Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Earthstone Energy Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- +11 vs. Q3 2021
- Shares held
- 33.7M
- +2.88M (+9.3%) vs. Q3 2021
- Total value
- $368.2M
- +$84.8M (+29.9%) vs. Q3 2021
- New holders
- 27
- 46 more added
- Sold out
- 16
- 24 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Key Financial Inc | 9 | $0 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 3 | $47 | 0.00% | +3 | New |
| Parallel Advisors, LLC | 124 | $1.00K | 0.00% | −141−53.2% | Reduced |
| Ranger Investment Management, L.P. | 120 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 125 | $1.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 100 | $1.00K | 0.00% | +100 | New |
| EverSource Wealth Advisors, LLC | 228 | $2.00K | 0.00% | +228 | New |
| Rockefeller Capital Management L.P. | 303 | $3.00K | 0.00% | +303 | New |
| State of Wyoming | 341 | $4.00K | 0.00% | −8−2.3% | Reduced |
| Raffa Wealth Management, LLC | 765 | $8.37K | 0.00% | +489+177.2% | Added |
| Tower Research Capital LLC (TRC) | 836 | $9.00K | 0.00% | −1,009−54.7% | Reduced |
| Fifth Third Bancorp | 1,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 1,597 | $17.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 1,654 | $18.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,977 | $22.0K | 0.00% | −269−12.0% | Reduced |
| Legal & General Group Plc | 2,018 | $22.0K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 2,000 | $22.0K | 0.00% | +2,000 | New |
| Asset Dedication, LLC | 2,532 | $28.0K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 4,056 | $44.0K | 0.00% | +2,293+130.1% | Added |
| Simplex Trading, LLC | 6,215 | $67.0K | 0.00% | +6,215 | New |
| Metropolitan Life Insurance Co | 6,524 | $71.4K | 0.00% | +6,524 | New |
| Citigroup Inc | 6,713 | $73.0K | 0.00% | +1,817+37.1% | Added |
| Captrust Financial Advisors | 7,809 | $85.0K | 0.00% | +112+1.5% | Added |
| Quantbot Technologies LP | 9,082 | $99.0K | 0.01% | +3,482+62.2% | Added |
| MetLife Investment Management | 9,068 | $99.2K | 0.00% | +9,068 | New |
| Sigma Planning Corp | 10,440 | $114.0K | 0.00% | +10,440 | New |
| C M Bidwell & Associates Ltd | 10,710 | $117.0K | 0.07% | +300+2.9% | Added |
| UBS Group AG | 12,188 | $133.0K | 0.00% | +12,188 | New |
| Acadian Asset Management LLC | 12,296 | $134.0K | 0.00% | +12,296 | New |
| O'Shaughnessy Asset Management, LLC | 13,226 | $145.0K | 0.00% | −11,832−47.2% | Reduced |
| Assenagon Asset Management S.A. | 13,379 | $146.0K | 0.00% | −32,890−71.1% | Reduced |
| Man Group plc | 13,358 | $146.0K | 0.00% | −4,500−25.2% | Reduced |
| American International Group, Inc. | 13,471 | $147.0K | 0.00% | +354+2.7% | Added |
| California State Teachers Retirement System | 13,838 | $151.0K | 0.00% | +964+7.5% | Added |
| Deutsche Bank AG | 15,405 | $169.0K | 0.00% | −7,683−33.3% | Reduced |
| Two Sigma Investments, LP | 15,700 | $172.0K | 0.00% | −87,605−84.8% | Reduced |
| Great Lakes Advisors, LLC | 15,873 | $174.0K | 0.00% | +15,873 | New |
| Brandywine Global Investment Management, LLC | 16,009 | $175.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 16,214 | $177.0K | 0.00% | +16,214 | New |
| State of Tennessee, Treasury Department | 16,655 | $182.0K | 0.00% | 00.0% | Unchanged |
| Ethic Inc. | 17,954 | $196.0K | 0.02% | +17,954 | New |
| New York State Common Retirement Fund | 18,022 | $197.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 18,196 | $199.0K | 0.00% | +2,726+17.6% | Added |
| Martingale Asset Management L P | 18,421 | $202.0K | 0.00% | −49,025−72.7% | Reduced |
| Westwood Holdings Group Inc. | 18,450 | $202.0K | 0.00% | +18,450 | New |
| Jacobs Levy Equity Management, Inc | 19,741 | $216.0K | 0.00% | −191−1.0% | Reduced |
| Corton Capital Inc. | 21,985 | $241.0K | 0.11% | +21,985 | New |
| Bailard, Inc. | 25,820 | $282.0K | 0.01% | +25,820 | New |
| Allspring Global Investments Holdings, LLC | 26,464 | $289.0K | 0.00% | +26,464 | New |
| State of Wisconsin Investment Board | 29,700 | $325.0K | 0.00% | −4,200−12.4% | Reduced |
