SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,025
- +7 vs. Q2 2023
- Shares held
- 25.5M
- −3.08M (−10.8%) vs. Q2 2023
- Total value
- $8.56B
- −$1.26B (−12.8%) vs. Q2 2023
- New holders
- 72
- 343 more added
- Sold out
- 65
- 336 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Moneta Group Investment Advisors LLC | 9,845 | $3.30M | 0.07% | −40−0.4% | Reduced |
| Edgestream Partners, L.P. | 10,083 | $3.38M | 0.27% | +4,119+69.1% | Added |
| Beacon Pointe Advisors, LLC | 10,136 | $3.40M | 0.04% | +4,381+76.1% | Added |
| Trexquant Investment LP | 10,359 | $3.47M | 0.09% | +10,359 | New |
| J.W. Cole Advisors, Inc. | 10,770 | $3.61M | 0.27% | −782−6.8% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 10,848 | $3.64M | 0.05% | +5,356+97.5% | Added |
| Walleye Trading LLC | 11,074 | $3.71M | 0.09% | +9,521+613.1% | Added |
| Narwhal Capital Management | 11,080 | $3.71M | 0.45% | 00.0% | Unchanged |
| Tufton Capital Management | 11,237 | $3.76M | 0.84% | −91−0.8% | Reduced |
| J. Goldman & Co LP | 11,366 | $3.81M | 0.19% | +5,645+98.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 11,400 | $3.83M | 0.01% | +11,400 | New |
| Neuberger Berman Group LLC | 11,584 | $3.88M | 0.00% | +395+3.5% | Added |
| Tortoise Investment Management, LLC | 11,738 | $3.93M | 0.59% | −118−1.0% | Reduced |
| Spire Wealth Management | 11,905 | $3.99M | 0.15% | +4,865+69.1% | Added |
| Greenwich Wealth Management LLC | 11,910 | $3.99M | 0.42% | −1,114−8.6% | Reduced |
| Bay Rivers Group | 12,005 | $4.02M | 3.09% | +25+0.2% | Added |
| Steel Peak Wealth Management LLC | 12,025 | $4.04M | 0.26% | −54,782−82.0% | Reduced |
| Independent Financial Group, LLC | 12,222 | $4.09M | 0.27% | −233−1.9% | Reduced |
| Natixis Advisors, L.P. | 12,228 | $4.10M | 0.01% | +2,028+19.9% | Added |
| Harbour Investments, Inc. | 12,271 | $4.11M | 0.21% | +873+7.7% | Added |
| Great Valley Advisor Group, Inc. | 12,302 | $4.12M | 0.17% | +2,855+30.2% | Added |
| Montag A & Associates Inc | 12,292 | $4.13M | 0.26% | −100−0.8% | Reduced |
| Gsa Capital Partners LLP | 12,366 | $4.14M | 0.35% | +5,513+80.4% | Added |
| IFG Advisors, LLC | 12,548 | $4.20M | 1.49% | +56+0.4% | Added |
| Advisors Management Group Inc | 12,566 | $4.21M | 1.27% | +11+0.1% | Added |
| Miracle Mile Advisors, LLC | 12,602 | $4.22M | 0.13% | +232+1.9% | Added |
| Johnson Midwest Financial, LLC | 12,647 | $4.24M | 9.48% | −29,867−70.3% | Reduced |
| Nwam LLC | 12,732 | $4.26M | 0.43% | −122−0.9% | Reduced |
| Mutual Advisors, LLC | 12,922 | $4.33M | 0.17% | +1,361+11.8% | Added |
| Clarity Wealth Advisors, LLC | 12,934 | $4.33M | 1.97% | +2,117+19.6% | Added |
| Mission Creek Capital Partners, Inc. | 12,978 | $4.35M | 1.46% | −392−2.9% | Reduced |
