SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,139
- +128 vs. Q3 2023
- Shares held
- 32.3M
- +6.95M (+27.4%) vs. Q3 2023
- Total value
- $11.9B
- +$3.41B (+40.1%) vs. Q3 2023
- New holders
- 182
- 338 more added
- Sold out
- 54
- 343 more reduced
14 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oversea-Chinese Banking CORP Ltd | 9,583 | $3.61M | 0.13% | 00.0% | Unchanged |
| Tufton Capital Management | 10,257 | $3.87M | 0.81% | −980−8.7% | Reduced |
| Foundations Investment Advisors, LLC | 10,442 | $4.02M | 0.11% | −6,805−39.5% | Reduced |
| Insigneo Advisory Services, LLC | 10,665 | $4.03M | 0.57% | +4,844+83.2% | Added |
| Brighton Jones LLC | 10,847 | $4.09M | 0.17% | +1,206+12.5% | Added |
| Camden Capital, LLC | 10,915 | $4.11M | 0.42% | +2,007+22.5% | Added |
| Narwhal Capital Management | 11,080 | $4.18M | 0.46% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 11,246 | $4.24M | 0.08% | +1,401+14.2% | Added |
| Tortoise Investment Management, LLC | 11,592 | $4.37M | 0.59% | −146−1.2% | Reduced |
| Great Valley Advisor Group, Inc. | 11,674 | $4.40M | 0.15% | −628−5.1% | Reduced |
| Thrivent Financial for Lutherans | 11,841 | $4.46M | 0.01% | +5,392+83.6% | Added |
| Transcend Wealth Collective, LLC | 11,850 | $4.47M | 0.40% | +5,157+77.1% | Added |
| Bay Rivers Group | 11,995 | $4.52M | 2.84% | −10−0.1% | Reduced |
| Miller Investment Management, LP | 12,010 | $4.53M | 0.64% | +12,010 | New |
| Montag A & Associates Inc | 12,200 | $4.61M | 0.26% | −92−0.7% | Reduced |
| Group One Trading, L.P. | 12,262 | $4.62M | 0.15% | −853−6.5% | Reduced |
| Brown Advisory Inc | 12,315 | $4.64M | 0.01% | −2,339−16.0% | Reduced |
| Greenwich Wealth Management LLC | 12,356 | $4.66M | 0.46% | +446+3.7% | Added |
| Nwam LLC | 12,391 | $4.67M | 0.38% | −341−2.7% | Reduced |
| Advisors Management Group Inc | 12,461 | $4.70M | 1.28% | −105−0.8% | Reduced |
| Edgestream Partners, L.P. | 12,487 | $4.71M | 0.34% | +2,404+23.8% | Added |
| IFG Advisors, LLC | 12,542 | $4.73M | 1.39% | −60.0% | Reduced |
| Vivid Wealth Management, LLC | 12,573 | $4.74M | 3.22% | +12,573 | New |
| Guardian Asset Advisors, LLC | 12,611 | $4.75M | 4.46% | +12,611 | New |
| Neuberger Berman Group LLC | 12,887 | $4.86M | 0.00% | +1,303+11.2% | Added |
| Venture Visionary Partners LLC | 12,992 | $4.90M | 0.26% | −144−1.1% | Reduced |
| Christopher J. Hasenberg, Inc | 12,994 | $4.90M | 2.73% | +12,994 | New |
| Mission Creek Capital Partners, Inc. | 12,997 | $4.90M | 1.26% | +19+0.1% | Added |
| Miracle Mile Advisors, LLC | 13,019 | $4.91M | 0.13% | +417+3.3% | Added |
| American National Bank | 13,052 | $4.92M | 0.77% | −203−1.5% | Reduced |
| Truepoint, Inc. | 13,108 | $4.94M | 0.14% | −1,838−12.3% | Reduced |
| One Capital Management, LLC | 13,158 | $4.96M | 0.20% | +13,158 | New |
| Lido Advisors, LLC | 13,164 | $4.97M | 0.05% | −2,993−18.5% | Reduced |
| Cowa, LLC | 13,419 | $5.06M | 3.15% | −226−1.7% | Reduced |
| Pettinga Financial Advisors, LLC | 13,479 | $5.08M | 1.36% | −375−2.7% | Reduced |
| Coastwise Capital Group, LLC | 13,508 | $5.09M | 5.19% | +5,628+71.4% | Added |
| Brookstone Capital Management | 13,515 | $5.09M | 0.10% | −23,284−63.3% | Reduced |
| Thoroughbred Financial Services, LLC | 13,528 | $5.10M | 0.41% | −11−0.1% | Reduced |
| Pinnacle Family Advisors, LLC | 13,616 | $5.13M | 3.02% | +10,452+330.3% | Added |
| Frank, Rimerman Advisors LLC | 13,953 | $5.26M | 1.10% | +342+2.5% | Added |
| Birinyi Associates Inc | 13,954 | $5.26M | 1.87% | −6,345−31.3% | Reduced |
| Prudential Financial Inc | 13,955 | $5.26M | 0.01% | −3,821−21.5% | Reduced |
| Harbour Investments, Inc. | 14,120 | $5.32M | 0.22% | +1,849+15.1% | Added |
| LM Advisors LLC | 14,213 | $5.36M | 1.08% | +14,213 | New |
| Traction Financial Partners, LLC | 14,227 | $5.36M | 3.60% | +14,227 | New |
| Intergy Private Wealth, LLC | 14,255 | $5.37M | 2.32% | +135+1.0% | Added |
| Foster Group, Inc. | 16,180 | $5.42M | 0.33% | 00.0% | Unchanged |
| Natixis Advisors, L.P. | 14,432 | $5.44M | 0.01% | +2,204+18.0% | Added |
| Iowa State Bank | 14,870 | $5.60M | 1.34% | 00.0% | Unchanged |
| Bremer Bank National Association | 14,957 | $5.64M | 1.05% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 15,256 | $5.75M | 0.31% | +3,034+24.8% | Added |
| National Asset Management, Inc. | 15,287 | $5.77M | 0.16% | −951−5.9% | Reduced |
| Dynamic Advisor Solutions LLC | 15,554 | $5.83M | 0.22% | +2,521+19.3% | Added |
| Summit Asset Management, LLC | 15,462 | $5.83M | 1.39% | −281−1.8% | Reduced |
| Northern Financial Advisors Inc | 15,529 | $5.85M | 4.93% | −1,977−11.3% | Reduced |
| Cresset Asset Management, LLC | 15,718 | $5.93M | 0.04% | −50.0% | Reduced |
| D.A. Davidson & Co. | 15,797 | $5.95M | 0.06% | +8,066+104.3% | Added |
| Blue Bell Private Wealth Management, LLC | 16,063 | $6.05M | 1.45% | −131−0.8% | Reduced |
| Sowell Financial Services LLC | 16,055 | $6.06M | 0.33% | +114+0.7% | Added |
| Renaissance Technologies LLC | 16,300 | $6.14M | 0.01% | +16,300 | New |
| Johnson Investment Counsel Inc | 16,361 | $6.17M | 0.07% | −95−0.6% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 16,502 | $6.22M | 0.73% | −865−5.0% | Reduced |
| Gladstone Institutional Advisory LLC | 16,595 | $6.25M | 0.35% | +188+1.1% | Added |
| Kingswood Wealth Advisors, LLC | 16,736 | $6.31M | 0.72% | +14,016+515.3% | Added |
| Smith Anglin Financial, LLC | 16,838 | $6.35M | 0.73% | −2,623−13.5% | Reduced |
| Mercer Global Advisors Inc | 16,965 | $6.39M | 0.02% | +7,672+82.6% | Added |
| Cornerstone Wealth Management, LLC | 17,022 | $6.41M | 0.55% | +823+5.1% | Added |
| Stratos Wealth Partners, LTD. | 17,272 | $6.51M | 0.12% | +510+3.0% | Added |
| Worth Asset Management, LLC | 17,304 | $6.52M | 4.66% | +17,304 | New |
| Regions Financial Corp | 17,330 | $6.53M | 0.05% | −319−1.8% | Reduced |
| Magnolia Capital Management Ltd | 17,410 | $6.56M | 5.98% | −17−0.1% | Reduced |
| King Wealth | 17,419 | $6.57M | 1.27% | −146−0.8% | Reduced |
| FOCUS Wealth Advisors, LLC | 17,732 | $6.68M | 4.23% | +2,813+18.9% | Added |
| Equitable Holdings, Inc. | 17,954 | $6.77M | 0.08% | +4,072+29.3% | Added |
| Wealth Quarterback LLC | 18,227 | $6.87M | 4.19% | +1,358+8.1% | Added |
| Beacon Pointe Advisors, LLC | 18,846 | $7.10M | 0.09% | +8,710+85.9% | Added |
| Peapack Gladstone Financial Corp | 18,854 | $7.11M | 0.12% | −89−0.5% | Reduced |
| Curtis Advisory Group, LLC | 18,943 | $7.14M | 3.26% | −2,018−9.6% | Reduced |
| Capital Management Associates, Inc | 19,228 | $7.25M | 6.56% | +19,228 | New |
| Paloma Partners Management Co | 19,269 | $7.26M | 1.19% | +16,247+537.6% | Added |
| Washington Capital Management Inc | 19,416 | $7.32M | 6.26% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 19,470 | $7.34M | 0.66% | −1,900−8.9% | Reduced |
| RFG Advisory, LLC | 19,491 | $7.35M | 0.29% | +6,206+46.7% | Added |
| J.W. Cole Advisors, Inc. | 19,905 | $7.50M | 0.44% | +9,135+84.8% | Added |
| Clarity Wealth Advisors, LLC | 19,937 | $7.51M | 2.84% | +7,003+54.1% | Added |
| GHP Investment Advisors, Inc. | 19,978 | $7.53M | 0.41% | −312−1.5% | Reduced |
| Armbruster Capital Management, Inc. | 20,298 | $7.65M | 1.74% | +3,400+20.1% | Added |
| Stratos Wealth Advisors, LLC | 20,325 | $7.66M | 0.44% | +779+4.0% | Added |
| Kestra Private Wealth Services, LLC | 20,394 | $7.69M | 0.20% | −238−1.2% | Reduced |
| EP Wealth Advisors, LLC | 20,470 | $7.71M | 0.10% | −656−3.1% | Reduced |
| Arete Wealth Advisors, LLC | 20,582 | $7.76M | 0.59% | +595+3.0% | Added |
| Parallax Volatility Advisers, L.P. | 20,755 | $7.82M | 0.22% | −39,831−65.7% | Reduced |
| Credit Agricole S A | 20,812 | $7.84M | 0.16% | −193−0.9% | Reduced |
| Wade G W & Inc | 20,813 | $7.84M | 0.25% | +1,637+8.5% | Added |
| Ameritas Advisory Services, LLC | 20,550 | $7.91M | 0.44% | −12,878−38.5% | Reduced |
| First Heartland Consultants, Inc. | 21,563 | $8.13M | 0.98% | +11,736+119.4% | Added |
| Royal Fund Management, LLC | 21,629 | $8.15M | 1.03% | −9,572−30.7% | Reduced |
| Allworth Financial LP | 21,957 | $8.28M | 0.06% | +876+4.2% | Added |
| AlphaStar Capital Management, LLC | 11,041 | $8.33M | 0.76% | +11,041 | New |
| Snowden Capital Advisors LLC | 22,778 | $8.58M | 0.33% | −100−0.4% | Reduced |