Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q2 2021
Institutional positions in Kansas City Southern as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 775
- −5 vs. Q1 2021
- Shares held
- 80.3M
- +1.11M (+1.4%) vs. Q1 2021
- Total value
- $22.8B
- +$1.86B (+8.9%) vs. Q1 2021
- New holders
- 110
- 195 more added
- Sold out
- 115
- 322 more reduced
6 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 9,477,714 | $2.69B | 0.07% | −35,579−0.4% | Reduced |
| BlackRock Inc. | 7,637,777 | $2.16B | 0.06% | +238,986+3.2% | Added |
| State Street Corp | 3,966,291 | $1.13B | 0.06% | −142,650−3.5% | Reduced |
| Massachusetts Financial Services Co | 3,277,099 | $928.6M | 0.27% | −2,783,077−45.9% | Reduced |
| Davidson Kempner Capital Management LP | 2,291,749 | $649.4M | 5.06% | +2,062,449+899.5% | Added |
| Pentwater Capital Management LP | 2,065,050 | $585.2M | 6.01% | +1,545,050+297.1% | Added |
| Parnassus Investments | 1,889,605 | $535.5M | 1.17% | −568,923−23.1% | Reduced |
| Geode Capital Management, LLC | 1,575,223 | $445.1M | 0.06% | +46,787+3.1% | Added |
| JPMorgan Chase & Co | 1,483,682 | $420.4M | 0.05% | +813,178+121.3% | Added |
| Dimensional Fund Advisors LP | 1,292,514 | $366.3M | 0.12% | −4590.0% | Reduced |
| Barclays PLC | 1,263,947 | $358.2M | 0.29% | +1,083,614+600.9% | Added |
| UBS Oconnor LLC | 1,258,013 | $356.5M | 3.19% | +608,013+93.5% | Added |
| Morgan Stanley | 1,177,624 | $333.7M | 0.04% | −213,048−15.3% | Reduced |
| Northern Trust Corp | 1,046,666 | $296.6M | 0.05% | −26,142−2.4% | Reduced |
| Franklin Resources Inc | 1,032,407 | $292.6M | 0.11% | +268,939+35.2% | Added |
| HBK Investments L P | 1,000,000 | $283.4M | 2.72% | +469,922+88.7% | Added |
| Bank of America Corp | 944,541 | $267.7M | 0.03% | −19,581−2.0% | Reduced |
| Taconic Capital Advisors LP | 898,500 | $254.6M | 8.22% | +638,500+245.6% | Added |
| Legal & General Group Plc | 877,355 | $248.6M | 0.08% | +27,650+3.3% | Added |
| Millennium Management LLC | 842,704 | $238.8M | 0.31% | +172,263+25.7% | Added |
| Bank of Nova Scotia | 814,632 | $230.8M | 0.43% | +620,919+320.5% | Added |
| Norges Bank | 810,534 | $229.7M | 0.05% | −137,753−14.5% | Reduced |
| Bank of New York Mellon Corp | 709,744 | $201.1M | 0.04% | −4,670−0.7% | Reduced |
| Citadel Advisors LLC | 682,347 | $193.4M | 0.20% | +481,652+240.0% | Added |
| TIG Advisors, LLC | 679,735 | $192.6M | 6.67% | +516,408+316.2% | Added |
| Chilton Investment Co LLC | 643,206 | $182.3M | 4.58% | −68,639−9.6% | Reduced |
| Invesco Ltd. | 623,396 | $176.7M | 0.04% | −277,162−30.8% | Reduced |
| Magnetar Financial LLC | 609,478 | $172.7M | 1.76% | −204,226−25.1% | Reduced |
| Westchester Capital Management, LLC | 555,902 | $157.5M | 4.00% | +367,842+195.6% | Added |
| Nuveen Asset Management, LLC | 530,646 | $150.4M | 0.04% | −387,683−42.2% | Reduced |
| Credit Suisse AG | 517,303 | $147.4M | 0.12% | −136,531−20.9% | Reduced |
