LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2022
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 481
- +48 vs. Q4 2021
- Shares held
- 78.2M
- +1.41M (+1.8%) vs. Q4 2021
- Total value
- $14.3B
- +$2.00B (+16.3%) vs. Q4 2021
- New holders
- 91
- 177 more added
- Sold out
- 43
- 157 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital Advisors, Ltd. LLC | 2 | $0 | 0.00% | +2 | New |
| Raffa Wealth Management, LLC | 5 | $913 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 7 | $1.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 8 | $1.00K | 0.00% | +8 | New |
| Parkside Financial Bank & Trust | 3 | $1.00K | 0.00% | +3 | New |
| SJS Investment Consulting Inc. | 3 | $1.00K | 0.00% | +3 | New |
| Lee Financial Co | 13 | $2.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 13 | $2.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 9 | $2.00K | 0.00% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 13 | $2.00K | 0.00% | +13 | New |
| Ellevest, Inc. | 14 | $3.00K | 0.00% | −84−85.7% | Reduced |
| CNB Bank | 19 | $3.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 17 | $3.00K | 0.00% | +5+41.7% | Added |
| Schubert & Co | 19 | $3.00K | 0.00% | +6+46.2% | Added |
| Disciplined Investments, LLC | 16 | $3.00K | 0.00% | +16 | New |
| Sofos Investments, Inc. | 183 | $4.00K | 0.00% | +23+14.4% | Added |
| Investment Research & Advisory Group, Inc. | 23 | $4.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 24 | $4.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 21 | $4.00K | 0.00% | +21 | New |
| Earnest Partners LLC | 29 | $5.00K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 29 | $5.00K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 27 | $5.00K | 0.00% | +3+12.5% | Added |
| Glassman Wealth Services | 26 | $5.00K | 0.00% | +6+30.0% | Added |
| CVA Family Office, LLC | 25 | $5.00K | 0.00% | +10+66.7% | Added |
| Cordant, Inc. | 29 | $5.00K | 0.00% | +29 | New |
| Laffer Tengler Investments | 31 | $5.66K | 0.00% | +31 | New |
| Meeder Asset Management Inc | 32 | $6.00K | 0.00% | −1,672−98.1% | Reduced |
| ClariVest Asset Management LLC | 31 | $6.00K | 0.00% | 00.0% | Unchanged |
| Aua Capital Management, LLC | 31 | $6.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 33 | $6.03K | 0.00% | −15−31.3% | Reduced |
| Moisand Fitzgerald Tamayo, LLC | 38 | $7.00K | 0.00% | +38 | New |
| Dixon Hughes Goodman Wealth Advisors LLC | 45 | $8.00K | 0.00% | +1+2.3% | Added |
| Money Concepts Capital Corp | 52 | $9.00K | 0.00% | +52 | New |
| NVWM, LLC | 54 | $10.0K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 55 | $10.0K | 0.00% | +34+161.9% | Added |
| Farmers & Merchants Investments Inc | 61 | $11.0K | 0.00% | −10−14.1% | Reduced |
| TCWP LLC | 63 | $11.0K | 0.00% | +63 | New |
| Fifth Third Bancorp | 64 | $12.0K | 0.00% | −45−41.3% | Reduced |
| Cambridge Trust Co | 63 | $12.0K | 0.00% | −5−7.4% | Reduced |
| Whittier Trust Co of Nevada Inc | 66 | $12.0K | 0.00% | +66 | New |
| Clean Yield Group | 63 | $12.0K | 0.00% | +63 | New |
| Johnson Financial Group, Inc. | 71 | $13.0K | 0.00% | +71 | New |
| Plante Moran Financial Advisors, LLC | 74 | $14.0K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 83 | $15.0K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 83 | $15.0K | 0.00% | +83 | New |
| Leonteq Securities AG | 90 | $16.4K | 0.00% | −1,029−92.0% | Reduced |
| Manchester Capital Management LLC | 94 | $17.0K | 0.00% | −91−49.2% | Reduced |
| Advocacy Wealth Management Services, LLC | 103 | $19.0K | 0.00% | +103 | New |
| Riverview Trust Co | 113 | $21.0K | 0.02% | +113 | New |
