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Kansas City Southern

KSUDelisted Dec 14, 2021
Industry
Railroads, Line-Haul Operating
SEC CIK
0000054480

Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.

13F holders, Q3 2021

Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.

Institutional holders
735
−32 vs. Q2 2021
Shares held
81.4M
+1.17M (+1.5%) vs. Q2 2021
Total value
$22.0B
−$692.8M (−3.0%) vs. Q2 2021
New holders
52
214 more added
Sold out
84
299 more reduced

8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 735 institutions
Q1 2021: 786 institutionsQ2 2021: 775 institutionsQ3 2021: 735 institutionsQ4 2021: 4 institutionsQ1 2022: 2 institutionsQ2 2022: 1 institutionQ3 2022: 1 institutionQ4 2022: 1 institutionQ1 2023: 1 institutionQ2 2023: 1 institutionQ3 2023: 1 institutionQ4 2023: 1 institutionQ1 2024: 1 institutionQ2 2024: 1 institutionQ3 2024: 1 institutionQ4 2024: 2 institutionsQ1 2025: 1 institutionQ2 2025: 1 institutionQ3 2025: 1 institutionQ4 2025: 1 institutionQ1 2026: 2 institutionsQ2 2026: 1 institution
Value heldQ3 2021: $22.0B
Q1 2021: $21.1BQ2 2021: $22.8BQ3 2021: $22.0BQ4 2021: $598.0KQ1 2022: $1.46MQ2 2022: $0Q3 2022: $0Q4 2022: $294Q1 2023: $294Q2 2023: $294Q3 2023: $294Q4 2023: $294Q1 2024: $294Q2 2024: $294Q3 2024: $294Q4 2024: $483.3KQ1 2025: $294Q2 2025: $294Q3 2025: $294Q4 2025: $294Q1 2026: $1.13MQ2 2026: $294
Institutions holding KSU and their total value by quarter
QuarterHoldersValue
Q2 20261$294
Q1 20262$1.13M
Q4 20251$294
Q3 20251$294
Q2 20251$294
Q1 20251$294
Q4 20242$483.3K
Q3 20241$294
Q2 20241$294
Q1 20241$294
Q4 20231$294
Q3 20231$294
Q2 20231$294
Q1 20231$294
Q4 20221$294
Q3 20221$0
Q2 20221$0
Q1 20222$1.46M
Q4 20214$598.0K
Q3 2021735$22.0B
Q2 2021775$22.8B
Q1 2021786$21.1B

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.