| Hudson Bay Capital Management LP | 515,098 | $146.0M | 1.83% | +357,303+226.4% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 511,226 | $144.9M | 0.72% | +367,482+255.7% | Added |
| FMR LLC | 502,994 | $142.5M | 0.01% | −10,087−2.0% | Reduced |
| Farallon Capital Management, L.L.C. | 486,000 | $137.7M | 0.66% | +246,000+102.5% | Added |
| Amundi | 465,566 | $131.9M | 0.09% | +465,566 | New |
| Balyasny Asset Management LLC | 452,398 | $128.2M | 0.70% | +452,398 | New |
| Alpine Associates Management Inc. | 442,100 | $125.3M | 3.44% | +316,972+253.3% | Added |
| Parametric Portfolio Associates LLC | 436,584 | $123.7M | 0.07% | +1,967+0.5% | Added |
| Wells Fargo & Company | 429,557 | $121.7M | 0.03% | −1,011,365−70.2% | Reduced |
| Deutsche Bank AG | 428,997 | $121.6M | 0.06% | +200,446+87.7% | Added |
| Charles Schwab Investment Management Inc | 415,241 | $117.7M | 0.04% | +8,497+2.1% | Added |
| The PNC Financial Services Group, Inc. | 405,325 | $114.9M | 0.10% | −51,624−11.3% | Reduced |
| UBS Asset Management Americas Inc | 402,181 | $114.0M | 0.05% | −63,712−13.7% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 399,037 | $113.1M | 0.32% | +141,398+54.9% | Added |
| Sculptor Capital LP | 380,221 | $107.7M | 0.93% | +380,221 | New |
| Swiss National Bank | 370,388 | $105.0M | 0.06% | +10,424+2.9% | Added |
| Segantii Capital Management Ltd | 363,731 | $103.1M | 3.26% | +363,731 | New |
| Alliancebernstein L.P. | 354,880 | $100.6M | 0.04% | −389,753−52.3% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 330,752 | $93.7M | 0.23% | −154,879−31.9% | Reduced |
| Raymond James & Associates | 327,738 | $92.9M | 0.08% | −364,738−52.7% | Reduced |
| PSquared Asset Management AG | 319,200 | $90.5M | 6.49% | +319,200 | New |
| Citigroup Inc | 303,653 | $86.0M | 0.08% | +15,291+5.3% | Added |
| Versor Investments LP | 301,718 | $85.5M | 3.01% | +17,136+6.0% | Added |
| Adage Capital Partners GP, L.L.C. | 299,700 | $84.9M | 0.17% | −29,313−8.9% | Reduced |
| Water Island Capital LLC | 297,751 | $84.4M | 4.46% | +205,878+224.1% | Added |
| Sand Grove Capital Management LLP | 278,356 | $78.9M | 7.47% | +278,356 | New |
| Alyeska Investment Group, L.P. | 275,000 | $77.9M | 0.90% | +275,000 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 273,019 | $77.4M | 0.05% | −62,691−18.7% | Reduced |
| Voloridge Investment Management, LLC | 256,687 | $72.7M | 0.50% | +81,137+46.2% | Added |
| Fisher Asset Management, LLC | 241,310 | $68.4M | 0.04% | −151,621−38.6% | Reduced |
| Scharf Investments, LLC | 234,142 | $66.3M | 2.01% | −335,637−58.9% | Reduced |
| Two Sigma Investments, LP | 232,386 | $65.9M | 0.18% | +202,448+676.2% | Added |
| Boussard & Gavaudan Investment Management LLP | 232,217 | $65.7M | 7.00% | +232,217 | New |
| Royal Bank of Canada | 227,394 | $64.4M | 0.02% | +2,673+1.2% | Added |
