Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Humanigen, Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
HGEN is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 38
- −4 vs. Q1 2023
- Shares held
- 5.51M
- +838.5K (+17.9%) vs. Q1 2023
- Total value
- $839.7K
- +$170.7K (+25.5%) vs. Q1 2023
- New holders
- 2
- 7 more added
- Sold out
- 6
- 10 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 3,700 | $0 | 0.00% | −2,689−42.1% | Reduced |
| Citigroup Inc | 10 | $2 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $5 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 75 | $11 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 69 | $11 | 0.00% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 128 | $20 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 520 | $79 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,430 | $218 | 0.00% | −321,302−99.6% | Reduced |
| National Bank of Canada | 2,200 | $330 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,780 | $576 | 0.00% | +31+0.8% | Added |
| CIBC Private Wealth Group, LLC | 10,000 | $1.52K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 11,950 | $1.82K | 0.00% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 12,500 | $1.91K | 0.00% | +12,500 | New |
| HRT Financial LP | 16,469 | $2.00K | 0.00% | −9,639−36.9% | Reduced |
| Royal Bank of Canada | 10,940 | $2.00K | 0.00% | +4,065+59.1% | Added |
| Bank of America Corp | 13,836 | $2.10K | 0.00% | +10.0% | Added |
| Triumph Capital Management | 17,000 | $2.59K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 18,200 | $3.00K | 0.00% | −79,500−81.4% | Reduced |
| Citadel Advisors LLC | 24,586 | $3.75K | 0.00% | +24,410+13,869.3% | Added |
| Group One Trading, L.P. | 26,265 | $4.00K | 0.00% | 00.0% | Unchanged |
| Onyx Bridge Wealth Group LLC | 28,037 | $4.27K | 0.00% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 30,000 | $4.57K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 36,000 | $5.49K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 39,250 | $5.98K | 0.00% | −200−0.5% | Reduced |
| Csenge Advisory Group | 39,250 | $5.98K | 0.00% | +39,250 | New |
| Tower Research Capital LLC (TRC) | 46,289 | $7.04K | 0.00% | −6,637−12.5% | Reduced |
| Captrust Financial Advisors | 61,000 | $9.30K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 62,003 | $9.45K | 0.00% | −1,211−1.9% | Reduced |
| Leonteq Securities AG | 100,000 | $15.2K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 140,542 | $21.4K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 152,136 | $23.2K | 0.00% | +99,659+189.9% | Added |
| Two Sigma Investments, LP | 153,889 | $23.5K | 0.00% | −15,248−9.0% | Reduced |
| State Street Corp | 188,676 | $28.8K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 812,398 | $123.8K | 0.00% | −212,922−20.8% | Reduced |
| Geode Capital Management, LLC | 861,958 | $131.4K | 0.00% | +379,595+78.7% | Added |
| Bank of New York Mellon Corp | 878,331 | $133.9K | 0.00% | −6,102−0.7% | Reduced |
| Vanguard Group Inc | 1,709,967 | $260.6K | 0.00% | +1,009,167+144.0% | Added |
| Valley National Advisers Inc | 4 | – | – | 00.0% | Unchanged |
| JustInvest LLC | 0 | $0 | 0.00% | −17,703−100.0% | Sold out |
| Wealth Alliance Advisory Group, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −16,989−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,768−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −10,300−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |