Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 3,287 | $890.0K | 0.01% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 3,284 | $889.0K | 0.10% | +105+3.3% | Added |
| Marshall Wace North America L.P. | 3,261 | $883.0K | 0.00% | −11,436−77.8% | Reduced |
| Platform Technology Partners | 3,128 | $847.0K | 0.38% | −58−1.8% | Reduced |
| Essex Investment Management Co LLC | 3,125 | $846.0K | 0.10% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 3,098 | $838.0K | 0.01% | −57−1.8% | Reduced |
| 9258 Wealth Management, LLC | 3,070 | $831.0K | 0.22% | +55+1.8% | Added |
| Vivaldi Capital Management, LLC | 3,052 | $826.0K | 0.18% | +1,636+115.5% | Added |
| NJ State Employees Deferred Compensation Plan | 3,000 | $812.0K | 0.11% | 00.0% | Unchanged |
| Bahl & Gaynor Inc | 2,995 | $811.0K | 0.00% | 00.0% | Unchanged |
| Sun Life Financial INC | 2,989 | $809.0K | 0.05% | +701+30.6% | Added |
| Sound View Wealth Advisors Group, LLC | 2,973 | $805.0K | 0.17% | +451+17.9% | Added |
| Peapack Gladstone Financial Corp | 2,972 | $804.0K | 0.02% | +5+0.2% | Added |
| Advisory Services Network, LLC | 2,950 | $798.0K | 0.03% | −315−9.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 2,920 | $790.0K | 0.00% | −297−9.2% | Reduced |
| Ontario Teachers Pension Plan Board | 2,881 | $780.0K | 0.00% | +2,881 | New |
| Cigna Investments Inc | 2,875 | $778.0K | 0.06% | −24−0.8% | Reduced |
| Cypress Capital Management LLC (WY) | 2,776 | $751.0K | 0.62% | −10−0.4% | Reduced |
| Kinneret Advisory, LLC | 2,759 | $748.0K | 0.09% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 2,760 | $747.0K | 0.01% | −17,725−86.5% | Reduced |
| AE Wealth Management LLC | 2,671 | $723.0K | 0.01% | +159+6.3% | Added |
| King Luther Capital Management Corp | 2,673 | $723.0K | 0.00% | +200+8.1% | Added |
| Eudaimonia Partners, LLC | 2,662 | $720.0K | 0.13% | +114+4.5% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 2,632 | $712.0K | 0.03% | 00.0% | Unchanged |
| Illinois Municipal Retirement Fund | 2,618 | $709.0K | 0.03% | 00.0% | Unchanged |
| Colony Group LLC | 2,600 | $704.0K | 0.01% | −70−2.6% | Reduced |
| Formidable Asset Management, LLC | 2,595 | $702.0K | 0.13% | −255−8.9% | Reduced |
| IBM Retirement Fund | 2,584 | $699.0K | 0.05% | +12+0.5% | Added |
| HighPoint Advisor Group LLC | 2,577 | $697.0K | 0.07% | +941+57.5% | Added |
| Seeyond | 2,559 | $692.0K | 0.07% | −1,037−28.8% | Reduced |
| Keeley-Teton Advisors, LLC | 2,545 | $689.0K | 0.08% | +2,545 | New |
| Ullmann Financial Group, Inc. | 2,492 | $674.0K | 0.27% | 00.0% | Unchanged |
| Bradley Foster & Sargent Inc | 2,467 | $668.0K | 0.02% | +170+7.4% | Added |
| Bessemer Group Inc | 2,462 | $666.0K | 0.00% | −1,274−34.1% | Reduced |
| Fiera Capital Corp | 2,402 | $650.0K | 0.00% | +38+1.6% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 2,374 | $642.0K | 0.07% | +7+0.3% | Added |
| Glenmede Trust Co NA | 2,356 | $637.0K | 0.00% | −173−6.8% | Reduced |
| Cetera Investment Advisers | 2,342 | $634.0K | 0.01% | −169−6.7% | Reduced |
| Banque Cantonale Vaudoise | 2,300 | $622.0K | 0.03% | 00.0% | Unchanged |
| Cetera Advisors LLC | 2,231 | $604.0K | 0.01% | +526+30.9% | Added |
| XTX Topco Ltd | 2,223 | $602.0K | 0.20% | +2,223 | New |
| Vident Investment Advisory, LLC | 2,193 | $593.0K | 0.02% | −52−2.3% | Reduced |
| SFMG, LLC | 2,164 | $586.0K | 0.07% | −135−5.9% | Reduced |
| Pineno Levin & Ford Asset Management, Inc. | 2,153 | $583.0K | 0.19% | 00.0% | Unchanged |
| World Asset Management Inc | 2,151 | $582.0K | 0.06% | −170−7.3% | Reduced |
| Sabal Trust CO | 2,150 | $582.0K | 0.04% | 00.0% | Unchanged |
| Legacy Bridge, LLC | 2,125 | $575.0K | 0.33% | 00.0% | Unchanged |
| Heartland Bank & Trust Co | 2,113 | $572.0K | 0.49% | +113+5.7% | Added |
| AGF Investments LLC | 2,108 | $571.0K | 0.06% | +122+6.1% | Added |
| IHT Wealth Management, LLC | 2,081 | $563.0K | 0.05% | −490−19.1% | Reduced |
| First City Capital Management, Inc. | 2,050 | $555.0K | 0.31% | −35−1.7% | Reduced |
| Brinker Capital Investments, LLC | 1,947 | $552.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,024 | $549.0K | 0.00% | +166+8.9% | Added |
| WESCAP Management Group, Inc. | 2,021 | $547.0K | 0.16% | −922−31.3% | Reduced |
| One + One Wealth Management, LLC | 1,958 | $530.0K | 0.38% | 00.0% | Unchanged |
| Fort Washington Investment Advisors Inc | 1,900 | $514.0K | 0.00% | 00.0% | Unchanged |
| RFG Advisory, LLC | 1,895 | $513.0K | 0.04% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 1,883 | $510.0K | 0.04% | +24+1.3% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 1,846 | $500.0K | 0.03% | −400−17.8% | Reduced |
| Wetherby Asset Management Inc | 1,821 | $493.0K | 0.03% | +12+0.7% | Added |
| Brown Brothers Harriman & Co | 1,819 | $492.0K | 0.00% | +1,761+3,036.2% | Added |
| Brown Advisory Inc | 1,800 | $487.0K | 0.00% | −262−12.7% | Reduced |
| Cresset Asset Management, LLC | 1,798 | $487.0K | 0.01% | +179+11.1% | Added |
| Modera Wealth Management, LLC | 1,783 | $483.0K | 0.02% | 00.0% | Unchanged |
| Symmetry Partners, LLC | 1,721 | $480.0K | 0.03% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 1,763 | $477.0K | 0.07% | 00.0% | Unchanged |
| Gotham Asset Management, LLC | 1,741 | $471.0K | 0.02% | −514−22.8% | Reduced |
| Greenleaf Trust | 1,739 | $471.0K | 0.01% | +31+1.8% | Added |
| EagleClaw Capital Managment, LLC | 1,725 | $467.0K | 0.12% | −30−1.7% | Reduced |
| United Capital Financial Advisers, LLC | 1,717 | $465.0K | 0.00% | −208−10.8% | Reduced |
| Regions Financial Corp | 1,707 | $462.0K | 0.00% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 1,696 | $460.0K | 0.01% | +1,696 | New |
| Harrell Investment Partners, LLC | 1,684 | $456.0K | 0.15% | −720−30.0% | Reduced |
| Latitude Advisors, LLC | 1,681 | $455.0K | 0.15% | +861+105.0% | Added |
| Pendal Group Limited | 1,673 | $453.0K | 0.00% | +613+57.8% | Added |
| Murphy Capital Management Inc | 1,650 | $446.0K | 0.05% | 00.0% | Unchanged |
| Cidel Asset Management Inc | 1,625 | $440.0K | 0.02% | −1,170−41.9% | Reduced |
| Contravisory Investment Management, Inc. | 1,627 | $440.0K | 0.13% | 00.0% | Unchanged |
| BLB&B Advisors, LLC | 1,600 | $433.0K | 0.03% | −400−20.0% | Reduced |
| Geneva Partners, LLC | 2,000 | $425.0K | 0.21% | 00.0% | Unchanged |
| Bridges Investment Management Inc | 1,571 | $425.0K | 0.01% | −25−1.6% | Reduced |
| Aaron Wealth Advisors | 1,547 | $418.0K | 0.12% | +30+2.0% | Added |
| National Asset Management, Inc. | 1,544 | $418.0K | 0.01% | +356+30.0% | Added |
| RSM US Wealth Management LLC | 1,535 | $415.0K | 0.02% | 00.0% | Unchanged |
| Argent Trust Co | 1,531 | $414.0K | 0.03% | +687+81.4% | Added |
| South Dakota Investment Council | 1,500 | $406.0K | 0.01% | 00.0% | Unchanged |
| Garrison Point Advisors, LLC | 1,500 | $406.0K | 0.30% | 00.0% | Unchanged |
| Pensionfund DSM Netherlands | 1,500 | $406.0K | 0.05% | +1,500 | New |
| XML Financial, LLC | 1,500 | $406.0K | 0.05% | +1,500 | New |
| FineMark National Bank & Trust | 1,426 | $386.0K | 0.02% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 1,420 | $384.0K | 0.09% | −96−6.3% | Reduced |
| Tiemann Investment Advisors, LLC | 1,414 | $383.0K | 0.18% | −29−2.0% | Reduced |
| CWM Advisors, LLC | 1,403 | $380.0K | 0.05% | −378−21.2% | Reduced |
| Ancora Advisors, LLC | 1,400 | $379.0K | 0.01% | 00.0% | Unchanged |
| Reynders McVeigh Capital Management, LLC | 1,400 | $379.0K | 0.02% | 00.0% | Unchanged |
| Inscription Capital, LLC | 1,381 | $374.0K | 0.12% | +1,381 | New |
| Summit Asset Management, LLC | 1,355 | $367.0K | 0.11% | 00.0% | Unchanged |
| Abacus Wealth Partners, LLC | 1,350 | $365.4K | 0.13% | 00.0% | Unchanged |
| Vestcor Inc | 1,341 | $363.0K | 0.01% | −183−12.0% | Reduced |
| Paragon Capital Management LLC | 1,342 | $363.0K | 0.19% | +1,342 | New |