Institutions holding KSU in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Glazer Capital, LLC1$00.00%00.0%Unchanged
Capital Directions Investment Advisors, LLC1$00.00%00.0%Unchanged
Global Financial Private Client, LLC3$8310.00%00.0%Unchanged
USA Financial Portformulas Corp2$1.00K0.00%−7−77.8%Reduced
Global Retirement Partners, LLC4$1.00K0.00%−3−42.9%Reduced
Thompson Siegel & Walmsley LLC5$1.00K0.00%00.0%Unchanged
Tarbox Family Office, Inc.4$1.00K0.00%00.0%Unchanged
PEAK6 Investments LLC2$1.00K0.00%−2−50.0%Reduced
Concord Wealth Partners4$1.00K0.00%00.0%Unchanged
Exane Derivatives4$1.08K0.00%00.0%Unchanged
Clearstead Advisors, LLC8$2.00K0.00%−2−20.0%Reduced
JJJ Advisors Inc.8$2.00K0.00%00.0%Unchanged
Retirement Group, LLC7$2.00K0.00%00.0%Unchanged
Graves-Light Private Wealth Management, Inc.8$2.00K0.00%00.0%Unchanged
Carolinas Wealth Consulting LLC7$2.00K0.00%00.0%Unchanged
Center for Financial Planning, Inc.12$3.00K0.00%−21−63.6%Reduced
JCIC Asset Management Inc.15$4.00K0.00%00.0%Unchanged
Hudock, Inc.16$4.00K0.00%00.0%Unchanged
FinTrust Capital Advisors, LLC13$4.00K0.00%00.0%Unchanged
Prestige Wealth Management Group LLC13$4.00K0.00%00.0%Unchanged
Cranbrook Wealth Management, LLC15$4.00K0.00%+15New
Meridian Wealth Partners, LLC16$4.00K0.00%+16New
SOA Wealth Advisors, LLC.16$4.00K0.00%+16New
Riggs Asset Managment Co. Inc.17$5.00K0.00%00.0%Unchanged
Private Capital Group, LLC19$5.00K0.00%00.0%Unchanged
Trustcore Financial Services, LLC19$5.00K0.00%+19New
Bell Investment Advisors, Inc18$5.00K0.00%+18New
Arkadios Wealth Advisors25$6.00K0.00%00.0%Unchanged
Financial Management Professionals, Inc.22$6.00K0.00%00.0%Unchanged
BDO Wealth Advisors, LLC25$7.00K0.00%00.0%Unchanged
Evoke Wealth, LLC26$7.00K0.00%00.0%Unchanged
Resolute Partners Group26$7.00K0.00%00.0%Unchanged
MV Capital Management, Inc.27$7.00K0.00%+10+58.8%Added
Lumature Wealth Partners, LLC29$8.00K0.00%+15+107.1%Added
O'Dell Group, LLC30$8.00K0.00%+30New
Zions Bancorporation, N.A.34$9.00K0.00%00.0%Unchanged
Oakworth Capital, Inc.33$9.00K0.00%00.0%Unchanged
BerganKDV Wealth Management, LLC32$9.00K0.00%00.0%Unchanged
Versant Capital Management, Inc33$9.00K0.00%00.0%Unchanged
First Command Bank33$9.00K0.00%+33New
First Command Financial Services, Inc.33$9.00K0.00%+33New
Jones Financial Companies LLLP45$12.0K0.00%00.0%Unchanged
Tradewinds Capital Management, LLC48$13.0K0.00%00.0%Unchanged
Kayne Anderson Rudnick Investment Management LLC53$14.0K0.00%−330,699−100.0%Reduced
Farmers & Merchants Investments Inc50$14.0K0.00%00.0%Unchanged
Global Wealth Management Investment Advisory, Inc.50$14.0K0.00%00.0%Unchanged
Glassman Wealth Services50$14.0K0.00%+3+6.4%Added
Lindbrook Capital, LLC53$14.0K0.00%+13+32.5%Added
Benjamin F. Edwards & Company, Inc.52$14.0K0.00%+34+188.9%Added
West Paces Advisors Inc.56$15.2K0.01%00.0%Unchanged
Brewin Dolphin Ltd62$16.8K0.00%00.0%Unchanged
Evolution Wealth Advisors, LLC63$17.0K0.00%−5−7.4%Reduced
Addison Advisors LLC62$17.0K0.01%00.0%Unchanged
Emfo, LLC62$17.0K0.02%00.0%Unchanged
Earnest Partners LLC71$19.0K0.00%00.0%Unchanged
Sutton Wealth Advisors Inc.72$19.5K0.01%+1+1.4%Added
Hantz Financial Services, Inc.74$20.0K0.00%00.0%Unchanged
Whittier Trust Co74$20.0K0.00%00.0%Unchanged
Pflug Koory, LLC75$20.0K0.01%00.0%Unchanged
Loomis Sayles & Co L P76$21.0K0.00%+29+61.7%Added
Towarzystwo Funduszy Inwestycyjnych Pzu SA80$21.7K0.03%00.0%Unchanged
Gemmer Asset Management LLC82$22.0K0.00%00.0%Unchanged
Baystate Wealth Management LLC85$23.0K0.00%00.0%Unchanged
TCI Wealth Advisors, Inc.87$24.0K0.00%+5+6.1%Added
Westside Investment Management, Inc.95$25.0K0.00%00.0%Unchanged
Smithfield Trust Co92$25.0K0.00%00.0%Unchanged
City Holding Co100$27.0K0.00%00.0%Unchanged
South State Corp.100$27.0K0.00%+100New
Toth Financial Advisory Corp105$28.0K0.00%00.0%Unchanged
Ellevest, Inc.108$29.0K0.00%+19+21.3%Added
Hall Laurie J Trustee110$30.0K0.01%−70−38.9%Reduced
Antonetti Capital Management LLC110$30.0K0.02%+110New
Avion Wealth122$33.0K0.01%00.0%Unchanged
Security National Trust Co116$33.0K0.01%00.0%Unchanged
Professional Financial Advisors, LLC125$34.0K0.02%00.0%Unchanged
Sage Private Wealth Group, LLC129$35.0K0.05%−44−25.4%Reduced
Carroll Financial Associates, Inc.133$35.0K0.00%00.0%Unchanged
Resources Management Corp135$37.0K0.01%00.0%Unchanged
Wealth Quarterback LLC139$38.0K0.03%+1+0.7%Added
Jacobi Capital Management LLC153$41.0K0.01%00.0%Unchanged
Parkside Financial Bank & Trust181$49.0K0.01%−18−9.0%Reduced
Sugarloaf Wealth Management, LLC183$50.0K0.01%00.0%Unchanged
CX Institutional185$50.0K0.00%+12+6.9%Added
AlphaMark Advisors, LLC200$54.0K0.02%00.0%Unchanged
Knuff & Co LLC200$54.0K0.02%00.0%Unchanged
Annapolis Financial Services, LLC200$54.0K0.02%00.0%Unchanged
Huntington National Bank205$55.0K0.00%−27−11.6%Reduced
Hanson & Doremus Investment Management202$55.0K0.01%00.0%Unchanged
Harbor Investment Advisory, LLC210$57.0K0.01%00.0%Unchanged
Itau Unibanco Holding S.A.215$58.0K0.00%+215New
Bedel Financial Consulting, Inc.222$60.0K0.02%00.0%Unchanged
Sonora Investment Management, LLC236$64.0K0.01%00.0%Unchanged
Glen Eagle Advisors, LLC245$66.3K0.02%−3−1.2%Reduced
HM Payson & Co251$68.0K0.00%00.0%Unchanged
First Horizon Advisors, Inc.254$69.0K0.00%+100+64.9%Added
MUFG Americas Holdings Corp260$70.0K0.00%−39−13.0%Reduced
Rosenberg Matthew Hamilton267$72.0K0.03%+67+33.5%Added
Optimum Investment Advisors275$74.0K0.03%00.0%Unchanged
Harvest Fund Management Co., Ltd282$76.0K0.02%00.0%Unchanged
Deseret Mutual Benefit Administrators285$77.0K0.01%−133−31.8%Reduced