LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2022
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 632
- +61 vs. Q3 2022
- Shares held
- 76.5M
- −1.54M (−2.0%) vs. Q3 2022
- Total value
- $16.5B
- −$533.4M (−3.1%) vs. Q3 2022
- New holders
- 122
- 198 more added
- Sold out
- 61
- 263 more reduced
12 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Comerica Securities,inc. | 561 | $121.3K | 0.01% | +561 | New |
| CoreCap Advisors, LLC | 594 | $128.4K | 0.01% | +594 | New |
| IFP Advisors, Inc | 1,412 | $129.0K | 0.00% | −181−11.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 642 | $138.8K | 0.00% | +100+18.5% | Added |
| United Community Bank | 645 | $139.4K | 0.13% | −10−1.5% | Reduced |
| Toth Financial Advisory Corp | 666 | $144.0K | 0.02% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 710 | $153.0K | 0.00% | +710 | New |
| Ossiam | 763 | $164.9K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 768 | $166.1K | 0.03% | +103+15.5% | Added |
| TSFG, LLC | 858 | $186.0K | 0.07% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 862 | $186.4K | 0.01% | −39−4.3% | Reduced |
| Dark Forest Capital Management LP | 863 | $186.6K | 0.05% | −11,045−92.8% | Reduced |
| First Horizon Advisors, Inc. | 882 | $190.7K | 0.01% | +362+69.6% | Added |
| Foundry Partners, LLC | 938 | $203.0K | 0.01% | +938 | New |
| Edgestream Partners, L.P. | 954 | $206.2K | 0.02% | −966−50.3% | Reduced |
| Elgethun Capital Management | 958 | $207.2K | 0.07% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 963 | $208.2K | 0.01% | −186−16.2% | Reduced |
| Advisory Research Inc | 970 | $209.7K | 0.02% | −1,448−59.9% | Reduced |
| Simplex Trading, LLC | 973 | $210.0K | 0.01% | −482−33.1% | Reduced |
| SRS Capital Advisors, Inc. | 973 | $210.3K | 0.03% | +2+0.2% | Added |
| Axq Capital, LP | 976 | $211.0K | 0.15% | +976 | New |
| GWM Advisors LLC | 2,170 | $214.9K | 0.01% | −1,251−36.6% | Reduced |
| Thrive Wealth Management, LLC | 997 | $215.5K | 0.06% | −344−25.7% | Reduced |
| Banque Cantonale Vaudoise | 1,000 | $216.0K | 0.01% | −3,000−75.0% | Reduced |
| ACT Advisors, LLC. | 1,001 | $216.4K | 0.14% | −1−0.1% | Reduced |
| Lindbrook Capital, LLC | 1,002 | $216.6K | 0.03% | −54−5.1% | Reduced |
| Forum Financial Management, LP | 1,004 | $217.0K | 0.01% | 00.0% | Unchanged |
| C M Bidwell & Associates Ltd | 1,013 | $219.0K | 0.17% | +1,013 | New |
| Hutchens & Kramer Investment Management Group, LLC | 1,017 | $219.8K | 0.16% | −462−31.2% | Reduced |
| HBK Sorce Advisory LLC | 1,018 | $220.0K | 0.01% | +1,018 | New |
| Lazard Asset Management LLC | 1,029 | $221.0K | 0.00% | −3,074−74.9% | Reduced |
| Coldstream Capital Management Inc | 1,031 | $222.9K | 0.01% | +1,031 | New |
| Levy Wealth Management Group, LLC | 1,042 | $225.2K | 0.08% | +1,042 | New |
| Qsemble Capital Management, LP | 1,050 | $227.0K | 0.16% | +1,050 | New |
| Signaturefd, LLC | 1,058 | $228.7K | 0.01% | +8+0.8% | Added |
| Prospera Financial Services Inc | 1,083 | $234.2K | 0.01% | −15−1.4% | Reduced |
| Oppenheimer & Co Inc | 1,113 | $240.6K | 0.01% | +1,113 | New |
| CWM, LLC | 1,121 | $242.0K | 0.00% | +103+10.1% | Added |
| DGS Capital Management, LLC | 1,146 | $247.8K | 0.16% | −6−0.5% | Reduced |
| YHB Investment Advisors, Inc. | 1,154 | $249.5K | 0.03% | 00.0% | Unchanged |
| Great Diamond Partners, LLC | 1,176 | $254.2K | 0.08% | −15−1.3% | Reduced |
| XML Financial, LLC | 1,179 | $254.8K | 0.03% | +1+0.1% | Added |
| CTC Capital Management, LLC | 1,200 | $259.4K | 0.32% | +1,200 | New |
| Driehaus Capital Management LLC | 1,208 | $261.1K | 0.00% | −42,301−97.2% | Reduced |
| Dorsey & Whitney Trust CO LLC | 1,216 | $262.9K | 0.03% | −49−3.9% | Reduced |
| American International Group, Inc. | 1,219 | $263.5K | 0.00% | −28−2.2% | Reduced |
| Wetherby Asset Management Inc | 1,236 | $267.2K | 0.02% | +21+1.7% | Added |
| Convergence Investment Partners, LLC | 1,256 | $271.5K | 0.16% | −63−4.8% | Reduced |
