LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2022
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 481
- +48 vs. Q4 2021
- Shares held
- 78.2M
- +1.41M (+1.8%) vs. Q4 2021
- Total value
- $14.3B
- +$2.00B (+16.3%) vs. Q4 2021
- New holders
- 91
- 177 more added
- Sold out
- 43
- 157 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bamco Inc | 12,100 | $2.21M | 0.01% | +1,600+15.2% | Added |
| National Bank of Canada | 12,100 | $2.21M | 0.01% | −1,679−12.2% | Reduced |
| Atria Investments LLC | 11,971 | $2.19M | 0.04% | +1,348+12.7% | Added |
| Eqis Capital Management, Inc. | 11,727 | $2.14M | 0.19% | +509+4.5% | Added |
| Handelsbanken Fonder AB | 11,681 | $2.13M | 0.01% | −2,400−17.0% | Reduced |
| HSBC Holdings PLC | 11,359 | $2.12M | 0.00% | −4,023−26.2% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,261 | $2.06M | 0.18% | +735+7.0% | Added |
| Eagle Rock Investment Company, LLC | 11,076 | $2.02M | 0.43% | +11,076 | New |
| Retirement Capital Strategies | 10,041 | $2.02M | 0.81% | 00.0% | Unchanged |
| Bokf, NA | 10,967 | $2.00M | 0.03% | +641+6.2% | Added |
| Symphony Financial, Ltd. Co. | 10,627 | $2.00M | 0.47% | +10,627 | New |
| Verition Fund Management LLC | 10,818 | $1.98M | 0.04% | −1,781−14.1% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,801 | $1.97M | 0.01% | −34−0.3% | Reduced |
| Caldwell Trust Co | 10,534 | $1.92M | 0.23% | −180−1.7% | Reduced |
| NewEdge Wealth, LLC | 10,000 | $1.83M | 0.08% | +1,295+14.9% | Added |
| Public Employees Retirement Association of Colorado | 9,798 | $1.79M | 0.01% | −1,877−16.1% | Reduced |
| Sciencast Management LP | 9,659 | $1.78M | 0.41% | +9,659 | New |
| SG Americas Securities, LLC | 9,604 | $1.75M | 0.02% | +7,009+270.1% | Added |
| Xponance, Inc. | 9,028 | $1.65M | 0.03% | +102+1.1% | Added |
| Flynn Zito Capital Management, LLC | 8,912 | $1.63M | 1.38% | 00.0% | Unchanged |
| Deutsche Bank AG | 8,791 | $1.61M | 0.00% | −206−2.3% | Reduced |
| King Luther Capital Management Corp | 8,630 | $1.58M | 0.01% | +200+2.4% | Added |
| Pitcairn Co | 8,579 | $1.57M | 0.14% | +410+5.0% | Added |
| Shell Asset Management Co | 8,551 | $1.56M | 0.04% | −1,271−12.9% | Reduced |
| Point72 Hong Kong Ltd | 8,479 | $1.55M | 0.14% | +8,479 | New |
| PDT Partners, LLC | 8,329 | $1.52M | 0.13% | +8,329 | New |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 8,290 | $1.51M | 0.00% | +1,156+16.2% | Added |
| TrimTabs Asset Management, LLC | 8,137 | $1.49M | 0.50% | +208+2.6% | Added |
| Freedman Financial Associates, Inc. | 7,962 | $1.47M | 1.01% | 00.0% | Unchanged |
| Sumitomo Life Insurance Co | 7,835 | $1.43M | 0.04% | −205−2.5% | Reduced |
| Canada Pension Plan Investment Board | 7,800 | $1.43M | 0.00% | +7,800 | New |
| Clark Capital Management Group, Inc. | 7,773 | $1.42M | 0.02% | +7,773 | New |
| Neuberger Berman Group LLC | 7,512 | $1.37M | 0.00% | +525+7.5% | Added |
| Congress Wealth Management LLC | 7,487 | $1.37M | 0.03% | +493+7.0% | Added |
| Nicholas Investment Partners, LP | 7,474 | $1.36M | 0.10% | +4,736+173.0% | Added |
| STRS Ohio | 7,457 | $1.36M | 0.00% | −603−7.5% | Reduced |
| Great West Life Assurance Co | 6,663 | $1.29M | 0.00% | +704+11.8% | Added |
| Prescott Group Capital Management, L.L.C. | 7,000 | $1.28M | 0.33% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 6,931 | $1.27M | 0.01% | +1,931+38.6% | Added |
| ProShare Advisors LLC | 6,826 | $1.25M | 0.00% | −72−1.0% | Reduced |
| Bank of Montreal | 6,549 | $1.22M | 0.00% | +4,181+176.6% | Added |
| Van Leeuwen & Company, LLC | 6,622 | $1.21M | 0.89% | −701−9.6% | Reduced |
| Oppenheimer Asset Management Inc. | 6,619 | $1.21M | 0.02% | −10−0.2% | Reduced |
| Prudential Financial Inc | 6,576 | $1.20M | 0.00% | +126+2.0% | Added |
| Old Mission Capital LLC | 6,398 | $1.17M | 0.03% | +6,398 | New |
| Samson Rock Capital LLP | 6,277 | $1.15M | 1.07% | +6,277 | New |
| JustInvest LLC | 6,208 | $1.13M | 0.05% | +2,174+53.9% | Added |
| Phoenix Holdings Ltd. | 6,055 | $1.13M | 0.02% | −670−10.0% | Reduced |
| Virginia Retirement Systems Et Al | 6,100 | $1.11M | 0.01% | −1,300−17.6% | Reduced |
| Wolverine Trading, LLC | 5,977 | $1.11M | 0.03% | +5,977 | New |
| Maryland State Retirement & Pension System | 6,006 | $1.10M | 0.03% | 00.0% | Unchanged |
| Capital Asset Advisory Services LLC | 5,913 | $1.08M | 0.11% | +854+16.9% | Added |
| Aureus Asset Management, LLC | 5,905 | $1.08M | 0.07% | 00.0% | Unchanged |
| Tributary Capital Management, LLC | 5,700 | $1.04M | 0.08% | −6,900−54.8% | Reduced |
| AlphaCrest Capital Management LLC | 5,590 | $1.02M | 0.06% | −10,422−65.1% | Reduced |
| MML Investors Services, LLC | 5,520 | $1.01M | 0.01% | +1,248+29.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 5,320 | $972.0K | 0.00% | +5,320 | New |
| Kestra Private Wealth Services, LLC | 5,289 | $966.0K | 0.05% | −224−4.1% | Reduced |
| Fulton Bank, N.A. | 5,261 | $961.0K | 0.04% | −6,087−53.6% | Reduced |
| Cerity Partners LLC | 5,228 | $955.0K | 0.01% | +5,228 | New |
| Maven Securities LTD | 5,205 | $951.0K | 0.20% | −1,900−26.7% | Reduced |
| Raymond James Trust N.A. | 5,200 | $950.0K | 0.03% | −134−2.5% | Reduced |
| MetLife Investment Management | 5,151 | $941.0K | 0.01% | +5,151 | New |
| Pictet Asset Management SA | 5,141 | $939.0K | 0.00% | +32+0.6% | Added |
| Tudor Investment Corp Et Al | 5,135 | $938.0K | 0.02% | +666+14.9% | Added |
| Axxcess Wealth Management, LLC | 5,091 | $930.0K | 0.07% | +2,254+79.5% | Added |
| LVW Advisors, LLC | 5,047 | $922.0K | 0.16% | −510−9.2% | Reduced |
| AdvisorShares Investments LLC | 5,043 | $921.0K | 0.15% | +5,043 | New |
| Advisor OS, LLC | 4,858 | $888.0K | 0.26% | +488+11.2% | Added |
| Financial Advocates Investment Management | 4,800 | $877.0K | 0.06% | +44+0.9% | Added |
| Kestra Advisory Services, LLC | 4,773 | $872.0K | 0.01% | −120−2.5% | Reduced |
| American Trust | 4,739 | $866.0K | 0.06% | +314+7.1% | Added |
| Mirabella Financial Services LLP | 4,735 | $865.0K | 0.10% | +4,735 | New |
| Brookfield Asset Management Inc. | 4,717 | $862.0K | 0.00% | +4,717 | New |
| Baird Financial Group, Inc. | 4,642 | $848.0K | 0.00% | +20+0.4% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 4,602 | $841.0K | 0.00% | −786−14.6% | Reduced |
| Logan Capital Management Inc | 4,600 | $840.0K | 0.04% | 00.0% | Unchanged |
| Enterprise Financial Services Corp | 4,595 | $839.0K | 0.14% | −1,129−19.7% | Reduced |
| Ci Investments Inc. | 4,564 | $834.0K | 0.00% | −1,898−29.4% | Reduced |
| EverSource Wealth Advisors, LLC | 4,449 | $813.0K | 0.21% | +2,301+107.1% | Added |
| The PNC Financial Services Group, Inc. | 4,392 | $802.0K | 0.00% | +770+21.3% | Added |
| Snowden Capital Advisors LLC | 4,394 | $802.0K | 0.03% | +2,419+122.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 4,383 | $801.0K | 0.00% | +1,181+36.9% | Added |
| Group One Trading, L.P. | 4,378 | $800.0K | 0.02% | +3,578+447.3% | Added |
| TownSquare Capital, LLC | 4,333 | $792.0K | 0.02% | +639+17.3% | Added |
| Donoghue Forlines LLC | 4,226 | $772.0K | 0.17% | −7,123−62.8% | Reduced |
| Cetera Advisor Networks LLC | 4,164 | $761.0K | 0.01% | +222+5.6% | Added |
| Navellier & Associates Inc | 4,075 | $744.0K | 0.13% | −721−15.0% | Reduced |
| M&T Bank Corp | 4,043 | $739.0K | 0.00% | +1,958+93.9% | Added |
| CTC Capital Management, LLC | 4,000 | $731.0K | 1.97% | +4,000 | New |
| Guggenheim Capital LLC | 3,896 | $712.0K | 0.00% | +94+2.5% | Added |
| Intersect Capital LLC | 3,857 | $705.0K | 0.14% | +161+4.4% | Added |
| Versor Investments LP | 3,811 | $696.0K | 0.03% | +886+30.3% | Added |
| Argent Trust Co | 3,802 | $694.0K | 0.04% | +3,802 | New |
| Winton Group Ltd | 3,760 | $687.0K | 0.04% | +409+12.2% | Added |
| Gyon Technologies Capital Management, LP | 3,675 | $671.0K | 0.47% | +3,675 | New |
| SkyView Investment Advisors, LLC | 3,642 | $665.0K | 0.16% | −8,045−68.8% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,623 | $661.0K | 0.06% | −2,202−37.8% | Reduced |
| Pittenger & Anderson Inc | 3,588 | $655.0K | 0.03% | +238+7.1% | Added |
| O'Shares Investment Advisers, LLC | 3,560 | $650.0K | 0.05% | +190+5.6% | Added |