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Kansas City Southern

KSUDelisted Dec 14, 2021
Industry
Railroads, Line-Haul Operating
SEC CIK
0000054480

Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.

13F holders, Q2 2021

Institutional positions in Kansas City Southern as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
775
−5 vs. Q1 2021
Shares held
80.3M
+1.11M (+1.4%) vs. Q1 2021
Total value
$22.8B
+$1.86B (+8.9%) vs. Q1 2021
New holders
110
195 more added
Sold out
115
322 more reduced

6 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2021: 775 institutions
Q1 2021: 786 institutionsQ2 2021: 775 institutionsQ3 2021: 735 institutionsQ4 2021: 4 institutionsQ1 2022: 2 institutionsQ2 2022: 1 institutionQ3 2022: 1 institutionQ4 2022: 1 institutionQ1 2023: 1 institutionQ2 2023: 1 institutionQ3 2023: 1 institutionQ4 2023: 1 institutionQ1 2024: 1 institutionQ2 2024: 1 institutionQ3 2024: 1 institutionQ4 2024: 2 institutionsQ1 2025: 1 institutionQ2 2025: 1 institutionQ3 2025: 1 institutionQ4 2025: 1 institutionQ1 2026: 2 institutionsQ2 2026: 1 institution
Value heldQ2 2021: $22.8B
Q1 2021: $21.1BQ2 2021: $22.8BQ3 2021: $22.0BQ4 2021: $598.0KQ1 2022: $1.46MQ2 2022: $0Q3 2022: $0Q4 2022: $294Q1 2023: $294Q2 2023: $294Q3 2023: $294Q4 2023: $294Q1 2024: $294Q2 2024: $294Q3 2024: $294Q4 2024: $483.3KQ1 2025: $294Q2 2025: $294Q3 2025: $294Q4 2025: $294Q1 2026: $1.13MQ2 2026: $294
Institutions holding KSU and their total value by quarter
QuarterHoldersValue
Q2 20261$294
Q1 20262$1.13M
Q4 20251$294
Q3 20251$294
Q2 20251$294
Q1 20251$294
Q4 20242$483.3K
Q3 20241$294
Q2 20241$294
Q1 20241$294
Q4 20231$294
Q3 20231$294
Q2 20231$294
Q1 20231$294
Q4 20221$294
Q3 20221$0
Q2 20221$0
Q1 20222$1.46M
Q4 20214$598.0K
Q3 2021735$22.0B
Q2 2021775$22.8B
Q1 2021786$21.1B

Institutions, Q2 2021

Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q1 2021.