| Zacks Investment Management | 30,416 | $333.0K | 0.00% | +30,416 | New |
| Barclays PLC | 30,788 | $337.0K | 0.00% | +20,993+214.3% | Added |
| Rhumbline Advisers | 31,497 | $345.0K | 0.00% | +1,329+4.4% | Added |
| Occudo Quantitative Strategies LP | 36,587 | $400.0K | 0.04% | +10,035+37.8% | Added |
| Prelude Capital Management, LLC | 37,678 | $412.0K | 0.02% | +37,678 | New |
| Gsa Capital Partners LLP | 40,682 | $445.0K | 0.06% | −7,939−16.3% | Reduced |
| First Trust Advisors LP | 44,053 | $482.0K | 0.00% | −2,719−5.8% | Reduced |
| Heritage Investors Management Corp | 46,004 | $503.0K | 0.02% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 46,207 | $506.0K | 0.00% | +26,752+137.5% | Added |
| Wells Fargo & Company | 47,369 | $518.0K | 0.00% | −864,540−94.8% | Reduced |
| STRS Ohio | 48,500 | $530.0K | 0.00% | −1,200−2.4% | Reduced |
| Summit Global Investments | 51,600 | $565.0K | 0.04% | +8,900+20.8% | Added |
| Jump Financial, LLC | 51,900 | $568.0K | 0.04% | +31,000+148.3% | Added |
| Los Angeles Capital Management LLC | 53,811 | $589.0K | 0.00% | +53,811 | New |
| Boston Partners | 57,834 | $633.0K | 0.00% | +25,958+81.4% | Added |
| JPMorgan Chase & Co | 62,776 | $687.0K | 0.00% | +36,374+137.8% | Added |
| Diametric Capital, LP | 64,235 | $703.0K | 0.54% | +64,235 | New |
| Charles Schwab Investment Management Inc | 70,184 | $768.0K | 0.00% | +10,843+18.3% | Added |
| Susquehanna International Group, LLP | 78,026 | $854.0K | 0.00% | +43,245+124.3% | Added |
| Oberweis Asset Management Inc | 85,200 | $932.0K | 0.17% | +85,200 | New |
| Van Den Berg Management I, Inc | 87,122 | $953.0K | 0.17% | +15,639+21.9% | Added |
| Morgan Stanley | 88,200 | $964.0K | 0.00% | −181,369−67.3% | Reduced |
| Outfitter Financial LLC | 92,250 | $1.01M | 0.74% | −700−0.8% | Reduced |
| First Eagle Investment Management, LLC | 95,944 | $1.05M | 0.00% | +47,000+96.0% | Added |
| D. E. Shaw & Co., Inc. | 104,258 | $1.14M | 0.00% | −19,081−15.5% | Reduced |
| BNP Paribas Arbitrage, SA | 120,364 | $1.32M | 0.00% | +114,618+1,994.7% | Added |
| Arrowstreet Capital, Limited Partnership | 122,387 | $1.34M | 0.00% | +111,887+1,065.6% | Added |
| Bank of New York Mellon Corp | 125,350 | $1.37M | 0.00% | +35,495+39.5% | Added |
| Sanders Morris Harris LLC | 152,300 | $1.67M | 0.29% | +2,000+1.3% | Added |
| Davidson Kempner Capital Management LP | 177,419 | $1.69M | 0.03% | +177,419 | New |
| Citadel Advisors LLC | 160,693 | $1.76M | 0.00% | +103,572+181.3% | Added |
| Goldman Sachs Group Inc | 170,289 | $1.86M | 0.00% | +77,852+84.2% | Added |
| AQR Capital Management LLC | 171,883 | $1.88M | 0.00% | +68,843+66.8% | Added |
| Bank of America Corp | 177,176 | $1.94M | 0.00% | +13,015+7.9% | Added |
| SEI Investments Co | 188,535 | $2.06M | 0.00% | +79,912+73.6% | Added |
| Parametric Portfolio Associates LLC | 190,555 | $2.08M | 0.00% | +34,880+22.4% | Added |
| Invesco Ltd. | 192,601 | $2.11M | 0.00% | +170,676+778.5% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 213,990 | $2.34M | 0.01% | +126,433+144.4% | Added |
| Victory Capital Management Inc | 217,124 | $2.38M | 0.00% | +22,891+11.8% | Added |
| Millennium Management LLC | 237,574 | $2.60M | 0.00% | +157,199+195.6% | Added |
| Rothschild & Co Asset Management US Inc. | 237,820 | $2.60M | 0.03% | +237,820 | New |
| Prudential Financial Inc | 243,305 | $2.66M | 0.00% | +118,785+95.4% | Added |
| Ameriprise Financial Inc | 279,074 | $3.05M | 0.00% | +103,320+58.8% | Added |
| Russell Investments Group, Ltd. | 280,097 | $3.06M | 0.00% | +107,132+61.9% | Added |
| Foundry Partners, LLC | 308,655 | $3.38M | 0.12% | +308,655 | New |
| Fisher Asset Management, LLC | 311,612 | $3.41M | 0.00% | +183,965+144.1% | Added |
| Northern Trust Corp | 321,122 | $3.51M | 0.00% | +3,728+1.2% | Added |
| Bridgeway Capital Management, LLC | 341,055 | $3.73M | 0.07% | −14,600−4.1% | Reduced |
| Monarch Partners Asset Management LLC | 444,291 | $4.86M | 0.99% | −581,557−56.7% | Reduced |
| State Street Corp | 484,952 | $5.30M | 0.00% | −2,874−0.6% | Reduced |