| Dynamic Advisor Solutions LLC | 13,033 | $4.37M | 0.21% | +9,310+250.1% | Added |
| Group One Trading, L.P. | 13,115 | $4.39M | 0.17% | −3,442−20.8% | Reduced |
| Venture Visionary Partners LLC | 13,136 | $4.40M | 0.27% | +20.0% | Added |
| American National Bank | 13,255 | $4.44M | 0.76% | −258−1.9% | Reduced |
| RFG Advisory, LLC | 13,285 | $4.45M | 0.20% | −119−0.9% | Reduced |
| XR Securities LLC | 13,376 | $4.48M | 6.17% | +13,376 | New |
| DB Wealth Management Group, LLC | 13,493 | $4.52M | 2.85% | −171−1.3% | Reduced |
| Thoroughbred Financial Services, LLC | 13,539 | $4.53M | 0.44% | +3,166+30.5% | Added |
| Frank, Rimerman Advisors LLC | 13,611 | $4.56M | 1.10% | +1,454+12.0% | Added |
| Cowa, LLC | 13,645 | $4.57M | 3.09% | −65−0.5% | Reduced |
| Pettinga Financial Advisors, LLC | 13,854 | $4.64M | 1.40% | +480+3.6% | Added |
| Equitable Holdings, Inc. | 13,882 | $4.65M | 0.07% | −554−3.8% | Reduced |
| Intergy Private Wealth, LLC | 14,120 | $4.73M | 2.37% | +45+0.3% | Added |
| Barclays PLC | 14,221 | $4.76M | 0.00% | −135,155−90.5% | Reduced |
| Brown Advisory Inc | 14,654 | $4.91M | 0.01% | −583−3.8% | Reduced |
| Iowa State Bank | 14,870 | $4.98M | 1.29% | 00.0% | Unchanged |
| FOCUS Wealth Advisors, LLC | 14,919 | $5.00M | 3.47% | +14,919 | New |
| Truepoint, Inc. | 14,946 | $5.01M | 0.16% | +1,838+14.0% | Added |
| Bremer Bank National Association | 14,957 | $5.01M | 0.99% | +9+0.1% | Added |
| Summit Asset Management, LLC | 15,743 | $5.27M | 1.43% | −256−1.6% | Reduced |
| Cresset Asset Management, LLC | 15,723 | $5.27M | 0.04% | −2,330−12.9% | Reduced |
| Sowell Financial Services LLC | 15,941 | $5.35M | 0.34% | +2,117+15.3% | Added |
| Lido Advisors, LLC | 16,157 | $5.41M | 0.06% | +11,952+284.2% | Added |
| Foster Group, Inc. | 16,180 | $5.42M | 0.33% | +680+4.4% | Added |
| Blue Bell Private Wealth Management, LLC | 16,194 | $5.42M | 1.46% | −124−0.8% | Reduced |
| Cornerstone Wealth Management, LLC | 16,199 | $5.43M | 0.51% | −4,950−23.4% | Reduced |
| National Asset Management, Inc. | 16,238 | $5.45M | 0.15% | +523+3.3% | Added |
| Gladstone Institutional Advisory LLC | 16,407 | $5.50M | 0.36% | −651−3.8% | Reduced |
| Johnson Investment Counsel Inc | 16,456 | $5.51M | 0.07% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 16,762 | $5.61M | 0.12% | −1,661−9.0% | Reduced |
| Wealth Quarterback LLC | 16,869 | $5.65M | 4.89% | −14,222−45.7% | Reduced |
| Armbruster Capital Management, Inc. | 16,898 | $5.66M | 1.43% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 17,247 | $5.78M | 0.18% | +15,993+1,275.4% | Added |
| Crumly & Associates Inc. | 17,355 | $5.81M | 2.28% | 00.0% | Unchanged |
