SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,025
- +7 vs. Q2 2023
- Shares held
- 25.5M
- −3.08M (−10.8%) vs. Q2 2023
- Total value
- $8.56B
- −$1.26B (−12.8%) vs. Q2 2023
- New holders
- 72
- 343 more added
- Sold out
- 65
- 336 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Asset Dedication, LLC | 5,610 | $1.88M | 0.16% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 5,597 | $1.87M | 0.55% | +89+1.6% | Added |
| Advisor Resource Council | 5,543 | $1.86M | 1.23% | +239+4.5% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 5,411 | $1.81M | 0.04% | +5,411 | New |
| Oliver Lagore Vanvalin Investment Group | 5,372 | $1.80M | 0.71% | +256+5.0% | Added |
| Keybank National Association | 5,345 | $1.79M | 0.01% | −8−0.1% | Reduced |
| Grimes & Company, Inc. | 5,271 | $1.77M | 0.07% | +35+0.7% | Added |
| Focus Financial Network, Inc. | 5,267 | $1.76M | 0.10% | −245−4.4% | Reduced |
| Edge Capital Group, LLC | 5,259 | $1.76M | 0.11% | 00.0% | Unchanged |
| Quantbot Technologies LP | 5,256 | $1.76M | 0.12% | +1,428+37.3% | Added |
| South State Corp. | 5,209 | $1.74M | 0.17% | −10.0% | Reduced |
| Second Half Financial Partners, LLC | 5,208 | $1.74M | 0.87% | −20,637−79.8% | Reduced |
| Apexium Financial, LP | 5,139 | $1.72M | 0.17% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 5,137 | $1.72M | 0.09% | +530+11.5% | Added |
| Gray Wealth Management Inc. | 5,111 | $1.71M | 0.88% | +136+2.7% | Added |
| CWM, LLC | 5,064 | $1.70M | 0.01% | −657−11.5% | Reduced |
| Bradley Foster & Sargent Inc | 4,898 | $1.68M | 0.04% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 5,026 | $1.68M | 0.09% | +92+1.9% | Added |
| American State Bank (Iowa) | 4,992 | $1.67M | 1.20% | 00.0% | Unchanged |
| Intrepid Financial Planning Group LLC | 4,920 | $1.65M | 0.85% | −496−9.2% | Reduced |
| Analyst IMS Investment Management Services Ltd. | 4,840 | $1.63M | 0.10% | 00.0% | Unchanged |
| Lakeview Capital Partners, LLC | 4,814 | $1.61M | 0.31% | +530+12.4% | Added |
| Vontobel Holding Ltd. | 4,805 | $1.61M | 0.01% | −153−3.1% | Reduced |
| Peak Planning Group, LLC | 4,732 | $1.59M | 1.24% | −343−6.8% | Reduced |
| Stokes Family Office, LLC | 4,705 | $1.58M | 0.18% | −286−5.7% | Reduced |
| Mill Creek Capital Advisors, LLC | 4,693 | $1.57M | 0.05% | −2,900−38.2% | Reduced |
| Greenfield Savings Bank | 4,669 | $1.56M | 0.98% | +8+0.2% | Added |
| NBC Securities, Inc. | 4,666 | $1.56M | 0.17% | +4,666 | New |
| CIBC Private Wealth Group, LLC | 4,652 | $1.56M | 0.00% | +2,031+77.5% | Added |
| Essex Financial Services, Inc. | 4,647 | $1.56M | 0.18% | −25−0.5% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 4,621 | $1.55M | 0.07% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 4,557 | $1.53M | 0.04% | 00.0% | Unchanged |
| Valley National Advisers Inc | 4,546 | $1.52M | 0.27% | −279−5.8% | Reduced |
| FSM Wealth Advisors, LLC | 4,475 | $1.50M | 0.75% | +6+0.1% | Added |
| WealthBridge Capital Management, LLC | 4,455 | $1.49M | 0.62% | +10.0% | Added |
| CAPROCK Group, Inc. | 4,405 | $1.48M | 0.11% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 4,408 | $1.48M | 0.35% | −633−12.6% | Reduced |
| Evoke Wealth, LLC | 4,395 | $1.48M | 0.05% | −220−4.8% | Reduced |
| Bessemer Group Inc | 4,398 | $1.47M | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 4,391 | $1.47M | 0.03% | −28−0.6% | Reduced |
| Fifth Third Bancorp | 4,357 | $1.46M | 0.01% | +315+7.8% | Added |
| Patton Albertson Miller Group, LLC | 4,323 | $1.45M | 0.28% | −160−3.6% | Reduced |
| Alta Wealth Advisors LLC | 4,265 | $1.43M | 0.88% | +3,071+257.2% | Added |
| Level Four Advisory Services, LLC | 4,254 | $1.42M | 0.09% | −2,196−34.0% | Reduced |
| Capital Investment Advisory Services, LLC | 4,241 | $1.42M | 0.14% | −189−4.3% | Reduced |
| Country Club Bank | 4,205 | $1.42M | 0.12% | +150+3.7% | Added |
| Cambridge Advisors Inc. | 4,180 | $1.40M | 0.38% | −115−2.7% | Reduced |
| Forum Financial Management, LP | 4,162 | $1.39M | 0.03% | +1,966+89.5% | Added |
| Quantinno Capital Management LP | 4,153 | $1.39M | 0.06% | −169−3.9% | Reduced |
