Sprott Focus Trust Inc.
FUND- Exchange
- Nasdaq
- SEC CIK
- 0000825202
In the last 90 days, Sprott Focus Trust Inc. insiders filed 1 open-market purchase and 0 sales; 34 institutions reported holding it in 13F filings for Q2 2026, worth $181.0M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Sprott Focus Trust Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- −2 vs. Q2 2021
- Shares held
- 5.35M
- −508.3K (−8.7%) vs. Q2 2021
- Total value
- $44.4M
- −$5.49M (−11.0%) vs. Q2 2021
- New holders
- 4
- 12 more added
- Sold out
- 6
- 12 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FUND on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 34 | $181.0M |
| Q1 2026 | 32 | $181.2M |
| Q4 2025 | 32 | $166.8M |
| Q3 2025 | 33 | $156.4M |
| Q2 2025 | 33 | $143.7M |
| Q1 2025 | 33 | $136.1M |
| Q4 2024 | 37 | $136.7M |
| Q3 2024 | 33 | $142.1M |
| Q2 2024 | 32 | $136.1M |
| Q1 2024 | 33 | $149.4M |
| Q4 2023 | 32 | $35.3M |
| Q3 2023 | 31 | $30.8M |
| Q2 2023 | 29 | $32.4M |
| Q1 2023 | 29 | $32.7M |
| Q4 2022 | 31 | $35.5M |
| Q3 2022 | 29 | $31.3M |
| Q2 2022 | 29 | $33.8M |
| Q1 2022 | 27 | $40.9M |
| Q4 2021 | 30 | $43.0M |
| Q3 2021 | 30 | $44.4M |
| Q2 2021 | 32 | $49.9M |
| Q1 2021 | 32 | $47.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Sprott Focus Trust Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 1,458,941 | $12.1M | 0.61% | −48,746−3.2% | Reduced |
| Wells Fargo & Company | 457,286 | $3.79M | 0.00% | +7,511+1.7% | Added |
| City of London Investment Management Co Ltd | 455,991 | $3.77M | 0.23% | −18,142−3.8% | Reduced |
| Stifel Financial Corp | 379,929 | $3.15M | 0.00% | −10,747−2.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 327,542 | $2.71M | 0.00% | −335,097−50.6% | Reduced |
| LPL Financial LLC | 305,252 | $2.53M | 0.00% | +292,738+2,339.3% | Added |
| Royal Bank of Canada | 257,388 | $2.13M | 0.00% | +39,607+18.2% | Added |
| Rivernorth Capital Management, LLC | 242,778 | $2.01M | 0.11% | −27,659−10.2% | Reduced |
| Bank of America Corp | 235,405 | $1.95M | 0.00% | +25,483+12.1% | Added |
| Shaker Financial Services, LLC | 227,202 | $1.88M | 0.75% | −267,197−54.0% | Reduced |
| Cetera Investment Advisers | 202,491 | $1.68M | 0.03% | +995+0.5% | Added |
| Morgan Stanley | 188,736 | $1.56M | 0.00% | −11,788−5.9% | Reduced |
| Private Advisor Group, LLC | 109,000 | $904.0K | 0.01% | +50,600+86.6% | Added |
| Frontier Wealth Management LLC | 101,168 | $839.0K | 0.06% | +286+0.3% | Added |
| UBS Group AG | 100,609 | $835.0K | 0.00% | +3,792+3.9% | Added |
| Sprott Inc. | 97,368 | $807.0K | 0.06% | −803−0.8% | Reduced |
| Blue Bell Private Wealth Management, LLC | 34,667 | $287.0K | 0.08% | −18,714−35.1% | Reduced |
| Susquehanna International Group, LLP | 29,467 | $242.0K | 0.00% | +29,467 | New |
| Advisor Group Holdings, Inc. | 24,509 | $203.0K | 0.00% | +9,000+58.0% | Added |
| HighTower Advisors, LLC | 19,201 | $159.0K | 0.00% | −2,200−10.3% | Reduced |
| Rothschild Investment Corp | 18,211 | $151.0K | 0.01% | +273+1.5% | Added |
| FNY Investment Advisers, LLC | 17,930 | $147.0K | 0.07% | +17,930 | New |
| Mraz, Amerine & Associates, Inc. | 16,837 | $140.0K | 0.04% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 15,672 | $130.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 10,750 | $89.0K | 0.00% | +10,750 | New |
| Raymond James & Associates | 10,300 | $85.0K | 0.00% | −25,770−71.4% | Reduced |
| Bourgeon Capital Management LLC | 7,850 | $65.0K | 0.01% | −15,959−67.0% | Reduced |
| Huntington National Bank | 955 | $8.00K | 0.00% | +13+1.4% | Added |
| Rockefeller Capital Management L.P. | 47 | $0 | 0.00% | +1+2.2% | Added |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −187,780−100.0% | Sold out |
| Auxano Advisors, LLC | 0 | $0 | 0.00% | −10,685−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −10,518−100.0% | Sold out |
| BerganKDV Wealth Management, LLC | 0 | $0 | 0.00% | −3,016−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −1,065−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −889−100.0% | Sold out |