| Spire Wealth Management | 127 | $23.0K | 0.00% | −252−66.5% | Reduced |
| Covington Capital Management | 133 | $24.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 139 | $25.0K | 0.00% | −17−10.9% | Reduced |
| Allworth Financial LP | 153 | $28.0K | 0.00% | +153 | New |
| Wolff Wiese Magana LLC | 157 | $29.0K | 0.02% | −1−0.6% | Reduced |
| Steward Financial Group LLC | 175 | $31.0K | 0.03% | +175 | New |
| First Horizon Advisors, Inc. | 177 | $32.0K | 0.00% | −38−17.7% | Reduced |
| Jackson, Grant Investment Advisers, Inc. | 181 | $33.0K | 0.01% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 184 | $34.0K | 0.01% | +14+8.2% | Added |
| PEAK6 Investments LLC | 237 | $43.0K | 0.00% | −15,071−98.5% | Reduced |
| Eagle Bay Advisors LLC | 235 | $43.0K | 0.04% | +226+2,511.1% | Added |
| Federation des caisses Desjardins du Quebec | 314 | $57.4K | 0.00% | +314 | New |
| Acadian Asset Management LLC | 327 | $58.0K | 0.00% | +327 | New |
| Central Trust Co | 391 | $71.0K | 0.00% | 00.0% | Unchanged |
| Tobam | 386 | $71.0K | 0.00% | +386 | New |
| Capital Analysts, LLC | 399 | $73.0K | 0.00% | −56−12.3% | Reduced |
| Sandy Spring Bank | 400 | $73.0K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 400 | $73.0K | 0.05% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 405 | $74.0K | 0.04% | +14+3.6% | Added |
| Rockefeller Capital Management L.P. | 490 | $89.0K | 0.00% | +169+52.6% | Added |
| Quadrant Capital Group LLC | 492 | $90.0K | 0.01% | +34+7.4% | Added |
| Counterpoint Mutual Funds LLC | 495 | $90.0K | 0.07% | +495 | New |
| Covestor Ltd | 502 | $92.0K | 0.06% | +206+69.6% | Added |
| Koshinski Asset Management, Inc. | 512 | $93.5K | 0.01% | +82+19.1% | Added |
| Signaturefd, LLC | 537 | $98.0K | 0.00% | +68+14.5% | Added |
| Bessemer Group Inc | 573 | $105.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 602 | $110.0K | 0.00% | +225+59.7% | Added |
| Harvest Fund Management Co., Ltd | 650 | $118.0K | 0.02% | +633+3,723.5% | Added |
| Toth Financial Advisory Corp | 660 | $121.0K | 0.02% | −4,725−87.7% | Reduced |
| Quent Capital, LLC | 664 | $121.0K | 0.02% | +11+1.7% | Added |
| SRS Capital Advisors, Inc. | 668 | $122.0K | 0.02% | +668 | New |
| Graves-Light Private Wealth Management, Inc. | 674 | $123.0K | 0.02% | 00.0% | Unchanged |
| Smithfield Trust Co | 670 | $123.0K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 762 | $139.0K | 0.02% | −223−22.6% | Reduced |
| Global Retirement Partners, LLC | 759 | $140.0K | 0.01% | +759 | New |
| IFP Advisors, Inc | 1,624 | $146.0K | 0.00% | +1,071+193.7% | Added |
| Steward Partners Investment Advisory, LLC | 826 | $151.0K | 0.00% | +541+189.8% | Added |
| TSFG, LLC | 856 | $156.0K | 0.06% | +1+0.1% | Added |
| Belpointe Asset Management LLC | 856 | $156.0K | 0.01% | +90+11.7% | Added |
| Presidio Capital Management, LLC | 1,107 | $202.0K | 0.18% | +1,107 | New |
| Dorsey & Whitney Trust CO LLC | 1,140 | $208.0K | 0.02% | +1,140 | New |
| Proequities, Inc. | 1,154 | $211.0K | 0.02% | −171−12.9% | Reduced |
| Panagora Asset Management Inc | 1,166 | $213.0K | 0.00% | +1,166 | New |
| Gladstone Institutional Advisory LLC | 1,172 | $214.0K | 0.01% | −128−9.8% | Reduced |
| XML Financial, LLC | 1,175 | $215.0K | 0.03% | +1,175 | New |
| Fermata Advisors, LLC | 1,179 | $216.0K | 0.08% | −72−5.8% | Reduced |
| Prospera Financial Services Inc | 1,216 | $222.0K | 0.01% | +1,216 | New |
| Northwestern Mutual Wealth Management Co | 1,221 | $223.0K | 0.00% | −48,572−97.5% | Reduced |
| Intrust Bank NA | 1,222 | $223.0K | 0.03% | +1,222 | New |
| Ieq Capital, LLC | 1,236 | $226.0K | 0.01% | +1,236 | New |