Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | 101,904 | $27.6M | 0.34% | −173,096−62.9% | Reduced |
| Russell Investments Group, Ltd. | 100,185 | $27.1M | 0.05% | −27,767−21.7% | Reduced |
| Caisse de Depot Et Placement du Quebec | 100,000 | $27.1M | 0.06% | 00.0% | Unchanged |
| Quinn Opportunity Partners LLC | 99,170 | $26.8M | 1.72% | −4,400−4.2% | Reduced |
| The PNC Financial Services Group, Inc. | 98,926 | $26.8M | 0.02% | −306,399−75.6% | Reduced |
| Capitolis Advisors LLC | 89,960 | $26.8M | 0.24% | −66,005−42.3% | Reduced |
| New York State Teachers Retirement System | 98,790 | $26.7M | 0.06% | −348−0.4% | Reduced |
| M&G Investment Management Ltd | 97,474 | $26.4M | 0.13% | +50,375+107.0% | Added |
| Hosking Partners LLP | 90,539 | $24.5M | 0.61% | −10,166−10.1% | Reduced |
| DLD Asset Management, LP | 90,100 | $24.4M | 1.94% | +20,100+28.7% | Added |
| Gabelli & Co Investment Advisers, Inc. | 88,463 | $23.9M | 2.90% | +28,176+46.7% | Added |
| Harvest Management LLC | 88,152 | $23.9M | 20.99% | +44,152+100.3% | Added |
| Cohen Klingenstein LLC | 87,100 | $23.6M | 1.03% | −17,000−16.3% | Reduced |
| PGGM Investments | 81,020 | $21.9M | 0.11% | −38,294−32.1% | Reduced |
| Bank of Montreal | 80,016 | $21.9M | 0.01% | −10,191−11.3% | Reduced |
| B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund | 80,000 | $21.7M | 5.29% | 00.0% | Unchanged |
| Prudential Financial Inc | 78,225 | $21.5M | 0.03% | −906−1.1% | Reduced |
| Hunter Perkins Capital Management, LLC | 77,475 | $21.0M | 4.27% | 00.0% | Unchanged |
| DekaBank Deutsche Girozentrale | 73,987 | $20.2M | 0.06% | +1,232+1.7% | Added |
| Thrivent Financial for Lutherans | 74,259 | $20.1M | 0.04% | −70,759−48.8% | Reduced |
| Spring Creek Capital LLC | 72,800 | $19.7M | 0.97% | −30,200−29.3% | Reduced |
| Mariner, LLC | 70,396 | $19.1M | 0.10% | −2,047−2.8% | Reduced |
| Cullen/Frost Bankers, Inc. | 69,327 | $18.8M | 0.38% | −7,253−9.5% | Reduced |
| Cbre Clarion Securities LLC | 68,386 | $18.5M | 0.33% | −45,744−40.1% | Reduced |
| Mn Services Vermogensbeheer B.V. | 67,331 | $18.2M | 0.12% | +700+1.1% | Added |
| CNH Partners LLC | 67,151 | $18.2M | 0.52% | 00.0% | Unchanged |
| HSBC Holdings PLC | 66,239 | $18.0M | 0.02% | −49,296−42.7% | Reduced |
| Natixis | 66,106 | $17.9M | 0.06% | −106,887−61.8% | Reduced |
| Equitec Proprietary Markets, LLC | 63,289 | $17.1M | 9.08% | +12,489+24.6% | Added |
| Kornitzer Capital Management Inc | 62,106 | $16.8M | 0.26% | −85,961−58.1% | Reduced |
| Standard Life Aberdeen plc | 60,791 | $16.7M | 0.04% | −18,226−23.1% | Reduced |
| Public Employees Retirement System of Ohio | 59,917 | $16.2M | 0.06% | −1,329−2.2% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 56,718 | $15.3M | 0.05% | −2,092−3.6% | Reduced |
| Assenagon Asset Management S.A. | 55,625 | $15.1M | 0.06% | −31,864−36.4% | Reduced |
| Ergoteles LLC | 55,520 | $15.0M | 0.55% | +18,987+52.0% | Added |
| State of New Jersey Common Pension Fund D | 53,367 | $14.4M | 0.04% | +326+0.6% | Added |
| Pacific Heights Asset Management LLC | 53,000 | $14.3M | 1.36% | 00.0% | Unchanged |
| Samson Rock Capital LLP | 52,000 | $14.1M | 8.89% | −41,600−44.4% | Reduced |
| Marshall Wace, LLP | 51,834 | $14.0M | 0.07% | +15,539+42.8% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 50,967 | $13.8M | 0.05% | −1,418−2.7% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 50,840 | $13.8M | 0.03% | −1,963−3.7% | Reduced |
| Woodline Partners LP | 50,631 | $13.7M | 0.23% | +50,631 | New |
| Angelo Gordon & Co., L.P. | 50,073 | $13.6M | 1.60% | +30,073+150.4% | Added |
| Matthew 25 Management Corp | 50,000 | $13.5M | 3.83% | −15,250−23.4% | Reduced |
| Moore Capital Management, LP | 49,709 | $13.5M | 0.27% | −60,158−54.8% | Reduced |
| Toronto Dominion Bank | 48,116 | $13.0M | 0.02% | −10,085−17.3% | Reduced |
| Nisa Investment Advisors, LLC | 46,955 | $12.7M | 0.08% | 00.0% | Unchanged |
| AMP Capital Investors Ltd | 45,766 | $12.4M | 0.07% | +591+1.3% | Added |
| Janus Henderson Group PLC | 45,708 | $12.4M | 0.01% | −7,293−13.8% | Reduced |