| Pinnacle Wealth Management Advisory Group, LLC | 17,367 | $5.82M | 0.75% | −253−1.4% | Reduced |
| Magnolia Capital Management Ltd | 17,427 | $5.84M | 5.67% | 00.0% | Unchanged |
| Northern Financial Advisors Inc | 17,506 | $5.86M | 5.37% | −332−1.9% | Reduced |
| King Wealth | 17,565 | $5.88M | 1.24% | −526−2.9% | Reduced |
| Regions Financial Corp | 17,649 | $5.91M | 0.05% | −1,691−8.7% | Reduced |
| Prudential Financial Inc | 17,776 | $5.95M | 0.01% | −1,806−9.2% | Reduced |
| Balyasny Asset Management LLC | 18,186 | $6.09M | 0.02% | +18,186 | New |
| Claudia M.P. Batlle, CRP (R) LLC | 18,855 | $6.32M | 2.11% | +18,855 | New |
| Peapack Gladstone Financial Corp | 18,943 | $6.34M | 0.12% | −451−2.3% | Reduced |
| Wade G W & Inc | 19,176 | $6.42M | 0.24% | +1,325+7.4% | Added |
| Washington Capital Management Inc | 19,416 | $6.50M | 5.98% | 00.0% | Unchanged |
| Smith Anglin Financial, LLC | 19,461 | $6.52M | 0.79% | −329−1.7% | Reduced |
| Stratos Wealth Advisors, LLC | 19,546 | $6.55M | 0.43% | −1,040−5.1% | Reduced |
| Arete Wealth Advisors, LLC | 19,987 | $6.69M | 1.16% | −1,877−8.6% | Reduced |
| Birinyi Associates Inc | 20,299 | $6.80M | 2.71% | −199−1.0% | Reduced |
| GHP Investment Advisors, Inc. | 20,290 | $6.83M | 0.41% | −200−1.0% | Reduced |
| Kestra Private Wealth Services, LLC | 20,632 | $6.91M | 0.22% | +1,353+7.0% | Added |
| Curtis Advisory Group, LLC | 20,961 | $7.02M | 2.33% | +4,651+28.5% | Added |
| Credit Agricole S A | 21,005 | $7.04M | 0.22% | +1,734+9.0% | Added |
| Allworth Financial LP | 21,081 | $7.06M | 0.06% | −503−2.3% | Reduced |
| EP Wealth Advisors, LLC | 21,126 | $7.08M | 0.11% | +427+2.1% | Added |
| Sheaff Brock Investment Advisors, LLC | 21,370 | $7.16M | 0.72% | +1,223+6.1% | Added |
| Federation des caisses Desjardins du Quebec | 21,419 | $7.17M | 0.07% | −59−0.3% | Reduced |
| Sound View Wealth Advisors Group, LLC | 21,557 | $7.22M | 0.90% | +2,177+11.2% | Added |
| IFP Advisors, Inc | 21,846 | $7.32M | 0.33% | +1,306+6.4% | Added |
| Snowden Capital Advisors LLC | 22,878 | $7.66M | 0.33% | −1,813−7.3% | Reduced |
| NTV Asset Management LLC | 23,270 | $7.79M | 1.41% | −380−1.6% | Reduced |
| Melone Private Wealth, LLC | 23,377 | $7.83M | 5.60% | +1,495+6.8% | Added |
| Heck Capital Advisors, LLC | 24,301 | $8.14M | 1.51% | −21,980−47.5% | Reduced |
| Cetera Advisors LLC | 24,591 | $8.24M | 0.13% | +797+3.3% | Added |
| Wedbush Securities Inc | 25,284 | $8.47M | 0.42% | +2,173+9.4% | Added |
| Oppenheimer & Co Inc | 25,333 | $8.49M | 0.18% | +3,714+17.2% | Added |
| Whittier Trust Co | 25,517 | $8.55M | 0.15% | +19+0.1% | Added |
| M&T Bank Corp | 25,759 | $8.63M | 0.03% | −440−1.7% | Reduced |
| Comerica Bank | 26,447 | $8.86M | 0.05% | +26,447 | New |