Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Earthstone Energy Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
ESTE is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 172
- +5 vs. Q2 2023
- Shares held
- 94.2M
- −4.15M (−4.2%) vs. Q2 2023
- Total value
- $1.91B
- +$501.1M (+35.7%) vs. Q2 2023
- New holders
- 42
- 65 more added
- Sold out
- 37
- 42 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rhumbline Advisers | 91,074 | $1.84M | 0.00% | +2,911+3.3% | Added |
| Dark Forest Capital Management LP | 95,103 | $1.92M | 0.16% | −26,646−21.9% | Reduced |
| Icon Wealth Partners, LLC | 100,000 | $2.02M | 0.23% | 00.0% | Unchanged |
| Citigroup Inc | 100,244 | $2.03M | 0.00% | −6,085−5.7% | Reduced |
| Quadrature Capital Ltd | 106,852 | $2.16M | 0.04% | +106,852 | New |
| Cubist Systematic Strategies, LLC | 112,032 | $2.27M | 0.03% | +90,390+417.7% | Added |
| Swiss National Bank | 116,700 | $2.36M | 0.00% | +1,100+1.0% | Added |
| Rafferty Asset Management, LLC | 120,173 | $2.43M | 0.01% | −52,154−30.3% | Reduced |
| CoreCommodity Management, LLC | 126,153 | $2.55M | 0.86% | +4,526+3.7% | Added |
| Algert Global LLC | 130,712 | $2.65M | 0.12% | −52,074−28.5% | Reduced |
| Quantedge Capital Pte Ltd | 133,600 | $2.70M | 1.47% | +133,600 | New |
| New York State Common Retirement Fund | 141,741 | $2.87M | 0.00% | +45,029+46.6% | Added |
| Sanders Morris Harris LLC | 152,300 | $3.08M | 0.63% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 157,406 | $3.19M | 0.00% | +157,406 | New |
| Fisher Asset Management, LLC | 158,202 | $3.20M | 0.00% | −8,453−5.1% | Reduced |
| JPMorgan Chase & Co | 161,519 | $3.27M | 0.00% | +15,197+10.4% | Added |
| Credit Suisse AG | 168,906 | $3.42M | 0.00% | +125,040+285.0% | Added |
| Two Sigma Advisers, LP | 179,800 | $3.64M | 0.01% | +156,600+675.0% | Added |
| Voloridge Investment Management, LLC | 188,264 | $3.81M | 0.02% | +188,264 | New |
| Barclays PLC | 192,045 | $3.89M | 0.00% | +171,105+817.1% | Added |
| Silver Point Capital L.P. | 205,000 | $4.15M | 0.37% | +205,000 | New |
| Brandywine Global Investment Management, LLC | 206,212 | $4.17M | 0.04% | −3,235−1.5% | Reduced |
| Sagefield Capital LP | 224,973 | $4.55M | 0.64% | +224,973 | New |
| Ameriprise Financial Inc | 231,641 | $4.69M | 0.00% | −149,082−39.2% | Reduced |
| Oberweis Asset Management Inc | 240,600 | $4.87M | 0.52% | +17,600+7.9% | Added |
| First Trust Advisors LP | 245,817 | $4.98M | 0.01% | −336,037−57.8% | Reduced |
| 1492 Capital Management LLC | 253,550 | $5.13M | 3.31% | −3,128−1.2% | Reduced |
| Aventail Capital Group, LP | 313,155 | $6.34M | 0.44% | +313,155 | New |
| Van Den Berg Management I, Inc | 321,269 | $6.50M | 2.28% | −1250.0% | Reduced |
| CNH Partners LLC | 347,917 | $7.04M | 0.32% | +347,917 | New |
| First Eagle Investment Management, LLC | 348,587 | $7.06M | 0.02% | −34,442−9.0% | Reduced |
| Susquehanna International Group, LLP | 350,341 | $7.09M | 0.01% | −406,989−53.7% | Reduced |
| Russell Investments Group, Ltd. | 364,914 | $7.39M | 0.01% | −176,195−32.6% | Reduced |
| Bank of New York Mellon Corp | 367,801 | $7.44M | 0.00% | +8,556+2.4% | Added |
| Phocas Financial Corp. | 456,653 | $9.24M | 1.34% | +401,455+727.3% | Added |
| SEI Investments Co | 472,953 | $9.57M | 0.02% | +23,079+5.1% | Added |
| Bank of America Corp | 475,435 | $9.62M | 0.00% | +2,263+0.5% | Added |
| Charles Schwab Investment Management Inc | 476,150 | $9.64M | 0.00% | +148,176+45.2% | Added |
| Great Lakes Advisors, LLC | 488,012 | $9.88M | 0.09% | +83,633+20.7% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 511,930 | $10.4M | 1.29% | −4,847−0.9% | Reduced |
| Magnetar Financial LLC | 553,110 | $11.2M | 0.29% | +553,110 | New |
| Farallon Capital Management, L.L.C. | 618,831 | $12.5M | 0.07% | +618,831 | New |
| Peregrine Capital Management LLC | 619,068 | $12.5M | 0.37% | −26,535−4.1% | Reduced |
| New York Life Investment Management LLC | 660,106 | $13.4M | 0.14% | +660,106 | New |
| Northern Trust Corp | 667,218 | $13.5M | 0.00% | +57,408+9.4% | Added |
