Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 9,547,639 | $2.58B | 0.06% | +69,925+0.7% | Added |
| BlackRock Inc. | 7,014,401 | $1.90B | 0.05% | −623,376−8.2% | Reduced |
| State Street Corp | 3,964,223 | $1.07B | 0.06% | −2,068−0.1% | Reduced |
| Massachusetts Financial Services Co | 2,933,698 | $794.0M | 0.23% | −343,401−10.5% | Reduced |
| HBK Investments L P | 2,500,300 | $676.7M | 9.88% | +1,500,300+150.0% | Added |
| Parnassus Investments | 2,225,641 | $602.3M | 1.27% | +336,036+17.8% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 2,190,000 | $592.7M | 2.56% | +2,190,000 | New |
| Pentwater Capital Management LP | 2,123,200 | $574.6M | 7.90% | +58,150+2.8% | Added |
| JPMorgan Chase & Co | 1,842,216 | $498.6M | 0.07% | +358,534+24.2% | Added |
| UBS Oconnor LLC | 1,762,289 | $476.9M | 4.14% | +504,276+40.1% | Added |
| Geode Capital Management, LLC | 1,632,568 | $440.7M | 0.06% | +57,345+3.6% | Added |
| Morgan Stanley | 1,379,160 | $373.3M | 0.05% | +201,536+17.1% | Added |
| Dimensional Fund Advisors LP | 1,281,431 | $346.8M | 0.11% | −11,083−0.9% | Reduced |
| Farallon Capital Management, L.L.C. | 1,179,032 | $319.1M | 1.71% | +693,032+142.6% | Added |
| Davidson Kempner Capital Management LP | 1,114,489 | $301.6M | 4.39% | −1,177,260−51.4% | Reduced |
| Franklin Resources Inc | 1,040,281 | $281.5M | 0.11% | +7,874+0.8% | Added |
| Northern Trust Corp | 1,028,338 | $278.3M | 0.05% | −18,328−1.8% | Reduced |
| Segantii Capital Management Ltd | 931,660 | $252.1M | 8.86% | +567,929+156.1% | Added |
| Norges Bank | 929,175 | $251.5M | 0.06% | +118,641+14.6% | Added |
| Legal & General Group Plc | 929,105 | $251.5M | 0.08% | +51,750+5.9% | Added |
| Millennium Management LLC | 840,280 | $227.4M | 0.30% | −2,424−0.3% | Reduced |
| Bank of America Corp | 810,420 | $219.3M | 0.02% | −134,121−14.2% | Reduced |
| TIG Advisors, LLC | 805,773 | $218.1M | 10.22% | +126,038+18.5% | Added |
| Balyasny Asset Management LLC | 772,463 | $209.1M | 1.00% | +320,065+70.7% | Added |
| Alpine Associates Management Inc. | 757,519 | $205.0M | 6.65% | +315,419+71.3% | Added |
| Westchester Capital Management, LLC | 751,353 | $203.3M | 6.42% | +195,451+35.2% | Added |
| Bank of Nova Scotia | 720,955 | $195.1M | 0.36% | −93,677−11.5% | Reduced |
| Bank of New York Mellon Corp | 720,319 | $194.9M | 0.04% | +10,575+1.5% | Added |
| Sand Grove Capital Management LLP | 655,934 | $177.5M | 19.98% | +377,578+135.6% | Added |
| Chilton Investment Co LLC | 649,641 | $175.8M | 4.34% | +6,435+1.0% | Added |
| Magnetar Financial LLC | 636,820 | $172.3M | 1.76% | +27,342+4.5% | Added |
| PSquared Asset Management AG | 594,800 | $161.0M | 18.69% | +275,600+86.3% | Added |
| FMR LLC | 509,089 | $137.8M | 0.01% | +6,095+1.2% | Added |
| Omni Partners US LLC | 502,637 | $136.0M | 6.98% | +454,871+952.3% | Added |
| Citadel Advisors LLC | 497,483 | $134.6M | 0.15% | −184,864−27.1% | Reduced |
| Amundi | 484,811 | $131.2M | 0.09% | +19,245+4.1% | Added |
| D. E. Shaw & Co., Inc. | 483,763 | $130.9M | 0.17% | +395,600+448.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 477,293 | $129.2M | 0.33% | +78,256+19.6% | Added |
| Credit Suisse AG | 466,000 | $126.1M | 0.10% | −51,303−9.9% | Reduced |
| Taconic Capital Advisors LP | 457,205 | $123.7M | 4.65% | −441,295−49.1% | Reduced |
| Water Island Capital LLC | 455,788 | $123.4M | 7.72% | +158,037+53.1% | Added |
| Parametric Portfolio Associates LLC | 436,101 | $118.0M | 0.07% | −483−0.1% | Reduced |
| American Century Companies Inc | 422,242 | $114.3M | 0.08% | +412,619+4,287.8% | Added |
| Charles Schwab Investment Management Inc | 419,183 | $113.4M | 0.04% | +3,942+0.9% | Added |
| Invesco Ltd. | 407,967 | $110.4M | 0.03% | −215,429−34.6% | Reduced |
| Tudor Investment Corp Et Al | 407,194 | $110.2M | 2.26% | +183,893+82.4% | Added |
| UBS Asset Management Americas Inc | 400,914 | $108.5M | 0.04% | −1,267−0.3% | Reduced |
| Alliancebernstein L.P. | 376,355 | $101.9M | 0.04% | +21,475+6.1% | Added |
| Swiss National Bank | 359,488 | $97.3M | 0.06% | −10,900−2.9% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 358,185 | $96.9M | 0.48% | −153,041−29.9% | Reduced |
