Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American International Group, Inc. | 27,648 | $7.48M | 0.04% | −531−1.9% | Reduced |
| Westpac Banking Corp | 27,203 | $7.36M | 0.08% | 00.0% | Unchanged |
| Crabel Capital Management, LLC | 26,526 | $7.18M | 2.21% | +688+2.7% | Added |
| Kapitalo Investimentos Ltda | 26,440 | $7.16M | 3.89% | +26,440 | New |
| Robeco Institutional Asset Management B.V. | 26,302 | $7.12M | 0.02% | 00.0% | Unchanged |
| CIBC World Markets Corp | 26,221 | $7.10M | 0.05% | −177,530−87.1% | Reduced |
| Amalgamated Bank | 26,165 | $7.08M | 0.06% | −901−3.3% | Reduced |
| NN Investment Partners Holdings N.V. | 25,788 | $6.98M | 0.04% | +495+2.0% | Added |
| Arizona State Retirement System | 25,520 | $6.91M | 0.06% | −158−0.6% | Reduced |
| Silphium Asset Management Ltd | 25,000 | $6.77M | 2.74% | +15,000+150.0% | Added |
| Rafferty Asset Management, LLC | 24,658 | $6.67M | 0.05% | −9,296−27.4% | Reduced |
| Oppenheimer & Co Inc | 24,427 | $6.61M | 0.12% | −682−2.7% | Reduced |
| Fifth Third Bancorp | 24,105 | $6.52M | 0.03% | +106+0.4% | Added |
| Vestor Capital, LLC | 23,791 | $6.44M | 0.67% | −29,661−55.5% | Reduced |
| D.A. Davidson & Co. | 23,497 | $6.36M | 0.07% | −1,003−4.1% | Reduced |
| Natixis Advisors, L.P. | 22,866 | $6.19M | 0.03% | −5,440−19.2% | Reduced |
| State of Michigan Retirement System | 22,860 | $6.19M | 0.04% | 00.0% | Unchanged |
| Nomura Holdings Inc | 21,949 | $6.08M | 0.05% | +12,745+138.5% | Added |
| Redmond Asset Management, LLC | 22,028 | $5.96M | 1.87% | −127−0.6% | Reduced |
| Havens Advisors LLC | 21,500 | $5.82M | 7.06% | −500−2.3% | Reduced |
| GHP Investment Advisors, Inc. | 21,355 | $5.78M | 0.46% | −598−2.7% | Reduced |
| De Burlo Group Inc | 21,300 | $5.76M | 0.93% | −42,600−66.7% | Reduced |
| DnB Asset Management AS | 21,199 | $5.74M | 0.04% | −181−0.8% | Reduced |
| Shay Capital LLC | 21,184 | $5.73M | 1.82% | +434+2.1% | Added |
| MetLife Investment Management | 20,545 | $5.56M | 0.05% | −537−2.5% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 20,327 | $5.54M | 0.01% | +1,332+7.0% | Added |
| Redpoint Investment Management Pty Ltd | 20,363 | $5.51M | 0.47% | +36+0.2% | Added |
| Guggenheim Capital LLC | 20,344 | $5.51M | 0.03% | −4,912−19.4% | Reduced |
| USS Investment Management Ltd | 20,064 | $5.43M | 0.05% | +17,470+673.5% | Added |
| Commerce Bank | 20,023 | $5.42M | 0.04% | −348−1.7% | Reduced |
| Boothbay Fund Management, LLC | 20,000 | $5.41M | 0.22% | 00.0% | Unchanged |
| Korea Investment CORP | 19,400 | $5.25M | 0.02% | +1,200+6.6% | Added |
| Allianz Asset Management GmbH | 19,326 | $5.23M | 0.00% | +3,087+19.0% | Added |
| Gulf International Bank (UK) Ltd | 19,018 | $5.15M | 0.07% | −215−1.1% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 18,983 | $5.14M | 0.06% | +3,111+19.6% | Added |
| Blueshift Asset Management, LLC | 18,798 | $5.09M | 0.28% | +18,798 | New |
| Storebrand Asset Management AS | 18,795 | $5.09M | 0.02% | 00.0% | Unchanged |
| Impax Asset Management Group plc | 18,518 | $5.01M | 0.02% | +16,718+928.8% | Added |
| Ramius Advisors LLC | 18,514 | $5.01M | 3.10% | −38,225−67.4% | Reduced |
| DuPont Capital Management Corp | 18,479 | $5.00M | 0.16% | +11,609+169.0% | Added |
| Nomura Asset Management Co Ltd | 18,473 | $5.00M | 0.03% | −178−1.0% | Reduced |
| KBC Group NV | 18,429 | $4.99M | 0.02% | −28,086−60.4% | Reduced |
| Forsta Ap-Fonden | 18,100 | $4.90M | 0.06% | −1,800−9.0% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 18,029 | $4.88M | 0.03% | −700−3.7% | Reduced |
| CIBC World Markets Inc. | 18,009 | $4.87M | 0.02% | −2,138−10.6% | Reduced |
| SG Americas Securities, LLC | 17,821 | $4.82M | 0.03% | +9,852+123.6% | Added |
| Swedbank AB | 17,797 | $4.82M | 0.01% | −802−4.3% | Reduced |
| Keybank National Association | 17,489 | $4.73M | 0.02% | −5,875−25.1% | Reduced |
| LPL Financial LLC | 17,191 | $4.65M | 0.00% | −1,394−7.5% | Reduced |
| Gabelli Funds LLC | 17,100 | $4.63M | 0.03% | 00.0% | Unchanged |
