Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Independent Solutions Wealth Management, LLC | 1,328 | $359.4K | 0.09% | −124−8.5% | Reduced |
| Neo Ivy Capital Management | 2,401 | $358.0K | 0.41% | +2,401 | New |
| Profund Advisors LLC | 1,302 | $352.0K | 0.01% | +4+0.3% | Added |
| Quilter Plc | 1,300 | $352.0K | 0.01% | 00.0% | Unchanged |
| WBH Advisory Inc | 1,301 | $352.0K | 0.05% | 00.0% | Unchanged |
| Toroso Investments, LLC | 1,301 | $352.0K | 0.01% | +207+18.9% | Added |
| Federated Hermes, Inc. | 1,298 | $351.0K | 0.00% | +642+97.9% | Added |
| Simplex Trading, LLC | 1,223 | $348.0K | 0.01% | −408−25.0% | Reduced |
| Edgestream Partners, L.P. | 1,283 | $347.0K | 0.02% | −20,041−94.0% | Reduced |
| Ameritas Investment Partners, Inc. | 1,277 | $345.0K | 0.01% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 1,271 | $344.0K | 0.02% | +153+13.7% | Added |
| Ieq Capital, LLC | 1,269 | $343.0K | 0.01% | +281+28.4% | Added |
| Sonata Capital Group Inc | 1,250 | $338.0K | 0.15% | 00.0% | Unchanged |
| Scotia Capital Inc. | 1,233 | $334.0K | 0.00% | −105−7.8% | Reduced |
| Essex Financial Services, Inc. | 1,225 | $332.0K | 0.04% | −78−6.0% | Reduced |
| Montis Financial, LLC | 1,201 | $332.0K | 0.28% | +1+0.1% | Added |
| First Mercantile Trust Co | 1,201 | $325.0K | 0.04% | −32−2.6% | Reduced |
| Whittier Trust Co of Nevada Inc | 1,200 | $325.0K | 0.01% | 00.0% | Unchanged |
| Stone Run Capital, LLC | 1,200 | $325.0K | 0.11% | 00.0% | Unchanged |
| Cutler Group LP | 1,200 | $324.0K | 0.02% | −1,600−57.1% | Reduced |
| Orion Portfolio Solutions, LLC | 1,199 | $324.0K | 0.01% | +11+0.9% | Added |
| Insight Advisors, LLC | 1,056 | $324.0K | 0.10% | −117−10.0% | Reduced |
| Appleton Group, LLC | 1,192 | $323.0K | 0.28% | −470−28.3% | Reduced |
| Miracle Mile Advisors, LLC | 1,194 | $323.0K | 0.02% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,186 | $321.0K | 0.01% | +65+5.8% | Added |
| Ami Asset Management Corp | 1,179 | $319.0K | 0.02% | −280−19.2% | Reduced |
| Garner Asset Management Corp | 1,170 | $317.0K | 0.15% | −510−30.4% | Reduced |
| NuWave Investment Management, LLC | 1,169 | $316.0K | 0.36% | −3,716−76.1% | Reduced |
| Wimmer Associates 1, LLC | 1,165 | $315.0K | 0.19% | 00.0% | Unchanged |
| Ci Investments Inc. | 1,162 | $314.0K | 0.00% | −2,843−71.0% | Reduced |
| Geneos Wealth Management Inc. | 1,132 | $313.0K | 0.01% | −80−6.6% | Reduced |
| Vigilant Capital Management, LLC | 1,137 | $308.0K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,129 | $306.0K | 0.01% | −7,418−86.8% | Reduced |
| First Nebraska Trust Co | 1,129 | $305.6K | 0.04% | 00.0% | Unchanged |
| Burney Co | 1,122 | $304.0K | 0.01% | 00.0% | Unchanged |
| Forte Capital LLC | 1,113 | $301.0K | 0.04% | 00.0% | Unchanged |
| Conway Capital Management, Inc. | 1,100 | $297.7K | 0.20% | +100+10.0% | Added |
| Cubist Systematic Strategies, LLC | 1,082 | $293.0K | 0.00% | −1,175−52.1% | Reduced |
| MML Investors Services, LLC | 1,068 | $289.0K | 0.00% | −605−36.2% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 1,062 | $287.0K | 0.02% | +48+4.7% | Added |
| Tokio Marine Asset Management Co Ltd | 1,043 | $282.0K | 0.03% | +159+18.0% | Added |
| Probity Advisors, Inc. | 1,039 | $281.0K | 0.06% | −112−9.7% | Reduced |
| Moors & Cabot, Inc. | 1,040 | $281.0K | 0.02% | −50−4.6% | Reduced |
| Thomas White International Ltd | 1,040 | $281.0K | 0.04% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 1,037 | $281.0K | 0.00% | +135+15.0% | Added |
| Bridgefront Capital, LLC | 1,036 | $280.0K | 0.29% | +1,036 | New |
| Gateway Investment Advisers LLC | 1,029 | $278.0K | 0.00% | −29−2.7% | Reduced |
| Atlas Capital Advisors LLC | 1,026 | $277.7K | 0.04% | 00.0% | Unchanged |
| First Hawaiian Bank | 1,023 | $277.0K | 0.01% | −786−43.4% | Reduced |