| Tudor Investment Corp Et Al | 223,301 | $63.3M | 1.29% | +174,301+355.7% | Added |
| California Public Employees Retirement System | 205,172 | $58.1M | 0.04% | −32,980−13.8% | Reduced |
| CIBC World Markets Corp | 203,751 | $57.7M | 0.40% | +185,716+1,029.8% | Added |
| Weiss Multi-Strategy Advisers LLC | 202,170 | $57.3M | 1.31% | +127,892+172.2% | Added |
| Man Group plc | 200,545 | $56.8M | 0.20% | +176,849+746.3% | Added |
| Goldman Sachs Group Inc | 185,463 | $52.6M | 0.01% | −109,786−37.2% | Reduced |
| UBS Group AG | 182,885 | $51.8M | 0.02% | −200,006−52.2% | Reduced |
| Canada Pension Plan Investment Board | 178,430 | $50.6M | 0.06% | +16,967+10.5% | Added |
| Price T Rowe Associates Inc | 177,905 | $50.4M | 0.00% | −317,804−64.1% | Reduced |
| Pinnacle Associates Ltd | 177,421 | $50.3M | 0.91% | +1,436+0.8% | Added |
| Natixis | 172,993 | $49.0M | 0.21% | +65,427+60.8% | Added |
| California State Teachers Retirement System | 172,889 | $49.0M | 0.06% | −7,049−3.9% | Reduced |
| Paulson & Co. Inc. | 170,000 | $48.2M | 1.15% | +170,000 | New |
| Empyrean Capital Partners, LP | 170,000 | $48.2M | 1.12% | +170,000 | New |
| Brookfield Asset Management Inc. | 167,205 | $47.4M | 0.22% | +167,205 | New |
| Governors Lane LP | 164,897 | $46.7M | 3.51% | +164,897 | New |
| Raymond James Financial Services Advisors, Inc. | 161,216 | $45.7M | 0.09% | −221,843−57.9% | Reduced |
| Two Sigma Advisers, LP | 158,800 | $45.0M | 0.12% | +96,600+155.3% | Added |
| Capitolis Advisors LLC | 155,965 | $44.2M | 0.52% | +150,467+2,736.8% | Added |
| National Pension Service | 151,591 | $43.0M | 0.08% | +1,673+1.1% | Added |
| Kornitzer Capital Management Inc | 148,067 | $42.0M | 0.63% | −85,891−36.7% | Reduced |
| Rhumbline Advisers | 147,108 | $41.7M | 0.05% | −5,107−3.4% | Reduced |
| Thrivent Financial for Lutherans | 145,018 | $41.1M | 0.08% | −126,306−46.6% | Reduced |
| New York State Common Retirement Fund | 135,868 | $38.5M | 0.04% | −24,082−15.1% | Reduced |
| State Board of Administration of Florida Retirement System | 134,833 | $38.2M | 0.07% | −5,086−3.6% | Reduced |
| Act Two Investors LLC | 132,453 | $37.5M | 7.33% | +5,143+4.0% | Added |
| Russell Investments Group, Ltd. | 127,952 | $36.3M | 0.06% | −40,387−24.0% | Reduced |
| Picton Mahoney Asset Management | 126,329 | $35.8M | 1.29% | +105,000+492.3% | Added |
| Bartlett & Co. Wealth Management LLC | 123,686 | $35.1M | 0.67% | −681−0.5% | Reduced |
| Bartlett & Co. LLC | 123,686 | $35.0M | 0.67% | −681−0.5% | Reduced |
| PGGM Investments | 119,314 | $33.8M | 0.14% | −21,750−15.4% | Reduced |
| LMR Partners LLP | 119,053 | $33.7M | 0.51% | +88,500+289.7% | Added |
| HSBC Holdings PLC | 115,535 | $32.8M | 0.04% | +27,039+30.6% | Added |
| IndexIQ Advisors LLC | 115,731 | $32.8M | 1.11% | +114,238+7,651.6% | Added |
| Gofen & Glossberg LLC | 114,970 | $32.6M | 0.77% | −1,572−1.3% | Reduced |