Sprott Focus Trust Inc.
FUND- Exchange
- Nasdaq
- SEC CIK
- 0000825202
No open-market purchases or sales by Sprott Focus Trust Inc. insiders were filed in the last 90 days; 34 institutions reported holding it in 13F filings for Q2 2026, worth $181.0M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Sprott Focus Trust Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- +2 vs. Q2 2023
- Shares held
- 4.09M
- +18.5K (+0.5%) vs. Q2 2023
- Total value
- $30.8M
- −$1.57M (−4.8%) vs. Q2 2023
- New holders
- 4
- 10 more added
- Sold out
- 2
- 11 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FUND on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 34 | $181.0M |
| Q1 2026 | 32 | $181.2M |
| Q4 2025 | 32 | $166.8M |
| Q3 2025 | 33 | $156.4M |
| Q2 2025 | 33 | $139.4M |
| Q1 2025 | 33 | $136.1M |
| Q4 2024 | 37 | $136.1M |
| Q3 2024 | 33 | $142.1M |
| Q2 2024 | 32 | $136.1M |
| Q1 2024 | 33 | $146.0M |
| Q4 2023 | 32 | $32.8M |
| Q3 2023 | 31 | $30.8M |
| Q2 2023 | 29 | $32.4M |
| Q1 2023 | 29 | $32.7M |
| Q4 2022 | 31 | $35.5M |
| Q3 2022 | 29 | $31.3M |
| Q2 2022 | 29 | $33.8M |
| Q1 2022 | 27 | $40.9M |
| Q4 2021 | 30 | $43.0M |
| Q3 2021 | 30 | $44.4M |
| Q2 2021 | 32 | $49.9M |
| Q1 2021 | 32 | $47.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Sprott Focus Trust Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 2 | $15 | 0.00% | +2 | New |
| Bourgeon Capital Management LLC | 350 | $2.64K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 724 | $5.45K | 0.00% | −1,656−69.6% | Reduced |
| Parallel Advisors, LLC | 1,750 | $13.2K | 0.00% | +1,750 | New |
| Steward Partners Investment Advisory, LLC | 1,970 | $14.8K | 0.00% | −3,000−60.4% | Reduced |
| Wolverine Asset Management LLC | 5,241 | $39.5K | 0.00% | +5,241 | New |
| 9258 Wealth Management, LLC | 10,427 | $78.5K | 0.02% | +166+1.6% | Added |
| McIlrath & Eck, LLC | 10,722 | $80.7K | 0.02% | +173+1.6% | Added |
| CNH Partners LLC | 11,568 | $86.9K | 0.00% | +11,568 | New |
| Peapack Gladstone Financial Corp | 15,438 | $116.0K | 0.00% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 16,837 | $126.8K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 19,286 | $146.0K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment Corp | 21,424 | $161.0K | 0.01% | +344+1.6% | Added |
| Level Four Advisory Services, LLC | 21,411 | $161.2K | 0.01% | +3,297+18.2% | Added |
| Bank of America Corp | 24,051 | $181.1K | 0.00% | +383+1.6% | Added |
| Lodestar Private Asset Management LLC | 40,381 | $304.1K | 0.05% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 43,635 | $328.6K | 0.00% | −72,167−62.3% | Reduced |
| Invesco Ltd. | 55,147 | $415.3K | 0.00% | +9,487+20.8% | Added |
| Captrust Financial Advisors | 94,081 | $708.4K | 0.00% | −3,325−3.4% | Reduced |
| Wells Fargo & Company | 101,763 | $766.3K | 0.00% | −1,742−1.7% | Reduced |
| Sprott Inc. | 110,958 | $835.5K | 0.08% | 00.0% | Unchanged |
| UBS Group AG | 114,479 | $862.0K | 0.00% | +3,127+2.8% | Added |
| Advisor Group Holdings, Inc. | 150,690 | $1.13M | 0.00% | +13,478+9.8% | Added |
| Cetera Investment Advisers | 235,396 | $1.77M | 0.02% | −3,698−1.5% | Reduced |
| Essex Financial Services, Inc. | 275,300 | $2.07M | 0.24% | −158−0.1% | Reduced |
| Integrated Wealth Concepts LLC | 350,795 | $2.64M | 0.05% | −2,074−0.6% | Reduced |
| Morgan Stanley | 356,534 | $2.68M | 0.00% | −16,952−4.5% | Reduced |
| 1607 Capital Partners, LLC | 409,935 | $3.09M | 0.23% | −35,045−7.9% | Reduced |
| Royal Bank of Canada | 428,584 | $3.23M | 0.00% | +11,588+2.8% | Added |
| LPL Financial LLC | 480,419 | $3.62M | 0.00% | −9,126−1.9% | Reduced |
| Shaker Financial Services, LLC | 678,934 | $5.11M | 2.38% | +128,100+23.3% | Added |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −21,117−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −103−100.0% | Sold out |