Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Act Two Investors LLC | 761 | $206.0K | 0.05% | −131,692−99.4% | Reduced |
| Mattern Wealth Management LLC | 763 | $206.0K | 0.07% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 758 | $205.0K | 0.01% | +170+28.9% | Added |
| Allworth Financial LP | 757 | $205.0K | 0.00% | +533+237.9% | Added |
| IFG Advisory, LLC | 751 | $203.0K | 0.02% | +751 | New |
| Federation des caisses Desjardins du Quebec | 697 | $188.5K | 0.00% | +116+20.0% | Added |
| Valley National Advisers Inc | 684 | $185.0K | 0.03% | +218+46.8% | Added |
| 1832 Asset Management L.P. | 655 | $180.0K | 0.00% | +655 | New |
| First Financial Corp | 660 | $179.0K | 0.12% | 00.0% | Unchanged |
| Howe & Rusling Inc | 635 | $172.0K | 0.02% | −73−10.3% | Reduced |
| Agf Investments Inc. | 600 | $162.0K | 0.00% | −2,621−81.4% | Reduced |
| Signaturefd, LLC | 574 | $155.0K | 0.01% | +72+14.3% | Added |
| Gables Capital Management Inc. | 550 | $149.0K | 0.10% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 540 | $146.0K | 0.02% | +9+1.7% | Added |
| IFP Advisors, Inc | 523 | $142.0K | 0.00% | −1,523−74.4% | Reduced |
| Spire Wealth Management | 526 | $142.0K | 0.00% | +500+1,923.1% | Added |
| HC Financial Advisors Inc | 521 | $141.0K | 0.08% | 00.0% | Unchanged |
| JTC Employer Solutions Trusteee Ltd | 519 | $141.0K | 0.02% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 512 | $139.0K | 0.08% | +208+68.4% | Added |
| O'Shaughnessy Asset Management, LLC | 509 | $138.0K | 0.00% | −3,696−87.9% | Reduced |
| Atwood & Palmer Inc | 500 | $135.0K | 0.01% | 00.0% | Unchanged |
| Norway Savings Bank | 500 | $135.0K | 0.06% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 478 | $129.0K | 0.02% | +105+28.2% | Added |
| Duncker Streett & Co Inc | 450 | $122.0K | 0.02% | 00.0% | Unchanged |
| Freedman Financial Associates, Inc. | 450 | $122.0K | 0.09% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 326 | $89.0K | 0.01% | +2+0.6% | Added |
| Penserra Capital Management LLC | 327 | $88.0K | 0.00% | +32+10.8% | Added |
| FourThought Financial, LLC | 314 | $84.0K | 0.01% | −5−1.6% | Reduced |
| TD Ameritrade Investment Management, LLC | 466 | $84.0K | 0.00% | +466 | New |
| Covington Capital Management | 302 | $82.0K | 0.00% | +2+0.7% | Added |
| GPS Wealth Strategies Group, LLC | 300 | $81.0K | 0.02% | 00.0% | Unchanged |
| Key Financial Inc | 301 | $81.0K | 0.05% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 295 | $80.0K | 0.00% | +4+1.4% | Added |
| Kowal Investment Group, LLC | 297 | $80.0K | 0.03% | +297 | New |
| Deseret Mutual Benefit Administrators | 285 | $77.0K | 0.01% | −133−31.8% | Reduced |
| Harvest Fund Management Co., Ltd | 282 | $76.0K | 0.02% | 00.0% | Unchanged |
| Optimum Investment Advisors | 275 | $74.0K | 0.03% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 267 | $72.0K | 0.03% | +67+33.5% | Added |
| MUFG Americas Holdings Corp | 260 | $70.0K | 0.00% | −39−13.0% | Reduced |
| First Horizon Advisors, Inc. | 254 | $69.0K | 0.00% | +100+64.9% | Added |
| HM Payson & Co | 251 | $68.0K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 245 | $66.3K | 0.02% | −3−1.2% | Reduced |
| Sonora Investment Management, LLC | 236 | $64.0K | 0.01% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 222 | $60.0K | 0.02% | 00.0% | Unchanged |
| Itau Unibanco Holding S.A. | 215 | $58.0K | 0.00% | +215 | New |
| Harbor Investment Advisory, LLC | 210 | $57.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 205 | $55.0K | 0.00% | −27−11.6% | Reduced |
| Hanson & Doremus Investment Management | 202 | $55.0K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 200 | $54.0K | 0.02% | 00.0% | Unchanged |
