LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2022
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 481
- +48 vs. Q4 2021
- Shares held
- 78.2M
- +1.41M (+1.8%) vs. Q4 2021
- Total value
- $14.3B
- +$2.00B (+16.3%) vs. Q4 2021
- New holders
- 91
- 177 more added
- Sold out
- 43
- 157 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Millennium Management LLC | 76,001 | $13.9M | 0.02% | −454,331−85.7% | Reduced |
| State of Wisconsin Investment Board | 72,108 | $13.2M | 0.03% | +62,425+644.7% | Added |
| Rhumbline Advisers | 72,102 | $13.2M | 0.02% | −3,435−4.5% | Reduced |
| Driehaus Capital Management LLC | 71,846 | $13.1M | 0.16% | +71,846 | New |
| Comerica Bank | 58,140 | $12.7M | 0.09% | −18,954−24.6% | Reduced |
| UBS Group AG | 68,642 | $12.5M | 0.01% | +19,248+39.0% | Added |
| Point72 Asset Management, L.P. | 67,100 | $12.3M | 0.05% | −144,200−68.2% | Reduced |
| Susquehanna International Group, LLP | 66,670 | $12.2M | 0.02% | +21,345+47.1% | Added |
| Point72 Europe (London) LLP | 66,576 | $12.2M | 4.47% | +3,276+5.2% | Added |
| Phase 2 Partners, LLC | 66,517 | $12.2M | 7.93% | +29,747+80.9% | Added |
| BW Gestao de Investimentos Ltda. | 63,421 | $11.6M | 2.45% | +63,421 | New |
| Venturi Wealth Management, LLC | 61,324 | $11.2M | 0.86% | −6,482−9.6% | Reduced |
| Ameriprise Financial Inc | 60,407 | $11.0M | 0.00% | −13,517−18.3% | Reduced |
| Cubist Systematic Strategies, LLC | 60,312 | $11.0M | 0.09% | +25,800+74.8% | Added |
| Sirios Capital Management L P | 59,542 | $10.9M | 1.45% | +44,827+304.6% | Added |
| Westwood Holdings Group Inc. | 58,013 | $10.6M | 0.10% | +58,013 | New |
| US Bancorp | 58,005 | $10.6M | 0.02% | +1,840+3.3% | Added |
| Calamos Advisors LLC | 57,861 | $10.6M | 0.04% | −18,339−24.1% | Reduced |
| Brant Point Investment Management LLC | 56,763 | $10.4M | 2.14% | +1,412+2.6% | Added |
| LPL Financial LLC | 55,690 | $10.2M | 0.01% | −13,707−19.8% | Reduced |
| Russell Investments Group, Ltd. | 52,367 | $9.56M | 0.02% | −3,854−6.9% | Reduced |
| Castleark Management LLC | 50,565 | $9.24M | 0.40% | −11,190−18.1% | Reduced |
| Janney Montgomery Scott LLC | 49,462 | $9.04M | 0.04% | −608−1.2% | Reduced |
| Icon Advisers Inc | 48,932 | $8.94M | 1.52% | 00.0% | Unchanged |
| State of New Jersey Common Pension Fund D | 45,652 | $8.34M | 0.03% | +1,514+3.4% | Added |
| BNP Paribas Arbitrage, SA | 44,392 | $8.11M | 0.02% | +9,088+25.7% | Added |
| Advantage Alpha Capital Partners LP | 44,381 | $8.11M | 1.21% | +1,532+3.6% | Added |
| Gradient Investments LLC | 44,150 | $8.06M | 0.21% | −3,441−7.2% | Reduced |
| Kennedy Capital Management, Inc. | 43,939 | $8.03M | 0.19% | +902+2.1% | Added |
| Full18 Capital LLC | 44,023 | $7.87M | 1.81% | +44,023 | New |