| Bluegrass Capital Partners LP | 45,000 | $12.2M | 7.77% | 00.0% | Unchanged |
| Pictet Asset Management SA | 44,796 | $12.1M | 0.01% | +44,796 | New |
| Jane Street Group, LLC | 44,263 | $12.0M | 0.03% | +34,986+377.1% | Added |
| Busey Wealth Management | 43,239 | $11.7M | 0.47% | +2,184+5.3% | Added |
| Jefferies Group LLC | 43,042 | $11.6M | 0.28% | +27,525+177.4% | Added |
| Voya Investment Management LLC | 42,460 | $11.5M | 0.02% | −2,050−4.6% | Reduced |
| Eaton Vance Management | 43,989 | $11.5M | 0.02% | −3,482−7.3% | Reduced |
| ING Groep NV | 41,637 | $11.3M | 0.14% | +34,169+457.5% | Added |
| Price Michael F | 41,426 | $11.2M | 1.30% | −63,574−60.5% | Reduced |
| Athos Capital Ltd | 40,880 | $11.1M | 3.09% | −40,600−49.8% | Reduced |
| Brookfield Asset Management Inc. | 39,855 | $10.8M | 0.04% | −127,350−76.2% | Reduced |
| Asset Management One Co.,Ltd. | 39,843 | $10.8M | 0.04% | −856−2.1% | Reduced |
| Centiva Capital, LP | 39,336 | $10.6M | 0.86% | +21,836+124.8% | Added |
| Handelsbanken Fonder AB | 39,026 | $10.6M | 0.06% | 00.0% | Unchanged |
| Lawson Kroeker Investment Management Inc | 38,845 | $10.5M | 3.49% | −715−1.8% | Reduced |
| Susquehanna International Group, LLP | 38,617 | $10.5M | 0.01% | −34,766−47.4% | Reduced |
| Umb Bank N A | 38,389 | $10.4M | 0.23% | +871+2.3% | Added |
| CQS (US), LLC | 38,195 | $10.3M | 0.64% | +38,195 | New |
| Candriam Luxembourg S.C.A. | 37,848 | $10.2M | 0.07% | −7,137−15.9% | Reduced |
| Kellner Capital, LLC | 37,631 | $10.2M | 3.96% | +24,131+178.7% | Added |
| Financial Counselors Inc | 37,526 | $10.2M | 0.22% | +3,009+8.7% | Added |
| Alpine Global Management, LLC | 37,421 | $10.1M | 2.30% | −36,844−49.6% | Reduced |
| Victory Capital Management Inc | 37,366 | $10.1M | 0.01% | −49,476−57.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 37,322 | $10.1M | 0.12% | +11,058+42.1% | Added |
| SEI Investments Co | 37,038 | $10.0M | 0.02% | −6,034−14.0% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 37,001 | $10.0M | 0.05% | +3,070+9.0% | Added |
| Beacon Pointe Advisors, LLC | 36,716 | $9.94M | 0.25% | +27,364+292.6% | Added |
| State of Alaska, Department of Revenue | 36,082 | $9.76M | 0.10% | −1,258−3.4% | Reduced |
| Arrowstreet Capital, Limited Partnership | 35,100 | $9.50M | 0.01% | −8,900−20.2% | Reduced |
| BNP Paribas Arbitrage, SA | 35,001 | $9.47M | 0.02% | +4,506+14.8% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 35,000 | $9.47M | 0.02% | −60,930−63.5% | Reduced |
| TD Asset Management Inc | 33,692 | $9.12M | 0.01% | −572−1.7% | Reduced |
| K2 Principal Fund, L.P. | 33,510 | $9.07M | 1.06% | +9,410+39.0% | Added |
| Prelude Capital Management, LLC | 33,010 | $8.93M | 0.49% | +8,673+35.6% | Added |
| Treasurer of the State of North Carolina | 32,655 | $8.84M | 0.05% | +1,099+3.5% | Added |
| Central Trust Co | 32,316 | $8.75M | 0.31% | −1,350−4.0% | Reduced |
| Royal London Asset Management Ltd | 32,293 | $8.74M | 0.04% | −2,060−6.0% | Reduced |
| Oregon Public Employees Retirement Fund | 31,586 | $8.55M | 0.10% | −700−2.2% | Reduced |
| Segall Bryant & Hamill, LLC | 31,296 | $8.48M | 0.08% | −5,588−15.2% | Reduced |
| Retirement Systems of Alabama | 31,239 | $8.46M | 0.03% | −2,024−6.1% | Reduced |
| CIBC Private Wealth Group, LLC | 30,313 | $8.20M | 0.02% | −41,279−57.7% | Reduced |
| Paulson & Co. Inc. | 30,000 | $8.12M | 0.23% | −140,000−82.4% | Reduced |
| Washington Trust Co | 29,985 | $8.12M | 0.23% | −4,671−13.5% | Reduced |
| Andra AP-fonden | 29,300 | $7.93M | 0.16% | −5,100−14.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 29,261 | $7.92M | 0.04% | −9,216−24.0% | Reduced |
| Janney Montgomery Scott LLC | 29,230 | $7.91M | 0.03% | −4,509−13.4% | Reduced |
| Ovata Capital Management Ltd | 29,090 | $7.87M | 3.02% | −2,253−7.2% | Reduced |
| Cinctive Capital Management LP | 28,800 | $7.79M | 0.43% | +28,800 | New |
| Klingenstein Fields & Co LP | 28,747 | $7.78M | 0.33% | 00.0% | Unchanged |
| AQR Capital Management LLC | 27,880 | $7.54M | 0.01% | −2,393−7.9% | Reduced |
| Aviva PLC | 27,711 | $7.50M | 0.03% | −1,608−5.5% | Reduced |