| Advisors Asset Management, Inc. | 1,024 | $277.0K | 0.00% | −40−3.8% | Reduced |
| Lido Advisors, LLC | 1,013 | $274.0K | 0.01% | +7+0.7% | Added |
| Checchi Capital Advisers, LLC | 1,010 | $273.0K | 0.03% | +62+6.5% | Added |
| WD Rutherford LLC | 1,005 | $272.0K | 0.15% | −165−14.1% | Reduced |
| Telemetry Investments, L.L.C. | 1,000 | $271.0K | 0.37% | −300−23.1% | Reduced |
| Aldebaran Financial Inc. | 1,000 | $271.0K | 0.23% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,005 | $271.0K | 0.02% | +1+0.1% | Added |
| First Midwest Bank Trust Division | 1,000 | $271.0K | 0.04% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 1,000 | $271.0K | 0.01% | 00.0% | Unchanged |
| Columbia Trust Co 01012016 | 1,000 | $271.0K | 0.14% | 00.0% | Unchanged |
| Westport Asset Management Inc | 1,000 | $271.0K | 0.13% | +1,000 | New |
| Sphinx Trading, LP | 1,000 | $271.0K | 0.36% | +1,000 | New |
| Levin Capital Strategies, L.P. | 1,000 | $271.0K | 0.03% | +1,000 | New |
| Berkeley, Inc | 1,001 | $270.8K | 0.20% | −2,873−74.2% | Reduced |
| BBR Partners, LLC | 983 | $266.0K | 0.02% | +188+23.6% | Added |
| Accurate Wealth Management, LLC | 975 | $264.0K | 0.23% | −47−4.6% | Reduced |
| Apollon Wealth Management, LLC | 963 | $261.0K | 0.04% | +963 | New |
| Siemens Fonds Invest GmbH | 963 | $261.0K | 0.02% | +963 | New |
| Meiji Yasuda Asset Management Co Ltd. | 954 | $258.0K | 0.02% | +30+3.2% | Added |
| Principal Street Partners, LLC | 948 | $256.0K | 0.07% | −1,418−59.9% | Reduced |
| Conning Inc. | 936 | $253.0K | 0.01% | −125−11.8% | Reduced |
| Cetera Advisor Networks LLC | 928 | $251.0K | 0.00% | −1,338−59.0% | Reduced |
| People's United Financial, Inc. | 928 | $251.0K | 0.01% | −13−1.4% | Reduced |
| Ethic Inc. | 913 | $247.0K | 0.03% | +28+3.2% | Added |
| Bigelow Investment Advisors, LLC | 909 | $246.0K | 0.12% | −62−6.4% | Reduced |
| Country Trust Bank | 906 | $245.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 903 | $244.4K | 0.01% | +3+0.3% | Added |
| Sentry Investment Management LLC | 900 | $244.0K | 0.07% | −132−12.8% | Reduced |
| Bath Savings Trust Co | 900 | $244.0K | 0.03% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 900 | $244.0K | 0.06% | 00.0% | Unchanged |
| Boston Family Office LLC | 898 | $243.0K | 0.02% | 00.0% | Unchanged |
| Empirical Finance, LLC | 888 | $240.0K | 0.04% | −26−2.8% | Reduced |
| Frontier Wealth Management LLC | 877 | $237.0K | 0.02% | −50−5.4% | Reduced |
| Reilly Financial Advisors, LLC | 875 | $237.0K | 0.02% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 875 | $237.0K | 0.04% | +8+0.9% | Added |
| Sloy Dahl & Holst, LLC | 871 | $236.0K | 0.05% | +871 | New |
| Resources Investment Advisors, LLC. | 858 | $232.0K | 0.01% | +858 | New |
| Intellectus Partners, LLC | 843 | $229.0K | 0.06% | −193−18.6% | Reduced |
| Bokf, NA | 842 | $228.0K | 0.00% | +842 | New |
| Claret Asset Management Corp | 830 | $225.0K | 0.04% | −607−42.2% | Reduced |
| Stratos Wealth Partners, LTD. | 827 | $224.0K | 0.01% | +827 | New |
| Meridian Wealth Advisors, LLC | 816 | $221.0K | 0.06% | −1,430−63.7% | Reduced |
| KCM Investment Advisors LLC | 808 | $219.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 807 | $218.0K | 0.01% | +219+37.2% | Added |
| Lafayette Investments, Inc. | 800 | $217.0K | 0.06% | 00.0% | Unchanged |
| ETF Portfolio Partners, Inc. | 800 | $217.0K | 0.09% | 00.0% | Unchanged |
| WESPAC Advisors, LLC | 800 | $217.0K | 0.13% | +800 | New |
| Sage Mountain Advisors LLC | 788 | $213.0K | 0.03% | +8+1.0% | Added |
| Proequities, Inc. | 783 | $212.0K | 0.01% | 00.0% | Unchanged |
| LCNB Corp | 776 | $210.0K | 0.11% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 763 | $207.0K | 0.01% | −96−11.2% | Reduced |