| Public Employees Retirement System of Ohio | 42,198 | $7.71M | 0.03% | −2,898−6.4% | Reduced |
| Community Trust & Investment Co | 41,497 | $7.58M | 0.67% | +271+0.7% | Added |
| Truist Financial Corp | 41,446 | $7.57M | 0.01% | +4,162+11.2% | Added |
| PFS Investments Inc. | 40,430 | $7.39M | 0.14% | +5,316+15.1% | Added |
| Vestmark Advisory Solutions, Inc. | 40,383 | $7.38M | 0.42% | +7,814+24.0% | Added |
| HRT Financial LP | 40,326 | $7.37M | 0.05% | +40,326 | New |
| Rafferty Asset Management, LLC | 40,062 | $7.32M | 0.04% | −1,942−4.6% | Reduced |
| Foster Victor Wealth Advisors, LLC | 38,881 | $7.17M | 0.98% | +2,345+6.4% | Added |
| Nomura Asset Management Co Ltd | 38,141 | $6.97M | 0.04% | +6,291+19.8% | Added |
| Pathstone Family Office, LLC | 36,351 | $6.64M | 0.16% | −855−2.3% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 35,788 | $6.54M | 0.14% | −15,298−29.9% | Reduced |
| Walleye Capital LLC | 35,543 | $6.49M | 0.19% | +28,778+425.4% | Added |
| Vident Investment Advisory, LLC | 34,152 | $6.24M | 0.16% | +34,152 | New |
| Distillate Capital Partners LLC | 33,956 | $6.20M | 0.88% | +33,956 | New |
| James Investment Research Inc | 33,663 | $6.15M | 0.65% | −7,856−18.9% | Reduced |
| NN Investment Partners Holdings N.V. | 33,214 | $6.07M | 0.03% | −476−1.4% | Reduced |
| Two Sigma Advisers, LP | 32,600 | $5.96M | 0.02% | −13,100−28.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 32,237 | $5.89M | 0.07% | +32,237 | New |
| Advisor Group Holdings, Inc. | 29,231 | $5.86M | 0.01% | −722−2.4% | Reduced |
| Qube Research & Technologies Ltd | 31,486 | $5.75M | 0.05% | −38,674−55.1% | Reduced |
| Citigroup Inc | 31,078 | $5.68M | 0.01% | −9,905−24.2% | Reduced |
| Treasurer of the State of North Carolina | 30,317 | $5.54M | 0.03% | +1,455+5.0% | Added |
| Westpac Banking Corp | 29,766 | $5.44M | 0.06% | +4,232+16.6% | Added |
| Picton Mahoney Asset Management | 27,520 | $5.03M | 0.19% | +18,825+216.5% | Added |
| O'Shaughnessy Asset Management, LLC | 26,751 | $4.89M | 0.08% | +2,384+9.8% | Added |
| Otter Creek Advisors, LLC | 25,658 | $4.69M | 4.18% | −1,078−4.0% | Reduced |
| KWB Wealth | 28,733 | $4.60M | 0.77% | 00.0% | Unchanged |
| Catalyst Capital Advisors LLC | 25,100 | $4.58M | 0.20% | −1,850−6.9% | Reduced |
| Callodine Capital Management, LP | 25,000 | $4.57M | 1.49% | +25,000 | New |
| Bank of Nova Scotia | 24,793 | $4.53M | 0.01% | +24,793 | New |
| Natixis Advisors, L.P. | 24,596 | $4.49M | 0.02% | −37,528−60.4% | Reduced |
| Assenagon Asset Management S.A. | 24,336 | $4.45M | 0.01% | −52,033−68.1% | Reduced |
| Heron Bay Capital Management | 24,327 | $4.44M | 2.18% | +9,773+67.1% | Added |
| Private Advisor Group, LLC | 23,716 | $4.33M | 0.03% | +2,985+14.4% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 23,000 | $4.20M | 0.02% | +23,000 | New |
