Sprott Focus Trust Inc.
FUND- Exchange
- Nasdaq
- SEC CIK
- 0000825202
No open-market purchases or sales by Sprott Focus Trust Inc. insiders were filed in the last 90 days; 34 institutions reported holding it in 13F filings for Q2 2026, worth $181.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Sprott Focus Trust Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- +2 vs. Q3 2023
- Shares held
- 4.10M
- +29.0K (+0.7%) vs. Q3 2023
- Total value
- $32.8M
- +$2.14M (+7.0%) vs. Q3 2023
- New holders
- 5
- 13 more added
- Sold out
- 3
- 11 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FUND on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 34 | $181.0M |
| Q1 2026 | 32 | $181.2M |
| Q4 2025 | 32 | $166.8M |
| Q3 2025 | 33 | $156.4M |
| Q2 2025 | 33 | $139.4M |
| Q1 2025 | 33 | $136.1M |
| Q4 2024 | 37 | $136.1M |
| Q3 2024 | 33 | $142.1M |
| Q2 2024 | 32 | $136.1M |
| Q1 2024 | 33 | $146.0M |
| Q4 2023 | 32 | $32.8M |
| Q3 2023 | 31 | $30.8M |
| Q2 2023 | 29 | $32.4M |
| Q1 2023 | 29 | $32.7M |
| Q4 2022 | 31 | $35.5M |
| Q3 2022 | 29 | $31.3M |
| Q2 2022 | 29 | $33.8M |
| Q1 2022 | 27 | $40.9M |
| Q4 2021 | 30 | $43.0M |
| Q3 2021 | 30 | $44.4M |
| Q2 2021 | 32 | $49.9M |
| Q1 2021 | 32 | $47.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Sprott Focus Trust Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bourgeon Capital Management LLC | 350 | $2.80K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,000 | $8.00K | 0.00% | +1,000 | New |
| Steward Partners Investment Advisory, LLC | 1,992 | $15.9K | 0.00% | +22+1.1% | Added |
| Blue Bell Private Wealth Management, LLC | 3,507 | $28.1K | 0.01% | +3,507 | New |
| Peapack Gladstone Financial Corp | 10,301 | $82.0K | 0.00% | −5,137−33.3% | Reduced |
| McIlrath & Eck, LLC | 10,894 | $87.2K | 0.02% | +172+1.6% | Added |
| Mraz, Amerine & Associates, Inc. | 15,835 | $126.7K | 0.03% | −1,002−6.0% | Reduced |
| HighTower Advisors, LLC | 19,286 | $154.0K | 0.00% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 21,750 | $174.0K | 0.01% | +339+1.6% | Added |
| Rothschild Investment LLC | 21,767 | $174.1K | 0.01% | +21,767 | New |
| Bank of America Corp | 24,079 | $192.6K | 0.00% | +28+0.1% | Added |
| Elequin Capital LP | 30,570 | $244.6K | 0.07% | +29,846+4,122.4% | Added |
| Northwestern Mutual Wealth Management Co | 36,613 | $292.9K | 0.00% | −7,022−16.1% | Reduced |
| CNH Partners LLC | 38,387 | $307.1K | 0.01% | +26,819+231.8% | Added |
| Lodestar Private Asset Management LLC | 40,017 | $320.1K | 0.05% | −364−0.9% | Reduced |
| Landscape Capital Management, L.L.C. | 40,710 | $325.7K | 0.03% | +40,710 | New |
| Invesco Ltd. | 56,974 | $455.8K | 0.00% | +1,827+3.3% | Added |
| Wolverine Asset Management LLC | 58,482 | $467.9K | 0.01% | +53,241+1,015.9% | Added |
| Captrust Financial Advisors | 93,989 | $751.9K | 0.00% | −92−0.1% | Reduced |
| Sapient Capital LLC | 94,131 | $753.0K | 0.02% | +94,131 | New |
| Wells Fargo & Company | 97,253 | $778.0K | 0.00% | −4,510−4.4% | Reduced |
| Sprott Inc. | 114,355 | $914.8K | 0.08% | +3,397+3.1% | Added |
| UBS Group AG | 114,513 | $916.1K | 0.00% | +340.0% | Added |
| Advisor Group Holdings, Inc. | 162,376 | $1.30M | 0.00% | +11,686+7.8% | Added |
| LPL Financial LLC | 172,199 | $1.38M | 0.00% | −308,220−64.2% | Reduced |
| Cetera Investment Advisers | 238,230 | $1.91M | 0.02% | +2,834+1.2% | Added |
| Essex Financial Services, Inc. | 272,375 | $2.18M | 0.23% | −2,925−1.1% | Reduced |
| Morgan Stanley | 321,284 | $2.57M | 0.00% | −35,250−9.9% | Reduced |
| Integrated Wealth Concepts LLC | 334,826 | $2.68M | 0.04% | −15,969−4.6% | Reduced |
| Royal Bank of Canada | 400,748 | $3.21M | 0.00% | −27,836−6.5% | Reduced |
| 1607 Capital Partners, LLC | 409,935 | $3.28M | 0.23% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 837,041 | $6.70M | 2.75% | +158,107+23.3% | Added |
| 9258 Wealth Management, LLC | 0 | $0 | 0.00% | −10,427−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Rothschild Investment Corp | – | – | – | – | Not filed |