| Knuff & Co LLC | 200 | $54.0K | 0.02% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 200 | $54.0K | 0.02% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 183 | $50.0K | 0.01% | 00.0% | Unchanged |
| CX Institutional | 185 | $50.0K | 0.00% | +12+6.9% | Added |
| Parkside Financial Bank & Trust | 181 | $49.0K | 0.01% | −18−9.0% | Reduced |
| Jacobi Capital Management LLC | 153 | $41.0K | 0.01% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 139 | $38.0K | 0.03% | +1+0.7% | Added |
| Resources Management Corp | 135 | $37.0K | 0.01% | 00.0% | Unchanged |
| Sage Private Wealth Group, LLC | 129 | $35.0K | 0.05% | −44−25.4% | Reduced |
| Carroll Financial Associates, Inc. | 133 | $35.0K | 0.00% | 00.0% | Unchanged |
| Professional Financial Advisors, LLC | 125 | $34.0K | 0.02% | 00.0% | Unchanged |
| Avion Wealth | 122 | $33.0K | 0.01% | 00.0% | Unchanged |
| Security National Trust Co | 116 | $33.0K | 0.01% | 00.0% | Unchanged |
| Hall Laurie J Trustee | 110 | $30.0K | 0.01% | −70−38.9% | Reduced |
| Antonetti Capital Management LLC | 110 | $30.0K | 0.02% | +110 | New |
| Ellevest, Inc. | 108 | $29.0K | 0.00% | +19+21.3% | Added |
| Toth Financial Advisory Corp | 105 | $28.0K | 0.00% | 00.0% | Unchanged |
| City Holding Co | 100 | $27.0K | 0.00% | 00.0% | Unchanged |
| South State Corp. | 100 | $27.0K | 0.00% | +100 | New |
| Westside Investment Management, Inc. | 95 | $25.0K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 92 | $25.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 87 | $24.0K | 0.00% | +5+6.1% | Added |
| Baystate Wealth Management LLC | 85 | $23.0K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 82 | $22.0K | 0.00% | 00.0% | Unchanged |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 80 | $21.7K | 0.03% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 76 | $21.0K | 0.00% | +29+61.7% | Added |
| Hantz Financial Services, Inc. | 74 | $20.0K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 74 | $20.0K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 75 | $20.0K | 0.01% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 72 | $19.5K | 0.01% | +1+1.4% | Added |
| Earnest Partners LLC | 71 | $19.0K | 0.00% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 63 | $17.0K | 0.00% | −5−7.4% | Reduced |
| Addison Advisors LLC | 62 | $17.0K | 0.01% | 00.0% | Unchanged |
| Emfo, LLC | 62 | $17.0K | 0.02% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 62 | $16.8K | 0.00% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 56 | $15.2K | 0.01% | 00.0% | Unchanged |
| Kayne Anderson Rudnick Investment Management LLC | 53 | $14.0K | 0.00% | −330,699−100.0% | Reduced |
| Farmers & Merchants Investments Inc | 50 | $14.0K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 50 | $14.0K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 50 | $14.0K | 0.00% | +3+6.4% | Added |
| Lindbrook Capital, LLC | 53 | $14.0K | 0.00% | +13+32.5% | Added |
| Benjamin F. Edwards & Company, Inc. | 52 | $14.0K | 0.00% | +34+188.9% | Added |
| Tradewinds Capital Management, LLC | 48 | $13.0K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 45 | $12.0K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 34 | $9.00K | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 33 | $9.00K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 32 | $9.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 33 | $9.00K | 0.00% | 00.0% | Unchanged |
| First Command Bank | 33 | $9.00K | 0.00% | +33 | New |
| First Command Financial Services, Inc. | 33 | $9.00K | 0.00% | +33 | New |
| Lumature Wealth Partners, LLC | 29 | $8.00K | 0.00% | +15+107.1% | Added |