Sprott Focus Trust Inc.
FUND- Exchange
- Nasdaq
- SEC CIK
- 0000825202
In the last 90 days, Sprott Focus Trust Inc. insiders filed 1 open-market purchase and 0 sales; 34 institutions reported holding it in 13F filings for Q2 2026, worth $181.0M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Sprott Focus Trust Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- +2 vs. Q2 2023
- Shares held
- 4.09M
- +18.5K (+0.5%) vs. Q2 2023
- Total value
- $30.8M
- −$1.57M (−4.8%) vs. Q2 2023
- New holders
- 4
- 10 more added
- Sold out
- 2
- 11 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FUND on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 34 | $181.0M |
| Q1 2026 | 32 | $181.2M |
| Q4 2025 | 32 | $166.8M |
| Q3 2025 | 33 | $156.4M |
| Q2 2025 | 33 | $143.7M |
| Q1 2025 | 33 | $136.1M |
| Q4 2024 | 37 | $136.7M |
| Q3 2024 | 33 | $142.1M |
| Q2 2024 | 32 | $136.1M |
| Q1 2024 | 33 | $149.4M |
| Q4 2023 | 32 | $35.3M |
| Q3 2023 | 31 | $30.8M |
| Q2 2023 | 29 | $32.4M |
| Q1 2023 | 29 | $32.7M |
| Q4 2022 | 31 | $35.5M |
| Q3 2022 | 29 | $31.3M |
| Q2 2022 | 29 | $33.8M |
| Q1 2022 | 27 | $40.9M |
| Q4 2021 | 30 | $43.0M |
| Q3 2021 | 30 | $44.4M |
| Q2 2021 | 32 | $49.9M |
| Q1 2021 | 32 | $47.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Sprott Focus Trust Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shaker Financial Services, LLC | 678,934 | $5.11M | 2.38% | +128,100+23.3% | Added |
| LPL Financial LLC | 480,419 | $3.62M | 0.00% | −9,126−1.9% | Reduced |
| Royal Bank of Canada | 428,584 | $3.23M | 0.00% | +11,588+2.8% | Added |
| 1607 Capital Partners, LLC | 409,935 | $3.09M | 0.23% | −35,045−7.9% | Reduced |
| Morgan Stanley | 356,534 | $2.68M | 0.00% | −16,952−4.5% | Reduced |
| Integrated Wealth Concepts LLC | 350,795 | $2.64M | 0.05% | −2,074−0.6% | Reduced |
| Essex Financial Services, Inc. | 275,300 | $2.07M | 0.24% | −158−0.1% | Reduced |
| Cetera Investment Advisers | 235,396 | $1.77M | 0.02% | −3,698−1.5% | Reduced |
| Advisor Group Holdings, Inc. | 150,690 | $1.13M | 0.00% | +13,478+9.8% | Added |
| UBS Group AG | 114,479 | $862.0K | 0.00% | +3,127+2.8% | Added |
| Sprott Inc. | 110,958 | $835.5K | 0.08% | 00.0% | Unchanged |
| Wells Fargo & Company | 101,763 | $766.3K | 0.00% | −1,742−1.7% | Reduced |
| Captrust Financial Advisors | 94,081 | $708.4K | 0.00% | −3,325−3.4% | Reduced |
| Invesco Ltd. | 55,147 | $415.3K | 0.00% | +9,487+20.8% | Added |
| Northwestern Mutual Wealth Management Co | 43,635 | $328.6K | 0.00% | −72,167−62.3% | Reduced |
| Lodestar Private Asset Management LLC | 40,381 | $304.1K | 0.05% | 00.0% | Unchanged |
| Bank of America Corp | 24,051 | $181.1K | 0.00% | +383+1.6% | Added |
| Level Four Advisory Services, LLC | 21,411 | $161.2K | 0.01% | +3,297+18.2% | Added |
| Rothschild Investment Corp | 21,424 | $161.0K | 0.01% | +344+1.6% | Added |
| HighTower Advisors, LLC | 19,286 | $146.0K | 0.00% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 16,837 | $126.8K | 0.03% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 15,438 | $116.0K | 0.00% | 00.0% | Unchanged |
| CNH Partners LLC | 11,568 | $86.9K | 0.00% | +11,568 | New |
| McIlrath & Eck, LLC | 10,722 | $80.7K | 0.02% | +173+1.6% | Added |
| 9258 Wealth Management, LLC | 10,427 | $78.5K | 0.02% | +166+1.6% | Added |
| Wolverine Asset Management LLC | 5,241 | $39.5K | 0.00% | +5,241 | New |
| Steward Partners Investment Advisory, LLC | 1,970 | $14.8K | 0.00% | −3,000−60.4% | Reduced |
| Parallel Advisors, LLC | 1,750 | $13.2K | 0.00% | +1,750 | New |
| Elequin Capital LP | 724 | $5.45K | 0.00% | −1,656−69.6% | Reduced |
| Bourgeon Capital Management LLC | 350 | $2.64K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2 | $15 | 0.00% | +2 | New |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −21,117−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −103−100.0% | Sold out |