Institutions holding KSU in Q2 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Glazer Capital, LLC1$00.00%+1New
Capital Directions Investment Advisors, LLC1$00.00%+1New
Global Financial Private Client, LLC3$8540.00%00.0%Unchanged
Thompson Siegel & Walmsley LLC5$1.00K0.00%00.0%Unchanged
Tarbox Family Office, Inc.4$1.00K0.00%00.0%Unchanged
Concord Wealth Partners4$1.00K0.00%00.0%Unchanged
PEAK6 Investments LLC4$1.00K0.00%+4New
Strategic Blueprint, LLC2$1.00K0.00%+2New
Exane Derivatives4$1.07K0.00%00.0%Unchanged
Global Retirement Partners, LLC7$2.00K0.00%−15−68.2%Reduced
JJJ Advisors Inc.8$2.00K0.00%00.0%Unchanged
Retirement Group, LLC7$2.00K0.00%00.0%Unchanged
Graves-Light Private Wealth Management, Inc.8$2.00K0.00%00.0%Unchanged
Carolinas Wealth Consulting LLC7$2.00K0.00%00.0%Unchanged
Standard Family Office LLC8$2.00K0.00%00.0%Unchanged
USA Financial Portformulas Corp9$3.00K0.00%−4,092−99.8%Reduced
KB Financial Partners, LLC12$3.00K0.00%00.0%Unchanged
Disciplined Investments, LLC12$3.00K0.00%+12New
Clearstead Advisors, LLC10$3.00K0.00%+10New
Hudock, Inc.16$4.00K0.00%−6−27.3%Reduced
Arlington Partners LLC15$4.00K0.00%00.0%Unchanged
Crewe Advisors LLC15$4.00K0.00%00.0%Unchanged
FinTrust Capital Advisors, LLC13$4.00K0.00%00.0%Unchanged
Prestige Wealth Management Group LLC13$4.00K0.00%00.0%Unchanged
Lumature Wealth Partners, LLC14$4.00K0.00%+14New
Private Capital Group, LLC19$5.00K0.00%−2−9.5%Reduced
JCIC Asset Management Inc.15$5.00K0.00%00.0%Unchanged
San Francisco Sentry Investment Group (Ca)17$5.00K0.00%00.0%Unchanged
Benjamin F. Edwards & Company, Inc.18$5.00K0.00%+6+50.0%Added
MV Capital Management, Inc.17$5.00K0.00%+13+325.0%Added
Riggs Asset Managment Co. Inc.17$5.00K0.00%+17New
Stonebridge Capital Advisors LLC20$6.00K0.00%−40−66.7%Reduced
Financial Management Professionals, Inc.22$6.00K0.00%00.0%Unchanged
Savior LLC20$6.00K0.01%00.0%Unchanged
Creative Financial Designs Inc20$6.00K0.00%+20New
Spire Wealth Management26$7.00K0.00%−3,179−99.2%Reduced
BDO Wealth Advisors, LLC25$7.00K0.00%00.0%Unchanged
Evoke Wealth, LLC26$7.00K0.00%00.0%Unchanged
Arkadios Wealth Advisors25$7.00K0.00%00.0%Unchanged
Resolute Partners Group26$7.00K0.00%+26New
Center for Financial Planning, Inc.33$9.00K0.00%−1,000−96.8%Reduced
BerganKDV Wealth Management, LLC32$9.00K0.00%−1−3.0%Reduced
Versant Capital Management, Inc33$9.00K0.00%00.0%Unchanged
Oakworth Capital, Inc.33$9.00K0.00%+33New
Zions Bancorporation, N.A.34$10.0K0.00%−1−2.9%Reduced
Lindbrook Capital, LLC40$11.0K0.00%00.0%Unchanged
Loomis Sayles & Co L P47$13.0K0.00%00.0%Unchanged
Glassman Wealth Services47$13.0K0.00%+8+20.5%Added
Jones Financial Companies LLLP45$13.0K0.00%+31+221.4%Added
Farmers & Merchants Investments Inc50$14.0K0.00%00.0%Unchanged
Tradewinds Capital Management, LLC48$14.0K0.00%00.0%Unchanged
Global Wealth Management Investment Advisory, Inc.50$14.0K0.00%00.0%Unchanged
West Paces Advisors Inc.56$15.9K0.01%+56New
Brown Brothers Harriman & Co58$16.0K0.00%+7+13.7%Added
Brewin Dolphin Ltd62$17.6K0.00%00.0%Unchanged
Addison Advisors LLC62$18.0K0.01%+62New
Emfo, LLC62$18.0K0.02%+62New
Evolution Wealth Advisors, LLC68$19.0K0.00%00.0%Unchanged
Earnest Partners LLC71$20.0K0.00%00.0%Unchanged
Sutton Wealth Advisors Inc.71$20.1K0.01%00.0%Unchanged
Hantz Financial Services, Inc.74$21.0K0.00%−8−9.8%Reduced
Whittier Trust Co74$21.0K0.00%00.0%Unchanged
Pflug Koory, LLC75$21.0K0.01%00.0%Unchanged
Towarzystwo Funduszy Inwestycyjnych Pzu SA80$22.7K0.03%+80New
TCI Wealth Advisors, Inc.82$23.0K0.00%00.0%Unchanged
Gemmer Asset Management LLC82$23.0K0.00%+2+2.5%Added
Baystate Wealth Management LLC85$24.0K0.00%00.0%Unchanged
Column Capital Advisors, LLC83$24.0K0.01%00.0%Unchanged
Ellevest, Inc.89$25.0K0.00%−17−16.0%Reduced
Smithfield Trust Co92$26.0K0.00%00.0%Unchanged
Westside Investment Management, Inc.95$27.0K0.00%00.0%Unchanged
City Holding Co100$28.0K0.00%00.0%Unchanged
Toth Financial Advisory Corp105$30.0K0.00%00.0%Unchanged
Security National Trust Co116$33.0K0.01%00.0%Unchanged
Avion Wealth122$35.0K0.01%00.0%Unchanged
CWM, LLC127$36.0K0.00%00.0%Unchanged
Professional Financial Advisors, LLC125$36.0K0.02%00.0%Unchanged
Carroll Financial Associates, Inc.133$37.0K0.00%−103−43.6%Reduced
Hanson & Doremus Investment Management202$37.0K0.01%00.0%Unchanged
First Horizon Corp131$37.0K0.00%−2−1.5%Reduced
Resources Management Corp135$38.0K0.01%−50−27.0%Reduced
Wealth Quarterback LLC138$40.0K0.02%+138New
Elmwood Wealth Management, Inc.150$43.0K0.02%−150−50.0%Reduced
Jacobi Capital Management LLC153$43.0K0.01%00.0%Unchanged
Brendel Financial Advisors LLC150$43.0K0.02%+150New
First Horizon Advisors, Inc.154$44.0K0.00%00.0%Unchanged
Sage Private Wealth Group, LLC173$49.0K0.07%−11−6.0%Reduced
CX Institutional173$49.0K0.00%+43+33.1%Added
Hall Laurie J Trustee180$51.0K0.02%00.0%Unchanged
Sugarloaf Wealth Management, LLC183$52.0K0.01%00.0%Unchanged
Enterprise Financial Services Corp199$56.0K0.01%−630−76.0%Reduced
Parkside Financial Bank & Trust199$56.0K0.02%−2−1.0%Reduced
AlphaMark Advisors, LLC200$57.0K0.02%00.0%Unchanged
Knuff & Co LLC200$57.0K0.02%00.0%Unchanged
Rosenberg Matthew Hamilton200$57.0K0.03%00.0%Unchanged
Annapolis Financial Services, LLC200$57.0K0.02%00.0%Unchanged
LFA - Lugano Financial Advisors SA200$57.0K0.04%+200New
Harbor Investment Advisory, LLC210$60.0K0.01%00.0%Unchanged
Bedel Financial Consulting, Inc.222$63.0K0.02%00.0%Unchanged
Allworth Financial LP224$63.0K0.00%+10+4.7%Added