Sprott Focus Trust Inc.
FUND- Exchange
- Nasdaq
- SEC CIK
- 0000825202
In the last 90 days, Sprott Focus Trust Inc. insiders filed 1 open-market purchase and 0 sales; 34 institutions reported holding it in 13F filings for Q2 2026, worth $181.0M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Sprott Focus Trust Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- 0 vs. Q3 2021
- Shares held
- 5.00M
- −350.9K (−6.6%) vs. Q3 2021
- Total value
- $43.0M
- −$1.35M (−3.0%) vs. Q3 2021
- New holders
- 7
- 12 more added
- Sold out
- 7
- 8 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FUND on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 34 | $181.0M |
| Q1 2026 | 32 | $181.2M |
| Q4 2025 | 32 | $166.8M |
| Q3 2025 | 33 | $156.4M |
| Q2 2025 | 33 | $143.7M |
| Q1 2025 | 33 | $136.1M |
| Q4 2024 | 37 | $136.7M |
| Q3 2024 | 33 | $142.1M |
| Q2 2024 | 32 | $136.1M |
| Q1 2024 | 33 | $149.4M |
| Q4 2023 | 32 | $35.3M |
| Q3 2023 | 31 | $30.8M |
| Q2 2023 | 29 | $32.4M |
| Q1 2023 | 29 | $32.7M |
| Q4 2022 | 31 | $35.5M |
| Q3 2022 | 29 | $31.3M |
| Q2 2022 | 29 | $33.8M |
| Q1 2022 | 27 | $40.9M |
| Q4 2021 | 30 | $43.0M |
| Q3 2021 | 30 | $44.4M |
| Q2 2021 | 32 | $49.9M |
| Q1 2021 | 32 | $47.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Sprott Focus Trust Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 1,301,931 | $11.2M | 0.60% | −157,010−10.8% | Reduced |
| LPL Financial LLC | 594,144 | $5.11M | 0.00% | +288,892+94.6% | Added |
| Stifel Financial Corp | 375,029 | $3.23M | 0.00% | −4,900−1.3% | Reduced |
| Royal Bank of Canada | 309,577 | $2.66M | 0.00% | +52,189+20.3% | Added |
| Wells Fargo & Company | 288,532 | $2.48M | 0.00% | −168,754−36.9% | Reduced |
| Essex Financial Services, Inc. | 277,319 | $2.38M | 0.24% | +277,319 | New |
| Bank of America Corp | 276,472 | $2.38M | 0.00% | +41,067+17.4% | Added |
| Cetera Investment Advisers | 216,167 | $1.86M | 0.03% | +13,676+6.8% | Added |
| Morgan Stanley | 205,584 | $1.77M | 0.00% | +16,848+8.9% | Added |
| Rivernorth Capital Management, LLC | 177,008 | $1.52M | 0.06% | −65,770−27.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 163,513 | $1.41M | 0.00% | +163,513 | New |
| Shaker Financial Services, LLC | 155,762 | $1.34M | 0.47% | −71,440−31.4% | Reduced |
| Sprott Inc. | 117,354 | $1.01M | 0.07% | +19,986+20.5% | Added |
| UBS Group AG | 108,232 | $931.0K | 0.00% | +7,623+7.6% | Added |
| Frontier Wealth Management LLC | 101,958 | $877.0K | 0.06% | +790+0.8% | Added |
| Northwestern Mutual Wealth Management Co | 92,528 | $796.0K | 0.00% | −235,014−71.8% | Reduced |
| Private Advisor Group, LLC | 55,000 | $473.0K | 0.00% | −54,000−49.5% | Reduced |
| Advisor Group Holdings, Inc. | 37,350 | $321.0K | 0.00% | +12,841+52.4% | Added |
| Cetera Advisor Networks LLC | 35,348 | $304.0K | 0.00% | +35,348 | New |
| HighTower Advisors, LLC | 19,202 | $165.0K | 0.00% | +10.0% | Added |
| Rothschild Investment Corp | 19,118 | $164.0K | 0.01% | +907+5.0% | Added |
| Guggenheim Capital LLC | 17,084 | $147.0K | 0.00% | +17,084 | New |
| CoreCap Advisors, LLC | 17,139 | $147.0K | 0.01% | +17,139 | New |
| Mraz, Amerine & Associates, Inc. | 16,837 | $145.0K | 0.04% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 14,851 | $128.0K | 0.03% | −19,816−57.2% | Reduced |
| Bourgeon Capital Management LLC | 7,850 | $68.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 955 | $8.00K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 399 | $3.00K | 0.00% | +399 | New |
| Tower Research Capital LLC (TRC) | 260 | $2.00K | 0.00% | +260 | New |
| Rockefeller Capital Management L.P. | 49 | $0 | 0.00% | +2+4.3% | Added |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −455,991−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −29,467−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −17,930−100.0% | Sold out |
| Peapack Gladstone Financial Corp | 0 | $0 | 0.00% | −15,672−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −10,750−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −10,300−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |