SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,139
- +128 vs. Q3 2023
- Shares held
- 32.3M
- +6.95M (+27.4%) vs. Q3 2023
- Total value
- $11.9B
- +$3.41B (+40.1%) vs. Q3 2023
- New holders
- 182
- 338 more added
- Sold out
- 54
- 343 more reduced
14 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capstone Investment Advisors, LLC | 3,214 | $1.21M | 0.02% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 3,250 | $1.22M | 0.08% | −72−2.2% | Reduced |
| Flputnam Investment Management Co | 3,261 | $1.23M | 0.03% | −66−2.0% | Reduced |
| Clear Creek Financial Management, LLC | 3,279 | $1.24M | 0.20% | −144−4.2% | Reduced |
| Ausdal Financial Partners, Inc. | 3,302 | $1.24M | 0.15% | +197+6.3% | Added |
| Resonant Capital Advisors, LLC | 3,300 | $1.25M | 0.12% | 00.0% | Unchanged |
| Lionsbridge Wealth Management LLC | 3,329 | $1.25M | 1.00% | +3,329 | New |
| U.S. Capital Wealth Advisors, LLC | 3,346 | $1.26M | 0.05% | −1,275−27.6% | Reduced |
| Fortress Wealth Group, LLC | 3,357 | $1.27M | 0.75% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,360 | $1.27M | 0.34% | +2,650+373.2% | Added |
| Gallacher Capital Management LLC | 3,360 | $1.27M | 0.71% | −251−7.0% | Reduced |
| Onyx Bridge Wealth Group LLC | 3,386 | $1.28M | 0.26% | −52−1.5% | Reduced |
| W.H. Cornerstone Investments Inc. | 3,388 | $1.28M | 1.01% | +18+0.5% | Added |
| Motco | 3,403 | $1.28M | 0.08% | 00.0% | Unchanged |
| Verdence Capital Advisors LLC | 3,408 | $1.28M | 0.12% | 00.0% | Unchanged |
| Auxano Advisors, LLC | 3,414 | $1.29M | 0.43% | 00.0% | Unchanged |
| Bradley Foster & Sargent Inc | 3,449 | $1.30M | 0.03% | −1,449−29.6% | Reduced |
| Flagship Harbor Advisors, LLC | 3,460 | $1.30M | 0.09% | +38+1.1% | Added |
| Summit Financial, LLC | 3,473 | $1.31M | 0.09% | +1,308+60.4% | Added |
| Heritage Investment Group, Inc. | 3,480 | $1.31M | 0.29% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 3,495 | $1.32M | 0.15% | 00.0% | Unchanged |
| Clear Point Advisors Inc. | 3,523 | $1.33M | 1.17% | +3,523 | New |
| FSM Wealth Advisors, LLC | 3,527 | $1.33M | 0.57% | −948−21.2% | Reduced |
| Constant Guidance Financial LLC | 3,528 | $1.33M | 1.35% | +2,275+181.6% | Added |
| Raab & Moskowitz Asset Management LLC | 3,536 | $1.33M | 0.42% | −219−5.8% | Reduced |
| Moody Lynn & Lieberson, LLC | 3,555 | $1.34M | 0.10% | 00.0% | Unchanged |
| Envestnet Portfolio Solutions, Inc. | 3,563 | $1.34M | 0.01% | −27−0.8% | Reduced |
| Roundview Capital LLC | 3,571 | $1.35M | 0.12% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 3,596 | $1.36M | 0.02% | +1,155+47.3% | Added |
| Umb Bank N A | 3,635 | $1.37M | 0.02% | 00.0% | Unchanged |
| TD Asset Management Inc | 3,638 | $1.37M | 0.00% | +538+17.4% | Added |
| Institute for Wealth Management, LLC. | 3,644 | $1.37M | 0.22% | +2+0.1% | Added |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,650 | $1.38M | 0.15% | +185+5.3% | Added |
| Prime Capital Investment Advisors, LLC | 3,678 | $1.39M | 0.02% | −6−0.2% | Reduced |
| Sharper & Granite LLC | 3,685 | $1.39M | 0.72% | −10−0.3% | Reduced |
| Cozad Asset Management Inc | 3,714 | $1.40M | 0.16% | −186−4.8% | Reduced |
| Verus Capital Partners, LLC | 3,727 | $1.40M | 0.17% | −81−2.1% | Reduced |
| Warren Averett Asset Management, LLC | 3,752 | $1.41M | 0.05% | +902+31.6% | Added |
| Morton Capital Management LLC | 3,771 | $1.42M | 0.42% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 3,777 | $1.42M | 0.01% | −1,028−21.4% | Reduced |
| Change Path, LLC | 3,779 | $1.42M | 0.09% | +94+2.6% | Added |
| Prudential PLC | 3,780 | $1.42M | 0.02% | 00.0% | Unchanged |
| Signature Securities Group Corporation | 3,776 | $1.43M | 0.45% | +230+6.5% | Added |
| Joel Isaacson & Co., LLC | 3,788 | $1.43M | 0.09% | +122+3.3% | Added |
| Sovereign Financial Group, Inc. | 3,800 | $1.43M | 0.44% | +1,764+86.6% | Added |
| Valley National Advisers Inc | 3,809 | $1.44M | 0.23% | −737−16.2% | Reduced |
| Aull & Monroe Investment Management Corp | 3,815 | $1.44M | 0.71% | 00.0% | Unchanged |
| Connecticut Wealth Management, LLC | 3,831 | $1.44M | 0.08% | 00.0% | Unchanged |
| Epic Trust Investment Advisors, LLC | 3,858 | $1.45M | 1.95% | −135−3.4% | Reduced |
| Cutter & CO Brokerage, Inc. | 3,860 | $1.45M | 0.40% | +42+1.1% | Added |
| Quantinno Capital Management LP | 3,865 | $1.46M | 0.05% | −288−6.9% | Reduced |
| Community Trust & Investment Co | 3,900 | $1.47M | 0.11% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 3,907 | $1.47M | 0.35% | −2,803−41.8% | Reduced |
| Leo Wealth, LLC | 3,910 | $1.47M | 0.15% | +3,910 | New |
| TCG Advisory Services, LLC | 3,918 | $1.48M | 0.10% | +2,657+210.7% | Added |
| Tocqueville Asset Management L.P. | 3,920 | $1.48M | 0.03% | +70+1.8% | Added |
| American Financial & Tax Strategies Inc | 3,938 | $1.48M | 0.85% | +3,938 | New |
| Stokes Family Office, LLC | 3,953 | $1.49M | 0.20% | −752−16.0% | Reduced |
| Jackson Hole Capital Partners, LLC | 3,955 | $1.49M | 0.38% | +10+0.3% | Added |
| Kovack Advisors, Inc. | 3,961 | $1.49M | 0.18% | +785+24.7% | Added |
| Csenge Advisory Group | 3,967 | $1.49M | 0.09% | +46+1.2% | Added |
| Centaurus Financial, Inc. | 3,986 | $1.50M | 0.11% | +60+1.5% | Added |
| NBC Securities, Inc. | 3,996 | $1.51M | 0.15% | −670−14.4% | Reduced |
| Balyasny Asset Management LLC | 4,000 | $1.51M | 0.00% | −14,186−78.0% | Reduced |
| Ashford Advisors, LLC | 4,000 | $1.51M | 0.42% | 00.0% | Unchanged |
| Lake Street Advisors Group, LLC | 3,995 | $1.51M | 0.08% | +3,995 | New |
| Purus Wealth Management, LLC | 4,016 | $1.51M | 0.88% | −5−0.1% | Reduced |
| NBT Bank N A | 4,022 | $1.52M | 0.12% | +100+2.5% | Added |
| DB Wealth Management Group, LLC | 4,124 | $1.55M | 0.88% | −9,369−69.4% | Reduced |
| Apriem Advisors | 4,150 | $1.56M | 0.21% | 00.0% | Unchanged |
| Centennial Bank | 4,150 | $1.56M | 0.93% | +900+27.7% | Added |
| Lincoln National Corp | 4,162 | $1.57M | 0.03% | +66+1.6% | Added |
| Capital Investment Advisory Services, LLC | 4,163 | $1.57M | 0.15% | −78−1.8% | Reduced |
| Peak Planning Group, LLC | 4,167 | $1.57M | 1.13% | −565−11.9% | Reduced |
| Cambridge Advisors Inc. | 4,180 | $1.58M | 0.40% | 00.0% | Unchanged |
| Fifth Third Securities, Inc. | 4,174 | $1.58M | 0.16% | +173+4.3% | Added |
| CoreCap Advisors, LLC | 4,201 | $1.58M | 0.10% | +1,618+62.6% | Added |
| Patton Albertson Miller Group, LLC | 4,220 | $1.59M | 0.27% | −103−2.4% | Reduced |
| Alta Wealth Advisors LLC | 4,236 | $1.60M | 0.89% | −29−0.7% | Reduced |
| Country Club Bank | 4,240 | $1.60M | 0.12% | +35+0.8% | Added |
| Ayalon Holdings Ltd. | 4,357 | $1.64M | 0.60% | +4,357 | New |
| CAPROCK Group, Inc. | 4,405 | $1.66M | 0.11% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 4,416 | $1.66M | 0.62% | −39−0.9% | Reduced |
| CPR Investments Inc. | 4,423 | $1.67M | 1.62% | +1,530+52.9% | Added |
| Ancora Advisors, LLC | 4,478 | $1.69M | 0.04% | −79−1.7% | Reduced |
| Mission Wealth Management, LP | 4,506 | $1.70M | 0.06% | +386+9.4% | Added |
| NWF Advisory Services Inc. | 4,527 | $1.71M | 0.34% | +119+2.7% | Added |
| Embree Financial Group | 4,543 | $1.71M | 0.36% | +4,543 | New |
| Two Sigma Investments, LP | 4,550 | $1.71M | 0.00% | +1,750+62.5% | Added |
| Essex Financial Services, Inc. | 4,613 | $1.74M | 0.18% | −34−0.7% | Reduced |
| Pathstone Holdings, LLC | 4,663 | $1.76M | 0.01% | +4,663 | New |
| Sigma Planning Corp | 4,680 | $1.76M | 0.14% | −3,499−42.8% | Reduced |
| Mill Creek Capital Advisors, LLC | 4,693 | $1.77M | 0.05% | 00.0% | Unchanged |
| Gray Wealth Management Inc. | 4,757 | $1.79M | 0.87% | −354−6.9% | Reduced |
| Greenfield Savings Bank | 4,781 | $1.80M | 1.04% | +112+2.4% | Added |
| Intrepid Financial Planning Group LLC | 4,814 | $1.81M | 0.87% | −106−2.2% | Reduced |
| Scotia Capital Inc. | 4,820 | $1.82M | 0.01% | −793−14.1% | Reduced |
| Analyst IMS Investment Management Services Ltd. | 4,840 | $1.82M | 0.09% | 00.0% | Unchanged |
| Keybank National Association | 4,910 | $1.85M | 0.01% | −435−8.1% | Reduced |
| Advisory Alpha, LLC | 4,929 | $1.86M | 0.09% | −97−1.9% | Reduced |