| Two Sigma Investments, LP | 675,664 | $13.7M | 0.04% | +259,970+62.5% | Added |
| Goldman Sachs Group Inc | 676,646 | $13.7M | 0.00% | +394,644+139.9% | Added |
| GW&K Investment Management, LLC | 788,810 | $16.0M | 0.16% | −27,497−3.4% | Reduced |
| Alpine Associates Management Inc. | 867,400 | $17.6M | 0.92% | +867,400 | New |
| Water Island Capital LLC | 885,597 | $17.9M | 1.63% | +885,597 | New |
| Qube Research & Technologies Ltd | 964,720 | $19.5M | 0.06% | +964,720 | New |
| Morgan Stanley | 984,078 | $19.9M | 0.00% | +234,718+31.3% | Added |
| UBS Group AG | 1,007,235 | $20.4M | 0.01% | +912,704+965.5% | Added |
| Highland Capital Management Fund Advisors, L.P. | 1,058,949 | $21.4M | 3.03% | +1,058,949 | New |
| Schonfeld Strategic Advisors LLC | 1,059,096 | $21.4M | 0.20% | +939,480+785.4% | Added |
| Geode Capital Management, LLC | 1,218,144 | $24.7M | 0.00% | +279,670+29.8% | Added |
| Millennium Management LLC | 1,638,003 | $33.2M | 0.03% | +924,708+129.6% | Added |
| Dimensional Fund Advisors LP | 1,687,620 | $34.2M | 0.01% | +933,306+123.7% | Added |
| Woodline Partners LP | 1,872,093 | $37.9M | 0.44% | +86,494+4.8% | Added |
| Vivaldi Asset Management, LLC | 1,905,293 | $38.6M | 2.13% | +1,905,293 | New |
| Ranger Investment Management, L.P. | 2,010,007 | $40.7M | 2.70% | −1,534,974−43.3% | Reduced |
| Balyasny Asset Management LLC | 2,236,344 | $45.3M | 0.13% | +2,191,142+4,847.4% | Added |
| Encap Energy Capital Fund VIII, L.P. | 2,303,000 | $46.6M | 27.88% | 00.0% | Unchanged |
| William Blair Investment Management, LLC | 2,352,170 | $47.6M | 0.16% | −185,504−7.3% | Reduced |
| State Street Corp | 2,657,291 | $53.8M | 0.00% | −151,494−5.4% | Reduced |
| American Century Companies Inc | 2,907,997 | $58.9M | 0.05% | +85,895+3.0% | Added |
| Macquarie Group Ltd | 3,091,539 | $62.6M | 0.08% | +146,228+5.0% | Added |
| Vanguard Group Inc | 3,509,343 | $71.0M | 0.00% | +310,059+9.7% | Added |
| BlackRock Inc. | 4,128,985 | $83.6M | 0.00% | +409,448+11.0% | Added |
| OnyxPoint Global Management LP | 5,805,004 | $117.5M | 71.25% | 00.0% | Unchanged |
| Post Oak Energy Holdings, LLC | 11,167,213 | $226.0M | 56.96% | 00.0% | Unchanged |
| EnCap Energy Capital Fund XI, L.P. | 19,819,820 | $401.2M | 52.06% | 00.0% | Unchanged |
| Warburg Pincus LLC | 0 | $0 | 0.00% | −12,868,234−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −1,075,600−100.0% | Sold out |
| Royce & Associates LP | 0 | $0 | 0.00% | −845,438−100.0% | Sold out |
| Scopus Asset Management, L.P. | 0 | $0 | 0.00% | −575,000−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −406,830−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −352,647−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −215,078−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −193,674−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −173,545−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −151,991−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −144,230−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −136,947−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −124,045−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −118,787−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −111,087−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −65,134−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −58,823−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −57,818−100.0% | Sold out |
| Ziegler Capital Management, LLC | 0 | $0 | 0.00% | −53,871−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −47,849−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −45,700−100.0% | Sold out |
| King Luther Capital Management Corp | 0 | $0 | 0.00% | −35,800−100.0% | Sold out |
| Petrus Trust Company, LTA | 0 | $0 | 0.00% | −31,254−100.0% | Sold out |
| Moody National Bank Trust Division | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −27,299−100.0% | Sold out |
| Systrade AG | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −18,998−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −18,300−100.0% | Sold out |