SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,025
- +7 vs. Q2 2023
- Shares held
- 25.5M
- −3.08M (−10.8%) vs. Q2 2023
- Total value
- $8.56B
- −$1.26B (−12.8%) vs. Q2 2023
- New holders
- 72
- 343 more added
- Sold out
- 65
- 336 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Money Concepts Capital Corp | 3,380 | $1.13M | 0.12% | −185−5.2% | Reduced |
| W.H. Cornerstone Investments Inc. | 3,370 | $1.13M | 0.99% | −3−0.1% | Reduced |
| Grandview Asset Management LLC | 3,350 | $1.12M | 0.64% | −228−6.4% | Reduced |
| Flputnam Investment Management Co | 3,327 | $1.11M | 0.03% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 3,322 | $1.11M | 0.08% | −365−9.9% | Reduced |
| Resonant Capital Advisors, LLC | 3,300 | $1.11M | 0.12% | 00.0% | Unchanged |
| Fortress Wealth Group, LLC | 3,357 | $1.11M | 0.74% | 00.0% | Unchanged |
| Moss Adams Wealth Advisors LLC | 3,285 | $1.10M | 0.38% | 00.0% | Unchanged |
| Centennial Bank | 3,250 | $1.09M | 0.75% | +700+27.5% | Added |
| Newbridge Financial Services Group, Inc. | 3,233 | $1.08M | 0.54% | −172−5.1% | Reduced |
| Capstone Investment Advisors, LLC | 3,214 | $1.08M | 0.03% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 3,179 | $1.07M | 0.12% | +2,730+608.0% | Added |
| Kovack Advisors, Inc. | 3,176 | $1.06M | 0.15% | +21+0.7% | Added |
| Pinnacle Family Advisors, LLC | 3,164 | $1.06M | 0.61% | +18+0.6% | Added |
| Jefferies Financial Group Inc. | 3,163 | $1.06M | 0.03% | +17+0.5% | Added |
| Banta Asset Management LP | 3,160 | $1.06M | 1.32% | −140−4.2% | Reduced |
| Balboa Wealth Partners | 3,121 | $1.05M | 0.39% | −1,759−36.0% | Reduced |
| Raymond James Trust N.A. | 3,116 | $1.04M | 0.03% | −8−0.3% | Reduced |
| Ausdal Financial Partners, Inc. | 3,105 | $1.04M | 0.14% | −70−2.2% | Reduced |
| TD Asset Management Inc | 3,100 | $1.04M | 0.00% | +700+29.2% | Added |
| Perigon Wealth Management, LLC | 3,082 | $1.03M | 0.04% | −85−2.7% | Reduced |
| Boston Private Wealth LLC | 3,076 | $1.03M | 0.02% | +575+23.0% | Added |
| Central Trust Co | 3,066 | $1.03M | 0.03% | +16+0.5% | Added |
| CRA Financial Services, LLC | 3,040 | $1.02M | 0.28% | +35+1.2% | Added |
| Paloma Partners Management Co | 3,022 | $1.01M | 0.21% | −18,529−86.0% | Reduced |
| Northern Capital Management, Inc. | 3,022 | $1.01M | 0.95% | 00.0% | Unchanged |
| Eagle Capital Management, LLC | 3,017 | $1.01M | 0.56% | 00.0% | Unchanged |
| Blackston Financial Advisory Group, LLC | 3,017 | $1.01M | 0.70% | +977+47.9% | Added |
| Chelsea Counsel Co | 3,000 | $1.01M | 0.52% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 2,971 | $995.2K | 0.15% | −63−2.1% | Reduced |
| Morningstar Investment Services LLC | 2,951 | $993.0K | 0.01% | −826−21.9% | Reduced |
| Wealth Management Partners, LLC | 2,958 | $990.8K | 0.62% | −34−1.1% | Reduced |
| Smith, Moore & Co. | 2,911 | $975.1K | 0.13% | +2+0.1% | Added |
| Koss-Olinger Consulting, LLC | 2,910 | $975.0K | 0.14% | −180−5.8% | Reduced |
| CPR Investments Inc. | 2,893 | $969.0K | 1.04% | +94+3.4% | Added |
| Peoples Bank | 2,890 | $968.0K | 0.83% | +2,890 | New |
| Castle Rock Wealth Management, LLC | 2,896 | $967.1K | 0.32% | 00.0% | Unchanged |
| Iams Wealth Management, LLC | 2,887 | $967.0K | 0.67% | +2,887 | New |
| Mayflower Financial Advisors, LLC | 2,885 | $966.4K | 0.14% | −254−8.1% | Reduced |
| Wealthcare Advisory Partners LLC | 2,874 | $962.5K | 0.04% | +119+4.3% | Added |
| Harvest Investment Services, LLC | 2,873 | $962.3K | 0.62% | −4,521−61.1% | Reduced |
| Wexford Capital LP | 2,869 | $961.0K | 0.22% | +2,869 | New |
| Warren Averett Asset Management, LLC | 2,850 | $954.5K | 0.04% | +254+9.8% | Added |
| Tudor Investment Corp Et Al | 2,844 | $952.6K | 0.01% | +2,844 | New |
| Tiaa Trust, National Association | 2,823 | $945.6K | 0.00% | +2,823 | New |
| We Are One Seven, LLC | 2,809 | $940.8K | 0.07% | −44−1.5% | Reduced |
| American Planning Services, Inc. | 2,804 | $939.2K | 0.62% | −30−1.1% | Reduced |
| First PREMIER Bank | 2,800 | $938.0K | 0.29% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 2,800 | $937.9K | 0.00% | −437,650−99.4% | Reduced |
| Allianz Asset Management GmbH | 2,800 | $937.9K | 0.00% | +2,800 | New |
| Financial Advocates Investment Management | 2,790 | $934.5K | 0.07% | +34+1.2% | Added |
| Hilltop Holdings Inc. | 2,773 | $928.8K | 0.12% | +205+8.0% | Added |
| Lane & Associates LLC | 2,768 | $927.3K | 0.75% | −53−1.9% | Reduced |
| Telemus Capital, LLC | 2,762 | $925.0K | 0.09% | 00.0% | Unchanged |
| Kingswood Wealth Advisors, LLC | 2,720 | $911.1K | 0.16% | +100+3.8% | Added |
| Hancock Whitney Corp | 2,691 | $901.4K | 0.04% | +24+0.9% | Added |
| Tompkins Financial Corp | 2,685 | $899.3K | 0.14% | 00.0% | Unchanged |
| Commerce Bank | 2,682 | $898.3K | 0.01% | +20+0.8% | Added |
| Pensionmark Financial Group, LLC | 2,664 | $894.8K | 0.18% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 2,663 | $891.8K | 0.14% | +10.0% | Added |
| Optiver Holding B.V. | 2,638 | $883.6K | 0.03% | +2,638 | New |
| Modera Wealth Management, LLC | 2,632 | $881.5K | 0.02% | −382−12.7% | Reduced |
| Round Rock Advisors, LLC | 2,590 | $867.5K | 0.33% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,583 | $865.0K | 0.06% | −3,603−58.2% | Reduced |
| Lazard Asset Management LLC | 2,585 | $865.0K | 0.00% | 00.0% | Unchanged |
| Banque Pictet & Cie SA | 2,570 | $860.8K | 0.01% | −2,510−49.4% | Reduced |
| Belpointe Asset Management LLC | 2,562 | $858.4K | 0.09% | −8,465−76.8% | Reduced |
| V Wealth Advisors LLC | 2,547 | $853.1K | 0.69% | −1,805−41.5% | Reduced |
| Citizens & Northern Corp | 2,543 | $851.8K | 0.34% | 00.0% | Unchanged |
| Adviser Investments LLC | 2,536 | $849.3K | 0.02% | +746+41.7% | Added |
| Widmann Financial Services, Inc. | 2,534 | $848.6K | 0.85% | −44−1.7% | Reduced |
| Advanced Asset Management Advisors Inc | 2,532 | $848.1K | 0.20% | −340−11.8% | Reduced |
| Private Portfolio Partners LLC | 2,498 | $836.9K | 0.22% | −49−1.9% | Reduced |
| GPS Wealth Strategies Group, LLC | 2,469 | $827.1K | 0.16% | −116−4.5% | Reduced |
| Wetherby Asset Management Inc | 2,468 | $826.7K | 0.05% | −414−14.4% | Reduced |
| Citadel Advisors LLC | 2,467 | $826.3K | 0.00% | −152,302−98.4% | Reduced |
| JDM Financial Group LLC | 2,444 | $818.6K | 0.75% | +3+0.1% | Added |
| SeaCrest Wealth Management, LLC | 2,443 | $818.3K | 0.11% | −45−1.8% | Reduced |
| Sequoia Financial Advisors, LLC | 2,441 | $817.5K | 0.01% | −208−7.9% | Reduced |
| Moors & Cabot, Inc. | 2,435 | $815.6K | 0.06% | −88−3.5% | Reduced |
| Kelman-Lazarov, Inc. | 2,426 | $812.6K | 0.19% | −57−2.3% | Reduced |
| HBK Sorce Advisory LLC | 2,421 | $810.8K | 0.04% | −22−0.9% | Reduced |
| First National Bank Sioux Falls | 2,401 | $804.2K | 0.48% | +1,373+133.6% | Added |
| Financial Alternatives, Inc | 2,395 | $802.2K | 0.74% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 2,394 | $802.0K | 0.07% | −67−2.7% | Reduced |
| Sandy Spring Bank | 2,386 | $799.3K | 0.04% | 00.0% | Unchanged |
| Vigilare Wealth Management | 2,365 | $792.0K | 0.51% | +2+0.1% | Added |
| First City Capital Management, Inc. | 2,341 | $784.2K | 0.49% | 00.0% | Unchanged |
| Kesler, Norman & Wride, LLC | 2,338 | $783.0K | 0.20% | −4−0.2% | Reduced |
| Strategies Wealth Advisors, LLC | 2,304 | $771.6K | 0.15% | +9+0.4% | Added |
| Zhang Financial LLC | 2,303 | $771.4K | 0.08% | 00.0% | Unchanged |
| WBH Advisory Inc | 2,298 | $769.6K | 0.09% | +171+8.0% | Added |
| Duncker Streett & Co Inc | 2,294 | $768.4K | 0.18% | +10.0% | Added |
| Clearstead Advisors, LLC | 2,287 | $766.0K | 0.05% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 2,263 | $758.0K | 0.00% | +33+1.5% | Added |
| GYL Financial Synergies, LLC | 2,262 | $757.7K | 0.07% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 2,270 | $751.4K | 0.41% | +112+5.2% | Added |
| Pegasus Asset Management, Inc. | 2,235 | $748.6K | 0.35% | −30−1.3% | Reduced |
| Pacific Financial Group Inc | 2,212 | $740.9K | 0.48% | −31−1.4% | Reduced |
| Toroso Investments, LLC | 2,203 | $737.9K | 0.02% | +2,203 | New |