| British Columbia Investment Management Corp | 16,802 | $4.55M | 0.03% | −35−0.2% | Reduced |
| Retirement Planning Group | 16,514 | $4.47M | 0.51% | 00.0% | Unchanged |
| Utah Retirement Systems | 16,352 | $4.42M | 0.06% | −900−5.2% | Reduced |
| Tower View Investment Management & Research LLC | 16,174 | $4.38M | 2.43% | −127−0.8% | Reduced |
| Financial Partners Group, Inc | 16,039 | $4.34M | 1.02% | +10.0% | Added |
| BTG Pactual Global Asset Management Ltd | 16,000 | $4.33M | 4.00% | +12,000+300.0% | Added |
| HighTower Advisors, LLC | 15,975 | $4.32M | 0.01% | −1,462−8.4% | Reduced |
| First Trust Advisors LP | 15,862 | $4.29M | 0.00% | −72,973−82.1% | Reduced |
| Swiss Life Asset Management Ltd | 15,820 | $4.28M | 0.06% | +870+5.8% | Added |
| First Republic Investment Management, Inc. | 15,613 | $4.22M | 0.01% | +3,206+25.8% | Added |
| State of Tennessee, Treasury Department | 15,364 | $4.16M | 0.02% | −833−5.1% | Reduced |
| Public Sector Pension Investment Board | 15,357 | $4.16M | 0.02% | +1,100+7.7% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 15,124 | $4.09M | 0.04% | −3,400−18.4% | Reduced |
| Arabesque Asset Management Ltd | 14,890 | $4.03M | 1.35% | +2,324+18.5% | Added |
| Teacher Retirement System of Texas | 14,557 | $3.94M | 0.02% | +2,798+23.8% | Added |
| Stonebridge Capital Management Inc | 14,491 | $3.92M | 1.44% | 00.0% | Unchanged |
| Mackay Shields LLC | 14,057 | $3.81M | 0.04% | −402−2.8% | Reduced |
| Texas Permanent School Fund | 14,054 | $3.80M | 0.05% | −1,053−7.0% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 13,861 | $3.75M | 0.02% | −676−4.7% | Reduced |
| Stifel Financial Corp | 13,705 | $3.71M | 0.01% | −22,385−62.0% | Reduced |
| ProShare Advisors LLC | 13,560 | $3.67M | 0.01% | +504+3.9% | Added |
| Squarepoint Ops LLC | 13,297 | $3.60M | 0.02% | −38,039−74.1% | Reduced |
| Creative Planning | 13,286 | $3.60M | 0.01% | −787−5.6% | Reduced |
| Hendley & Co Inc | 12,985 | $3.51M | 1.23% | −20,807−61.6% | Reduced |
| GPM Growth Investors, Inc. | 12,967 | $3.51M | 1.85% | −15,934−55.1% | Reduced |
| InterOcean Capital Group, LLC | 12,937 | $3.50M | 0.18% | −2,018−13.5% | Reduced |
| Comerica Bank | 11,462 | $3.50M | 0.02% | −3,899−25.4% | Reduced |
| HighVista Strategies LLC | 12,910 | $3.49M | 2.31% | +12,910 | New |
| Public Employees Retirement Association of Colorado | 12,832 | $3.47M | 0.02% | 00.0% | Unchanged |
| IFM Investors Pty Ltd | 12,806 | $3.47M | 0.07% | +76+0.6% | Added |
| US Bancorp | 12,801 | $3.46M | 0.01% | −3,182−19.9% | Reduced |
| Shell Asset Management Co | 12,218 | $3.31M | 0.07% | +851+7.5% | Added |
| Great Lakes Advisors, LLC | 12,178 | $3.30M | 0.05% | −4,879−28.6% | Reduced |
| Nippon Life Global Investors Americas, Inc. | 12,180 | $3.30M | 0.17% | −4,420−26.6% | Reduced |
| BCK Capital Management LP | 12,134 | $3.28M | 1.96% | −53,799−81.6% | Reduced |
| RMB Capital Management, LLC | 12,075 | $3.27M | 0.11% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 12,000 | $3.25M | 0.04% | −26,445−68.8% | Reduced |
| Mutual of America Capital Management LLC | 11,978 | $3.24M | 0.03% | +71+0.6% | Added |
| Two Sigma Investments, LP | 11,933 | $3.23M | 0.01% | −220,453−94.9% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 11,916 | $3.23M | 0.04% | −388−3.2% | Reduced |
| Seven Eight Capital, LP | 11,747 | $3.18M | 0.31% | −1,300−10.0% | Reduced |
| Metropolitan Life Insurance Co | 11,733 | $3.18M | 0.05% | −394−3.2% | Reduced |
| Two Sigma Advisers, LP | 11,400 | $3.08M | 0.01% | −147,400−92.8% | Reduced |
| STRS Ohio | 11,355 | $3.07M | 0.01% | −97,455−89.6% | Reduced |
| GAM Holding AG | 10,734 | $2.91M | 0.14% | +1,497+16.2% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 10,646 | $2.88M | 0.05% | +2,855+36.6% | Added |
| Montag A & Associates Inc | 10,033 | $2.71M | 0.15% | −16,291−61.9% | Reduced |
| Nissay Asset Management Corp | 9,801 | $2.65M | 0.02% | +383+4.1% | Added |
| Macquarie Group Ltd | 9,686 | $2.62M | 0.00% | −1,956−16.8% | Reduced |
| Institute for Wealth Management, LLC. | 9,667 | $2.62M | 0.46% | −325−3.3% | Reduced |