| Apriem Advisors | 4,150 | $1.39M | 0.20% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 4,120 | $1.38M | 0.05% | −301−6.8% | Reduced |
| Lincoln National Corp | 4,096 | $1.37M | 0.03% | +492+13.7% | Added |
| Kingsview Wealth Management, LLC | 4,084 | $1.37M | 0.05% | +1,175+40.4% | Added |
| Purus Wealth Management, LLC | 4,021 | $1.35M | 0.91% | −93−2.3% | Reduced |
| Fifth Third Securities, Inc. | 4,001 | $1.34M | 0.15% | −259−6.1% | Reduced |
| United Capital Financial Advisers, LLC | 4,010 | $1.34M | 0.01% | +112+2.9% | Added |
| Ashford Advisors, LLC | 4,000 | $1.34M | 0.42% | 00.0% | Unchanged |
| Epic Trust Investment Advisors, LLC | 3,993 | $1.34M | 2.10% | −270−6.3% | Reduced |
| Jackson Hole Capital Partners, LLC | 3,945 | $1.32M | 0.39% | +18+0.5% | Added |
| Centaurus Financial, Inc. | 3,926 | $1.31M | 0.11% | −6,339−61.8% | Reduced |
| NBT Bank N A | 3,922 | $1.31M | 0.13% | −115−2.8% | Reduced |
| Csenge Advisory Group | 3,921 | $1.31M | 0.09% | +298+8.2% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,908 | $1.31M | 0.31% | +3,908 | New |
| Community Trust & Investment Co | 3,900 | $1.31M | 0.11% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 3,900 | $1.31M | 0.17% | +157+4.2% | Added |
| Merit Financial Group, LLC | 3,867 | $1.30M | 0.04% | +991+34.5% | Added |
| Hall Private Wealth Advisors | 3,857 | $1.29M | 0.87% | −61−1.6% | Reduced |
| Tocqueville Asset Management L.P. | 3,850 | $1.29M | 0.02% | 00.0% | Unchanged |
| Zimmermann Investment Management & Planning LLC | 3,844 | $1.29M | 0.62% | −6,859−64.1% | Reduced |
| Connecticut Wealth Management, LLC | 3,831 | $1.28M | 0.09% | +141+3.8% | Added |
| Cutter & CO Brokerage, Inc. | 3,818 | $1.28M | 0.37% | +569+17.5% | Added |
| Aull & Monroe Investment Management Corp | 3,815 | $1.28M | 0.67% | 00.0% | Unchanged |
| Verus Capital Partners, LLC | 3,808 | $1.28M | 0.18% | −249−6.1% | Reduced |
| Prudential PLC | 3,780 | $1.27M | 0.01% | −32,650−89.6% | Reduced |
| Morton Capital Management LLC | 3,771 | $1.26M | 0.45% | 00.0% | Unchanged |
| Raab & Moskowitz Asset Management LLC | 3,755 | $1.26M | 0.44% | −43−1.1% | Reduced |
| Sharper & Granite LLC | 3,695 | $1.24M | 0.72% | −5−0.1% | Reduced |
| Prime Capital Investment Advisors, LLC | 3,684 | $1.23M | 0.03% | +483+15.1% | Added |
| Change Path, LLC | 3,685 | $1.23M | 0.09% | −1,338−26.6% | Reduced |
| Joel Isaacson & Co., LLC | 3,666 | $1.23M | 0.08% | +9+0.2% | Added |
| Institute for Wealth Management, LLC. | 3,642 | $1.22M | 0.22% | −599−14.1% | Reduced |
| Umb Bank N A | 3,635 | $1.22M | 0.02% | +3,602+10,915.2% | Added |
| KCM Investment Advisors LLC | 3,613 | $1.21M | 0.05% | −1,500−29.3% | Reduced |
| Gallacher Capital Management LLC | 3,611 | $1.21M | 0.76% | +298+9.0% | Added |
| Envestnet Portfolio Solutions, Inc. | 3,590 | $1.20M | 0.01% | +3,590 | New |
| Roundview Capital LLC | 3,571 | $1.20M | 0.12% | −132−3.6% | Reduced |
| Compass Ion Advisors, LLC | 3,562 | $1.19M | 0.20% | +193+5.7% | Added |
| Signature Securities Group Corporation | 3,546 | $1.19M | 0.45% | +831+30.6% | Added |
| Moody Lynn & Lieberson, LLC | 3,555 | $1.19M | 0.10% | 00.0% | Unchanged |
| Fortune Financial Advisors, LLC | 3,523 | $1.18M | 0.90% | −28−0.8% | Reduced |
| Godsey & Gibb Associates | 3,495 | $1.17M | 0.14% | −35−1.0% | Reduced |
| Heritage Investment Group, Inc. | 3,480 | $1.17M | 0.32% | 00.0% | Unchanged |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,465 | $1.16M | 0.15% | −9,001−72.2% | Reduced |
| Onyx Bridge Wealth Group LLC | 3,438 | $1.15M | 0.27% | +92+2.7% | Added |
| Clear Creek Financial Management, LLC | 3,423 | $1.15M | 0.20% | −19,129−84.8% | Reduced |
| Flagship Harbor Advisors, LLC | 3,422 | $1.15M | 0.10% | +120+3.6% | Added |
| Rothschild Investment Corp | 3,421 | $1.15M | 0.10% | +57+1.7% | Added |
| Auxano Advisors, LLC | 3,414 | $1.14M | 0.47% | 00.0% | Unchanged |
| Verdence Capital Advisors LLC | 3,408 | $1.14M | 0.12% | −1,700−33.3% | Reduced |
| Motco | 3,403 | $1.14M | 0.08% | −167−4.7% | Reduced |