| Personal Cfo Solutions, LLC | 1,262 | $272.8K | 0.06% | +1,262 | New |
| Umb Bank N A | 1,267 | $274.0K | 0.00% | 00.0% | Unchanged |
| Tokio Marine Asset Management Co Ltd | 1,286 | $278.0K | 0.02% | +1,286 | New |
| Arrowstreet Capital, Limited Partnership | 1,294 | $280.0K | 0.00% | −6,758−83.9% | Reduced |
| Symmetry Partners, LLC | 1,324 | $286.0K | 0.02% | 00.0% | Unchanged |
| Tobam | 1,330 | $288.0K | 0.02% | +944+244.6% | Added |
| HMS Capital Management, LLC | 1,339 | $289.5K | 0.20% | −130−8.8% | Reduced |
| Gsa Capital Partners LLP | 1,345 | $291.0K | 0.04% | +1,345 | New |
| Asahi Life Asset Management Co., Ltd. | 1,395 | $301.6K | 0.10% | +20+1.5% | Added |
| Metis Global Partners, LLC | 1,422 | $307.4K | 0.03% | +1,422 | New |
| Future Fund LLC | 1,449 | $313.2K | 1.32% | +51+3.6% | Added |
| Fullerton Fund Management Co Ltd. | 1,490 | $322.1K | 0.02% | +1,490 | New |
| Vontobel Holding Ltd. | 1,534 | $326.7K | 0.00% | +205+15.4% | Added |
| National Asset Management, Inc. | 1,530 | $330.7K | 0.01% | −448−22.6% | Reduced |
| Riverpoint Wealth Management Holdings, LLC | 1,532 | $331.2K | 0.12% | 00.0% | Unchanged |
| Alpha Paradigm Partners, LLC | 1,542 | $333.0K | 0.14% | +1,542 | New |
| Two Sigma Securities, LLC | 1,542 | $333.3K | 0.05% | +415+36.8% | Added |
| Sanchez Wealth Management Group | 1,573 | $340.0K | 0.17% | +2+0.1% | Added |
| Pennsylvania Capital Management Inc | 1,572 | $347.0K | 0.18% | 00.0% | Unchanged |
| Intrust Bank NA | 1,614 | $348.9K | 0.05% | −459−22.1% | Reduced |
| Cetera Advisors LLC | 1,623 | $350.8K | 0.01% | +1,623 | New |
| Kula Investments, LLC | 1,644 | $355.4K | 0.13% | +1,644 | New |
| CenterBook Partners LP | 1,677 | $362.5K | 0.06% | +1,677 | New |
| First Hawaiian Bank | 1,680 | $363.0K | 0.01% | +126+8.1% | Added |
| Lido Advisors, LLC | 1,702 | $367.9K | 0.01% | +8+0.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,734 | $375.0K | 0.00% | −1,178−40.5% | Reduced |
| BTC Capital Management, Inc. | 1,748 | $377.9K | 0.05% | −249−12.5% | Reduced |
| Davenport & Co LLC | 1,749 | $378.0K | 0.00% | −312−15.1% | Reduced |
| MONECO Advisors, LLC | 1,764 | $381.2K | 0.14% | +52+3.0% | Added |
| Teza Capital Management LLC | 1,767 | $382.0K | 0.07% | +1,767 | New |
| B. Metzler seel. Sohn & Co. AG | 1,771 | $382.8K | 0.01% | −1,065−37.6% | Reduced |
| Tower Research Capital LLC (TRC) | 1,802 | $389.0K | 0.02% | −6,259−77.6% | Reduced |
| Moody Lynn & Lieberson, LLC | 1,800 | $389.0K | 0.04% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 1,805 | $390.2K | 0.01% | +110+6.5% | Added |
| Ssi Investment Management LLC | 1,889 | $408.3K | 0.03% | 00.0% | Unchanged |
| Wealth Alliance | 1,894 | $409.5K | 0.07% | −442−18.9% | Reduced |
| Ascent Group, LLC | 1,943 | $420.0K | 0.05% | −293−13.1% | Reduced |
| Capital Asset Advisory Services LLC | 1,781 | $420.7K | 0.03% | −2,226−55.6% | Reduced |
| Merit Financial Group, LLC | 1,994 | $431.1K | 0.02% | +376+23.2% | Added |
| WJ Wealth Management, LLC | 2,000 | $432.3K | 0.25% | −2,000−50.0% | Reduced |
| Boulder Hill Capital Management LP | 2,000 | $432.3K | 0.36% | +2,000 | New |
| Lincoln National Corp | 2,017 | $436.0K | 0.01% | −8,926−81.6% | Reduced |
| Lighthouse Investment Partners, LLC | 2,022 | $437.1K | 0.08% | +2,022 | New |
| Ieq Capital, LLC | 2,059 | $445.1K | 0.01% | −16−0.8% | Reduced |
| TownSquare Capital, LLC | 2,085 | $450.7K | 0.01% | −3,715−64.1% | Reduced |
| Globeflex Capital L P | 2,086 | $450.9K | 0.06% | −376−15.3% | Reduced |
| American Trust | 2,090 | $451.8K | 0.04% | −1,090−34.3% | Reduced |
| Greenleaf Trust | 2,095 | $453.0K | 0.01% | −10.0% | Reduced |
| Leuthold Group, LLC | 2,101 | $454.2K | 0.06% | −68−3.1% | Reduced |
| Verition Fund Management LLC | 2,102 | $454.4K | 0.01% | −29,817−93.4% | Reduced |
| First County Bank | 2,111 | $456.3K | 0.22% | +2,111 | New |
| Ironwood Investment Counsel, LLC | 2,135 | $461.5K | 0.11% | −830−28.0% | Reduced |