| Adage Capital Partners GP, L.L.C. | 336,200 | $91.0M | 0.18% | +36,500+12.2% | Added |
| Versor Investments LP | 334,816 | $90.6M | 2.79% | +33,098+11.0% | Added |
| UBS Group AG | 302,677 | $81.9M | 0.03% | +119,792+65.5% | Added |
| Raymond James & Associates | 298,681 | $80.8M | 0.07% | −29,057−8.9% | Reduced |
| Nuveen Asset Management, LLC | 288,999 | $78.2M | 0.02% | −241,647−45.5% | Reduced |
| Hunting Hill Global Capital, LLC | 282,024 | $76.3M | 28.14% | +184,235+188.4% | Added |
| Twin Securities, Inc. | 273,375 | $74.0M | 50.57% | +228,637+511.1% | Added |
| Hudson Bay Capital Management LP | 271,542 | $73.5M | 1.03% | −243,556−47.3% | Reduced |
| Goldman Sachs Group Inc | 270,359 | $73.2M | 0.02% | +84,896+45.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 260,597 | $70.5M | 0.04% | −12,422−4.5% | Reduced |
| Man Group plc | 246,423 | $66.7M | 0.24% | +45,878+22.9% | Added |
| Fisher Asset Management, LLC | 239,094 | $64.7M | 0.04% | −2,216−0.9% | Reduced |
| Verition Fund Management LLC | 235,788 | $63.8M | 0.97% | +228,363+3,075.6% | Added |
| Wells Fargo & Company | 228,732 | $61.9M | 0.01% | −200,825−46.8% | Reduced |
| Scharf Investments, LLC | 208,412 | $56.4M | 1.78% | −25,730−11.0% | Reduced |
| California Public Employees Retirement System | 204,550 | $55.4M | 0.04% | −622−0.3% | Reduced |
| Capstone Investment Advisors, LLC | 203,989 | $55.2M | 0.98% | +203,989 | New |
| Governors Lane LP | 202,800 | $54.9M | 4.47% | +37,903+23.0% | Added |
| Citigroup Inc | 197,441 | $53.4M | 0.05% | −106,212−35.0% | Reduced |
| Boussard & Gavaudan Investment Management LLP | 190,209 | $51.5M | 4.80% | −42,008−18.1% | Reduced |
| Deutsche Bank AG | 185,781 | $50.3M | 0.02% | −243,216−56.7% | Reduced |
| Voloridge Investment Management, LLC | 184,088 | $49.8M | 0.32% | −72,599−28.3% | Reduced |
| LMR Partners LLP | 180,100 | $48.7M | 0.68% | +61,047+51.3% | Added |
| Pinnacle Associates Ltd | 172,282 | $46.6M | 0.86% | −5,139−2.9% | Reduced |
| Price T Rowe Associates Inc | 171,463 | $46.4M | 0.00% | −6,442−3.6% | Reduced |
| Barclays PLC | 167,334 | $45.3M | 0.03% | −1,096,613−86.8% | Reduced |
| Carlson Capital L P | 166,500 | $45.1M | 2.39% | +58,500+54.2% | Added |
| State of Wisconsin Investment Board | 166,474 | $45.1M | 0.09% | +73,708+79.5% | Added |
| California State Teachers Retirement System | 158,859 | $43.0M | 0.06% | −14,030−8.1% | Reduced |
| Vivaldi Asset Management, LLC | 155,948 | $42.2M | 6.40% | +94,864+155.3% | Added |
| Rhumbline Advisers | 144,644 | $39.1M | 0.05% | −2,464−1.7% | Reduced |
| Picton Mahoney Asset Management | 143,829 | $38.9M | 1.50% | +17,500+13.9% | Added |
| National Pension Service | 142,268 | $38.5M | 0.07% | −9,323−6.2% | Reduced |
| P Schoenfeld Asset Management LP | 136,700 | $37.0M | 2.60% | +72,700+113.6% | Added |
| New York State Common Retirement Fund | 133,150 | $36.0M | 0.04% | −2,718−2.0% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 131,847 | $35.7M | 0.78% | −70,323−34.8% | Reduced |
| Canada Pension Plan Investment Board | 130,537 | $35.3M | 0.04% | −47,893−26.8% | Reduced |
| State Board of Administration of Florida Retirement System | 128,807 | $34.9M | 0.07% | −6,026−4.5% | Reduced |
| Royal Bank of Canada | 126,184 | $34.2M | 0.01% | −101,210−44.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 123,765 | $33.5M | 0.07% | −37,451−23.2% | Reduced |
| Bardin Hill Management Partners LP | 122,094 | $33.0M | 5.36% | +104,325+587.1% | Added |
| Bartlett & Co. Wealth Management LLC | 121,117 | $32.8M | 0.63% | −2,569−2.1% | Reduced |
| Melqart Asset Management (UK) Ltd | 121,250 | $32.8M | 1.66% | +121,250 | New |
| Bartlett & Co. LLC | 121,117 | $32.8M | 0.63% | −2,569−2.1% | Reduced |
| Manufacturers Life Insurance Company, The | 84,669 | $32.6M | 0.03% | −3,055−3.5% | Reduced |
| Neuberger Berman Group LLC | 119,042 | $32.2M | 0.03% | +24,803+26.3% | Added |
| IndexIQ Advisors LLC | 114,724 | $31.0M | 1.03% | −1,007−0.9% | Reduced |
| Principal Financial Group Inc | 114,640 | $31.0M | 0.02% | +1,147+1.0% | Added |
| Gofen & Glossberg LLC | 113,745 | $30.8M | 0.72% | −1,225−1.1% | Reduced |
| Ameriprise Financial Inc | 106,615 | $28.9M | 0.01% | +4,309+4.2% | Added |