Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Seascape Capital Management | 9,626 | $2.60M | 1.34% | +347+3.7% | Added |
| Rockefeller Capital Management L.P. | 9,401 | $2.54M | 0.01% | +670+7.7% | Added |
| Achmea Investment Management B.V. | 9,391 | $2.54M | 0.08% | −15,625−62.5% | Reduced |
| Chase Investment Counsel Corp | 9,337 | $2.53M | 1.09% | −4,119−30.6% | Reduced |
| Miller Howard Investments Inc | 8,981 | $2.43M | 0.10% | +11+0.1% | Added |
| Wolverine Asset Management LLC | 8,655 | $2.34M | 0.03% | −7−0.1% | Reduced |
| Hartford Investment Management Co | 8,522 | $2.31M | 0.06% | −1,073−11.2% | Reduced |
| Sandbar Asset Management LLP | 8,513 | $2.30M | 0.25% | +8,513 | New |
| Tiedemann Advisors, LLC | 8,380 | $2.27M | 0.12% | −9−0.1% | Reduced |
| CIBC Asset Management Inc | 8,267 | $2.24M | 0.01% | +116+1.4% | Added |
| Winton Group Ltd | 8,229 | $2.23M | 0.12% | −10,276−55.5% | Reduced |
| Lombard Odier Asset Management (USA) Corp | 8,000 | $2.17M | 0.32% | +8,000 | New |
| Mint Tower Capital Management B.V. | 7,970 | $2.16M | 0.39% | +5,470+218.8% | Added |
| Anchor Capital Advisors LLC | 7,852 | $2.13M | 0.04% | −72,352−90.2% | Reduced |
| Norinchukin Bank, The | 7,794 | $2.11M | 0.03% | +273+3.6% | Added |
| Walleye Capital LLC | 7,785 | $2.11M | 0.06% | +3,989+105.1% | Added |
| Everett Harris & Co | 7,733 | $2.09M | 0.03% | +30+0.4% | Added |
| Securian Asset Management, Inc | 7,712 | $2.09M | 0.04% | −200−2.5% | Reduced |
| Yakira Capital Management, Inc. | 7,713 | $2.09M | 0.32% | +7,713 | New |
| Envestnet Asset Management Inc | 7,682 | $2.08M | 0.00% | −2,877−27.2% | Reduced |
| Raymond James Trust N.A. | 7,665 | $2.07M | 0.07% | −2,709−26.1% | Reduced |
| Point72 Hong Kong Ltd | 7,389 | $2.00M | 0.15% | −9,150−55.3% | Reduced |
| FIL Ltd | 7,368 | $1.99M | 0.00% | +5,000+211.1% | Added |
| New England Research & Management, Inc. | 7,247 | $1.96M | 1.03% | 00.0% | Unchanged |
| Saturna Capital CORP | 7,200 | $1.95M | 0.04% | −415−5.4% | Reduced |
| Teachers Retirement System of the State of Kentucky | 7,150 | $1.94M | 0.02% | 00.0% | Unchanged |
| Xponance, Inc. | 7,068 | $1.91M | 0.04% | −416−5.6% | Reduced |
| Maryland State Retirement & Pension System | 6,952 | $1.90M | 0.05% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 6,766 | $1.83M | 0.00% | +1,625+31.6% | Added |
| Truist Financial Corp | 6,596 | $1.78M | 0.00% | −1,379−17.3% | Reduced |
| Harbor Advisors LLC | 6,500 | $1.76M | 0.35% | 00.0% | Unchanged |
| Covenant Asset Management, LLC | 6,459 | $1.75M | 0.52% | +44+0.7% | Added |
| Peregrine Capital Management LLC | 6,443 | $1.74M | 0.04% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 6,431 | $1.74M | 0.00% | +49+0.8% | Added |
| Panagora Asset Management Inc | 6,427 | $1.74M | 0.01% | −6−0.1% | Reduced |
| Wesbanco Bank Inc | 6,235 | $1.69M | 0.06% | −927−12.9% | Reduced |
| Advisor Group Holdings, Inc. | 6,130 | $1.66M | 0.00% | −3,396−35.6% | Reduced |
| DF Dent & Co Inc | 6,086 | $1.65M | 0.02% | −2,304−27.5% | Reduced |
| Wellington Management Group LLP | 6,067 | $1.64M | 0.00% | +1,019+20.2% | Added |
| Wealthfront Advisers LLC | 6,045 | $1.64M | 0.01% | +259+4.5% | Added |
| New Mexico Educational Retirement Board | 6,000 | $1.62M | 0.06% | −100−1.6% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 6,000 | $1.62M | 0.53% | 00.0% | Unchanged |
| S. Muoio & Co. LLC | 6,000 | $1.62M | 1.37% | +6,000 | New |
| Jennison Associates LLC | 5,855 | $1.58M | 0.00% | −5,374−47.9% | Reduced |
| Country Club Trust Company, n.a. | 5,786 | $1.58M | 0.14% | +333+6.1% | Added |
| Meritage Portfolio Management | 5,780 | $1.56M | 0.09% | 00.0% | Unchanged |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 5,766 | $1.56M | 0.04% | −37−0.6% | Reduced |
| Louisiana State Employees Retirement System | 5,700 | $1.54M | 0.04% | 00.0% | Unchanged |
| Van Eck Associates Corp | 5,677 | $1.54M | 0.00% | +1,291+29.4% | Added |
| APG Asset Management N.V. | 6,480 | $1.51M | 0.00% | −3,100−32.4% | Reduced |
| Sanders Morris Harris LLC | 5,324 | $1.50M | 0.27% | 00.0% | Unchanged |
| Advisor Partners LLC | 5,496 | $1.49M | 0.10% | −300−5.2% | Reduced |
| Baird Financial Group, Inc. | 5,432 | $1.47M | 0.00% | −93,176−94.5% | Reduced |
| AXA S.A. | 5,408 | $1.46M | 0.00% | −20,991−79.5% | Reduced |
| Reaves W H & Co Inc | 5,395 | $1.46M | 0.05% | −93,050−94.5% | Reduced |
| Gamco Investors, Inc. Et Al | 5,331 | $1.44M | 0.01% | +1,768+49.6% | Added |
| NorthCoast Asset Management LLC | 5,316 | $1.44M | 0.05% | −130−2.4% | Reduced |
| Kentucky Retirement Systems | 5,310 | $1.44M | 0.07% | +15+0.3% | Added |
| Aft, Forsyth & Sober, LLC | 5,250 | $1.42M | 0.53% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 5,239 | $1.42M | 0.01% | +197+3.9% | Added |
| Hancock Whitney Corp | 5,139 | $1.39M | 0.05% | 00.0% | Unchanged |
| Nordea Investment Management AB | 4,994 | $1.37M | 0.00% | +140+2.9% | Added |
| Pacer Advisors, Inc. | 5,015 | $1.36M | 0.02% | −53−1.0% | Reduced |
| Cutter & CO Brokerage, Inc. | 4,990 | $1.35M | 0.32% | −325−6.1% | Reduced |
| Fruth Investment Management | 4,933 | $1.33M | 0.41% | −100−2.0% | Reduced |
| Eidelman Virant Capital | 4,800 | $1.32M | 0.51% | −900−15.8% | Reduced |
| Crossmark Global Holdings, Inc. | 4,810 | $1.30M | 0.03% | −135−2.7% | Reduced |
| Fairfax Financial Holdings LtdSuperinvestorFairfax Financial | 4,800 | $1.30M | 0.04% | +2,400+100.0% | Added |
| Pacific Global Investment Management CO | 4,735 | $1.28M | 0.26% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 4,646 | $1.26M | 0.02% | +10+0.2% | Added |
| Northwestern Mutual Investment Management Company, LLC | 4,606 | $1.25M | 0.02% | +477+11.6% | Added |
| Blair William & Co | 4,564 | $1.24M | 0.00% | +670+17.2% | Added |
| Fuller & Thaler Asset Management, Inc. | 4,531 | $1.23M | 0.01% | −8,445−65.1% | Reduced |
| Private Advisor Group, LLC | 4,281 | $1.16M | 0.01% | +1,864+77.1% | Added |
| Coldstream Capital Management Inc | 6,379 | $1.15M | 0.06% | +6,379 | New |
| Fulcrum Asset Management LLP | – | $1.15M | 0.57% | – | New |
| Granite Investment Partners, LLC | 4,235 | $1.15M | 0.04% | 00.0% | Unchanged |
| Brookstone Capital Management | 3,944 | $1.13M | 0.02% | −268−6.4% | Reduced |
| Veritable, L.P. | 4,159 | $1.13M | 0.02% | −90−2.1% | Reduced |
| Quad-Cities Investment Group, LLC | 4,127 | $1.12M | 0.78% | +10.0% | Added |
| Coastline Trust Co | 4,085 | $1.10M | 0.14% | 00.0% | Unchanged |
| GWM Advisors LLC | 4,062 | $1.10M | 0.03% | −139−3.3% | Reduced |
| Calamos Wealth Management LLC | 4,040 | $1.09M | 0.09% | 00.0% | Unchanged |
| B. Metzler seel. Sohn & Co. Holding AG | 3,980 | $1.08M | 0.02% | −93−2.3% | Reduced |
| Prime Capital Investment Advisors, LLC | 3,973 | $1.07M | 0.07% | −651−14.1% | Reduced |
| Fortem Financial Group, LLC | 3,862 | $1.04M | 0.53% | +17+0.4% | Added |
| Captrust Financial Advisors | 3,838 | $1.04M | 0.01% | +139+3.8% | Added |
| Total Clarity Wealth Management, Inc. | 3,825 | $1.03M | 0.49% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 3,477 | $1.03M | 0.14% | −98−2.7% | Reduced |
| ArrowMark Colorado Holdings LLC | 3,732 | $1.01M | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,666 | $992.0K | 0.03% | +2,704+281.1% | Added |
| Vontobel Holding Ltd. | 3,655 | $990.0K | 0.01% | +735+25.2% | Added |
| Legacy Financial Strategies, LLC | 3,647 | $987.0K | 0.46% | −267−6.8% | Reduced |
| M&T Bank Corp | 3,641 | $985.0K | 0.00% | −331−8.3% | Reduced |
| Savant Capital, LLC | 3,470 | $939.0K | 0.03% | −3−0.1% | Reduced |
| Allstate Corp | 3,426 | $927.0K | 0.04% | 00.0% | Unchanged |
| We Are One Seven, LLC | 2,921 | $906.0K | 0.11% | −319−9.8% | Reduced |
| JustInvest LLC | 3,329 | $901.0K | 0.08% | +139+4.4% | Added |
| First Manhattan Co | 3,325 | $899.0K | 0.00% | −1,375−29.3% | Reduced |
| Private Capital Advisors, Inc. | 3,300 | $893.0K | 0.15% | 00.0% | Unchanged |