| Bullseye Asset Management LLC | 22,715 | $4.15M | 1.91% | −5,000−18.0% | Reduced |
| Captrust Financial Advisors | 21,810 | $3.98M | 0.03% | −66,981−75.4% | Reduced |
| Arizona State Retirement System | 21,665 | $3.96M | 0.03% | +67+0.3% | Added |
| Winthrop Advisory Group LLC | 21,513 | $3.93M | 0.82% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 21,340 | $3.90M | 0.01% | +218+1.0% | Added |
| Bowling Portfolio Management LLC | 20,716 | $3.78M | 0.81% | −138−0.7% | Reduced |
| Putnam Investments LLC | 20,268 | $3.70M | 0.01% | −33,695−62.4% | Reduced |
| Jefferies Group LLC | 20,000 | $3.65M | 0.08% | +18,515+1,246.8% | Added |
| Amalgamated Bank | 18,455 | $3.37M | 0.03% | +1,456+8.6% | Added |
| Amalgamated Financial Corp. | 18,455 | $3.37M | 0.03% | +18,455 | New |
| TD Private Client Wealth LLC | 18,449 | $3.37M | 0.14% | +2,086+12.7% | Added |
| Algert Global LLC | 18,364 | $3.35M | 0.22% | +6,640+56.6% | Added |
| Buckingham Strategic Partners | 17,809 | $3.25M | 0.32% | +17,809 | New |
| Verdence Capital Advisors LLC | 17,352 | $3.17M | 0.36% | +17,352 | New |
| Capital Fund Management S.A. | 17,266 | $3.15M | 0.08% | +17,266 | New |
| Ensign Peak Advisors, Inc | 17,190 | $3.14M | 0.01% | 00.0% | Unchanged |
| Principal Financial Group Inc | 16,805 | $3.07M | 0.00% | −2,482−12.9% | Reduced |
| Cornerstone Wealth Management, LLC | 16,688 | $3.05M | 0.30% | +185+1.1% | Added |
| Teacher Retirement System of Texas | 16,273 | $2.97M | 0.02% | +693+4.4% | Added |
| Aquila Investment Management LLC | 16,000 | $2.92M | 1.66% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 15,544 | $2.84M | 0.02% | −1,801−10.4% | Reduced |
| First Republic Investment Management, Inc. | 15,485 | $2.83M | 0.01% | +6,629+74.9% | Added |
| Tocqueville Asset Management L.P. | 15,071 | $2.75M | 0.04% | −20.0% | Reduced |
| Dana Investment Advisors, Inc. | 14,691 | $2.68M | 0.12% | −757−4.9% | Reduced |
| Utah Retirement Systems | 14,209 | $2.60M | 0.03% | −200−1.4% | Reduced |
| Congress Asset Management Co | 13,569 | $2.48M | 0.02% | +534+4.1% | Added |
| Kames Capital plc | 13,454 | $2.46M | 0.04% | −4,697−25.9% | Reduced |
| Bridgewater Associates, LP | 13,442 | $2.46M | 0.01% | −1,846−12.1% | Reduced |
| Oliver Luxxe Assets LLC | 13,260 | $2.42M | 0.61% | −2,503−15.9% | Reduced |
| Impax Asset Management Group plc | 13,245 | $2.42M | 0.01% | −68−0.5% | Reduced |
| Illinois Municipal Retirement Fund | 12,796 | $2.34M | 0.07% | 00.0% | Unchanged |
| CIBC World Markets Inc. | 12,733 | $2.33M | 0.01% | +23+0.2% | Added |
| Twin Tree Management, LP | 12,728 | $2.33M | 0.05% | +12,728 | New |
| FDx Advisors, Inc. | 12,281 | $2.24M | 0.08% | +1,430+13.2% | Added |
| Yorktown Management & Research Co Inc | 12,200 | $2.23M | 1.89% | −5,500−31.1% | Reduced |