Sprott Focus Trust Inc.
FUND- Exchange
- Nasdaq
- SEC CIK
- 0000825202
In the last 90 days, Sprott Focus Trust Inc. insiders filed 1 open-market purchase and 0 sales; 34 institutions reported holding it in 13F filings for Q2 2026, worth $181.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Sprott Focus Trust Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- +2 vs. Q3 2023
- Shares held
- 4.10M
- +29.0K (+0.7%) vs. Q3 2023
- Total value
- $32.8M
- +$2.14M (+7.0%) vs. Q3 2023
- New holders
- 5
- 13 more added
- Sold out
- 3
- 11 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FUND on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 34 | $181.0M |
| Q1 2026 | 32 | $181.2M |
| Q4 2025 | 32 | $166.8M |
| Q3 2025 | 33 | $156.4M |
| Q2 2025 | 33 | $143.7M |
| Q1 2025 | 33 | $136.1M |
| Q4 2024 | 37 | $136.7M |
| Q3 2024 | 33 | $142.1M |
| Q2 2024 | 32 | $136.1M |
| Q1 2024 | 33 | $149.4M |
| Q4 2023 | 32 | $35.3M |
| Q3 2023 | 31 | $30.8M |
| Q2 2023 | 29 | $32.4M |
| Q1 2023 | 29 | $32.7M |
| Q4 2022 | 31 | $35.5M |
| Q3 2022 | 29 | $31.3M |
| Q2 2022 | 29 | $33.8M |
| Q1 2022 | 27 | $40.9M |
| Q4 2021 | 30 | $43.0M |
| Q3 2021 | 30 | $44.4M |
| Q2 2021 | 32 | $49.9M |
| Q1 2021 | 32 | $47.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Sprott Focus Trust Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shaker Financial Services, LLC | 837,041 | $6.70M | 2.75% | +158,107+23.3% | Added |
| 1607 Capital Partners, LLC | 409,935 | $3.28M | 0.23% | 00.0% | Unchanged |
| Royal Bank of Canada | 400,748 | $3.21M | 0.00% | −27,836−6.5% | Reduced |
| Integrated Wealth Concepts LLC | 334,826 | $2.68M | 0.04% | −15,969−4.6% | Reduced |
| Morgan Stanley | 321,284 | $2.57M | 0.00% | −35,250−9.9% | Reduced |
| Essex Financial Services, Inc. | 272,375 | $2.18M | 0.23% | −2,925−1.1% | Reduced |
| Cetera Investment Advisers | 238,230 | $1.91M | 0.02% | +2,834+1.2% | Added |
| LPL Financial LLC | 172,199 | $1.38M | 0.00% | −308,220−64.2% | Reduced |
| Advisor Group Holdings, Inc. | 162,376 | $1.30M | 0.00% | +11,686+7.8% | Added |
| UBS Group AG | 114,513 | $916.1K | 0.00% | +340.0% | Added |
| Sprott Inc. | 114,355 | $914.8K | 0.08% | +3,397+3.1% | Added |
| Wells Fargo & Company | 97,253 | $778.0K | 0.00% | −4,510−4.4% | Reduced |
| Sapient Capital LLC | 94,131 | $753.0K | 0.02% | +94,131 | New |
| Captrust Financial Advisors | 93,989 | $751.9K | 0.00% | −92−0.1% | Reduced |
| Wolverine Asset Management LLC | 58,482 | $467.9K | 0.01% | +53,241+1,015.9% | Added |
| Invesco Ltd. | 56,974 | $455.8K | 0.00% | +1,827+3.3% | Added |
| Landscape Capital Management, L.L.C. | 40,710 | $325.7K | 0.03% | +40,710 | New |
| Lodestar Private Asset Management LLC | 40,017 | $320.1K | 0.05% | −364−0.9% | Reduced |
| CNH Partners LLC | 38,387 | $307.1K | 0.01% | +26,819+231.8% | Added |
| Northwestern Mutual Wealth Management Co | 36,613 | $292.9K | 0.00% | −7,022−16.1% | Reduced |
| Elequin Capital LP | 30,570 | $244.6K | 0.07% | +29,846+4,122.4% | Added |
| Bank of America Corp | 24,079 | $192.6K | 0.00% | +28+0.1% | Added |
| Rothschild Investment LLC | 21,767 | $174.1K | 0.01% | +21,767 | New |
| Level Four Advisory Services, LLC | 21,750 | $174.0K | 0.01% | +339+1.6% | Added |
| HighTower Advisors, LLC | 19,286 | $154.0K | 0.00% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 15,835 | $126.7K | 0.03% | −1,002−6.0% | Reduced |
| McIlrath & Eck, LLC | 10,894 | $87.2K | 0.02% | +172+1.6% | Added |
| Peapack Gladstone Financial Corp | 10,301 | $82.0K | 0.00% | −5,137−33.3% | Reduced |
| Blue Bell Private Wealth Management, LLC | 3,507 | $28.1K | 0.01% | +3,507 | New |
| Steward Partners Investment Advisory, LLC | 1,992 | $15.9K | 0.00% | +22+1.1% | Added |
| US Bancorp | 1,000 | $8.00K | 0.00% | +1,000 | New |
| Bourgeon Capital Management LLC | 350 | $2.80K | 0.00% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 0 | $0 | 0.00% | −10,427−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Rothschild Investment Corp | – | – | – | – | Not filed |