduced |
| Concord Wealth Partners | 24 | $5.19K | 0.00% | +24 | New |