Sprott Focus Trust Inc.
FUND- Exchange
- Nasdaq
- SEC CIK
- 0000825202
No open-market purchases or sales by Sprott Focus Trust Inc. insiders were filed in the last 90 days; 34 institutions reported holding it in 13F filings for Q2 2026, worth $181.0M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Sprott Focus Trust Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- 0 vs. Q3 2021
- Shares held
- 5.00M
- −350.9K (−6.6%) vs. Q3 2021
- Total value
- $43.0M
- −$1.35M (−3.0%) vs. Q3 2021
- New holders
- 7
- 12 more added
- Sold out
- 7
- 8 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FUND on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 34 | $181.0M |
| Q1 2026 | 32 | $181.2M |
| Q4 2025 | 32 | $166.8M |
| Q3 2025 | 33 | $156.4M |
| Q2 2025 | 33 | $139.4M |
| Q1 2025 | 33 | $136.1M |
| Q4 2024 | 37 | $136.1M |
| Q3 2024 | 33 | $142.1M |
| Q2 2024 | 32 | $136.1M |
| Q1 2024 | 33 | $146.0M |
| Q4 2023 | 32 | $32.8M |
| Q3 2023 | 31 | $30.8M |
| Q2 2023 | 29 | $32.4M |
| Q1 2023 | 29 | $32.7M |
| Q4 2022 | 31 | $35.5M |
| Q3 2022 | 29 | $31.3M |
| Q2 2022 | 29 | $33.8M |
| Q1 2022 | 27 | $40.9M |
| Q4 2021 | 30 | $43.0M |
| Q3 2021 | 30 | $44.4M |
| Q2 2021 | 32 | $49.9M |
| Q1 2021 | 32 | $47.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Sprott Focus Trust Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 49 | $0 | 0.00% | +2+4.3% | Added |
| Tower Research Capital LLC (TRC) | 260 | $2.00K | 0.00% | +260 | New |
| McIlrath & Eck, LLC | 399 | $3.00K | 0.00% | +399 | New |
| Huntington National Bank | 955 | $8.00K | 0.00% | 00.0% | Unchanged |
| Bourgeon Capital Management LLC | 7,850 | $68.0K | 0.01% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 14,851 | $128.0K | 0.03% | −19,816−57.2% | Reduced |
| Mraz, Amerine & Associates, Inc. | 16,837 | $145.0K | 0.04% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 17,084 | $147.0K | 0.00% | +17,084 | New |
| CoreCap Advisors, LLC | 17,139 | $147.0K | 0.01% | +17,139 | New |
| Rothschild Investment Corp | 19,118 | $164.0K | 0.01% | +907+5.0% | Added |
| HighTower Advisors, LLC | 19,202 | $165.0K | 0.00% | +10.0% | Added |
| Cetera Advisor Networks LLC | 35,348 | $304.0K | 0.00% | +35,348 | New |
| Advisor Group Holdings, Inc. | 37,350 | $321.0K | 0.00% | +12,841+52.4% | Added |
| Private Advisor Group, LLC | 55,000 | $473.0K | 0.00% | −54,000−49.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 92,528 | $796.0K | 0.00% | −235,014−71.8% | Reduced |
| Frontier Wealth Management LLC | 101,958 | $877.0K | 0.06% | +790+0.8% | Added |
| UBS Group AG | 108,232 | $931.0K | 0.00% | +7,623+7.6% | Added |
| Sprott Inc. | 117,354 | $1.01M | 0.07% | +19,986+20.5% | Added |
| Shaker Financial Services, LLC | 155,762 | $1.34M | 0.47% | −71,440−31.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 163,513 | $1.41M | 0.00% | +163,513 | New |
| Rivernorth Capital Management, LLC | 177,008 | $1.52M | 0.06% | −65,770−27.1% | Reduced |
| Morgan Stanley | 205,584 | $1.77M | 0.00% | +16,848+8.9% | Added |
| Cetera Investment Advisers | 216,167 | $1.86M | 0.03% | +13,676+6.8% | Added |
| Bank of America Corp | 276,472 | $2.38M | 0.00% | +41,067+17.4% | Added |
| Essex Financial Services, Inc. | 277,319 | $2.38M | 0.24% | +277,319 | New |
| Wells Fargo & Company | 288,532 | $2.48M | 0.00% | −168,754−36.9% | Reduced |
| Royal Bank of Canada | 309,577 | $2.66M | 0.00% | +52,189+20.3% | Added |
| Stifel Financial Corp | 375,029 | $3.23M | 0.00% | −4,900−1.3% | Reduced |
| LPL Financial LLC | 594,144 | $5.11M | 0.00% | +288,892+94.6% | Added |
| 1607 Capital Partners, LLC | 1,301,931 | $11.2M | 0.60% | −157,010−10.8% | Reduced |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −455,991−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −29,467−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −17,930−100.0% | Sold out |
| Peapack Gladstone Financial Corp | 0 | $0 | 0.00% | −15,672−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −10,750−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −10,300−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |