SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,025
- +7 vs. Q2 2023
- Shares held
- 25.5M
- −3.08M (−10.8%) vs. Q2 2023
- Total value
- $8.56B
- −$1.26B (−12.8%) vs. Q2 2023
- New holders
- 72
- 343 more added
- Sold out
- 65
- 336 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Stokes Family Office, LLC | 4,705 | $1.58M | 0.18% | −286−5.7% | Reduced |
| Peak Planning Group, LLC | 4,732 | $1.59M | 1.24% | −343−6.8% | Reduced |
| Vontobel Holding Ltd. | 4,805 | $1.61M | 0.01% | −153−3.1% | Reduced |
| Lakeview Capital Partners, LLC | 4,814 | $1.61M | 0.31% | +530+12.4% | Added |
| Analyst IMS Investment Management Services Ltd. | 4,840 | $1.63M | 0.10% | 00.0% | Unchanged |
| Intrepid Financial Planning Group LLC | 4,920 | $1.65M | 0.85% | −496−9.2% | Reduced |
| American State Bank (Iowa) | 4,992 | $1.67M | 1.20% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 5,026 | $1.68M | 0.09% | +92+1.9% | Added |
| Bradley Foster & Sargent Inc | 4,898 | $1.68M | 0.04% | 00.0% | Unchanged |
| CWM, LLC | 5,064 | $1.70M | 0.01% | −657−11.5% | Reduced |
| Gray Wealth Management Inc. | 5,111 | $1.71M | 0.88% | +136+2.7% | Added |
| IHT Wealth Management, LLC | 5,137 | $1.72M | 0.09% | +530+11.5% | Added |
| Apexium Financial, LP | 5,139 | $1.72M | 0.17% | 00.0% | Unchanged |
| Second Half Financial Partners, LLC | 5,208 | $1.74M | 0.87% | −20,637−79.8% | Reduced |
| South State Corp. | 5,209 | $1.74M | 0.17% | −10.0% | Reduced |
| Quantbot Technologies LP | 5,256 | $1.76M | 0.12% | +1,428+37.3% | Added |
| Edge Capital Group, LLC | 5,259 | $1.76M | 0.11% | 00.0% | Unchanged |
| Focus Financial Network, Inc. | 5,267 | $1.76M | 0.10% | −245−4.4% | Reduced |
| Grimes & Company, Inc. | 5,271 | $1.77M | 0.07% | +35+0.7% | Added |
| Keybank National Association | 5,345 | $1.79M | 0.01% | −8−0.1% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 5,372 | $1.80M | 0.71% | +256+5.0% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 5,411 | $1.81M | 0.04% | +5,411 | New |
| Advisor Resource Council | 5,543 | $1.86M | 1.23% | +239+4.5% | Added |
| LexAurum Advisors, LLC | 5,597 | $1.87M | 0.55% | +89+1.6% | Added |
| Asset Dedication, LLC | 5,610 | $1.88M | 0.16% | 00.0% | Unchanged |
| Scotia Capital Inc. | 5,613 | $1.88M | 0.01% | +284+5.3% | Added |
| Pathstone Family Office, LLC | 5,621 | $1.88M | 0.01% | +2,743+95.3% | Added |
| Integrated Advisors Network LLC | 5,681 | $1.90M | 0.12% | −159−2.7% | Reduced |
| Capital Advisors, Ltd. LLC | 5,720 | $1.92M | 0.29% | 00.0% | Unchanged |
| MAI Capital Management | 5,816 | $1.95M | 0.03% | −234−3.9% | Reduced |
| Insigneo Advisory Services, LLC | 5,821 | $1.96M | 0.40% | +1,312+29.1% | Added |
| Windsor Capital Management, LLC | 5,841 | $1.96M | 0.68% | −79−1.3% | Reduced |
| Global Retirement Partners, LLC | 5,919 | $1.96M | 0.10% | +262+4.6% | Added |
| Triumph Capital Management | 5,873 | $1.97M | 0.89% | +54+0.9% | Added |
| St. Clair Advisors, LLC | 5,951 | $1.99M | 0.79% | 00.0% | Unchanged |
| Bank Hapoalim BM | 5,982 | $2.00M | 0.32% | −3,657−37.9% | Reduced |
| Asset Allocation Strategies LLC | 6,006 | $2.01M | 0.93% | +356+6.3% | Added |
| Connectus Wealth, LLC | 6,012 | $2.01M | 0.04% | +160+2.7% | Added |
| Monograph Wealth Advisors, LLC | 6,041 | $2.03M | 0.40% | +1,500+33.0% | Added |
| Sunbelt Securities, Inc. | 6,090 | $2.04M | 0.28% | −45−0.7% | Reduced |
| HB Wealth Management, LLC | 6,091 | $2.04M | 0.03% | +254+4.4% | Added |
| Davenport & Co LLC | 6,328 | $2.12M | 0.02% | +2,140+51.1% | Added |
| Arvest Trust Co N A | 6,431 | $2.15M | 0.14% | −418−6.1% | Reduced |
| Synovus Financial Corp | 6,440 | $2.16M | 0.02% | −50,593−88.7% | Reduced |
| Guardian Wealth Advisors, LLC | 6,444 | $2.16M | 0.37% | +99+1.6% | Added |
| Eaton Financial Holdings Company, LLC | 6,472 | $2.17M | 0.58% | +118+1.9% | Added |
| Thrivent Financial for Lutherans | 6,449 | $2.17M | 0.01% | −914−12.4% | Reduced |
| Keystone Financial Group | 6,508 | $2.18M | 0.37% | −1,227−15.9% | Reduced |
| SignalPoint Asset Management, LLC | 6,591 | $2.21M | 0.70% | 00.0% | Unchanged |
| Objective Capital Management, LLC | 6,596 | $2.21M | 1.96% | −430−6.1% | Reduced |
| Heritage Investors Management Corp | 6,600 | $2.21M | 0.09% | +100+1.5% | Added |
| Huntington National Bank | – | $2.22M | 0.02% | – | – |
| Savant Capital, LLC | 6,633 | $2.22M | 0.03% | +199+3.1% | Added |
| Wealthspire Advisors, LLC | 6,640 | $2.22M | 0.04% | +121+1.9% | Added |
| Transcend Wealth Collective, LLC | 6,693 | $2.24M | 0.22% | +1,892+39.4% | Added |
| Sugarloaf Wealth Management, LLC | 6,710 | $2.25M | 0.57% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 6,720 | $2.25M | 0.07% | +11+0.2% | Added |
| BigSur Wealth Management LLC | 6,884 | $2.31M | 1.17% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 6,932 | $2.33M | 0.32% | +334+5.1% | Added |
| JTC Employer Solutions Trusteee Ltd | 6,981 | $2.34M | 0.22% | 00.0% | Unchanged |
| Fingerlakes Wealth Management, Inc. | 6,998 | $2.34M | 2.86% | −147−2.1% | Reduced |
| Advisory Services Network, LLC | 7,091 | $2.38M | 0.06% | −6,093−46.2% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 7,136 | $2.39M | 1.36% | +7,136 | New |
| Heritage Wealth Partners, LLC | 7,342 | $2.46M | 5.25% | +4,408+150.2% | Added |
| SNS Financial Group, LLC | 7,340 | $2.47M | 0.33% | −491−6.3% | Reduced |
| Founders Financial Alliance, LLC | 7,374 | $2.47M | 1.08% | −4−0.1% | Reduced |
| First Horizon Advisors, Inc. | 7,464 | $2.50M | 0.09% | −70−0.9% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 7,504 | $2.51M | 0.34% | +10.0% | Added |
| Paulson Wealth Management Inc. | 7,488 | $2.51M | 0.88% | −36−0.5% | Reduced |
| Tower Research Capital LLC (TRC) | 7,574 | $2.54M | 0.08% | +4,954+189.1% | Added |
| Hudock, Inc. | 7,646 | $2.56M | 0.61% | −141−1.8% | Reduced |
| StoneX Group Inc. | 7,640 | $2.57M | 0.28% | −400−5.0% | Reduced |
| RMR Wealth Builders | 7,711 | $2.58M | 0.41% | +616+8.7% | Added |
| D.A. Davidson & Co. | 7,731 | $2.59M | 0.03% | −725−8.6% | Reduced |
| Meridian Investment Counsel Inc. | 7,854 | $2.63M | 0.99% | 00.0% | Unchanged |
| Kaizen Financial Strategies | 7,860 | $2.63M | 2.23% | +4,932+168.4% | Added |
| Coastwise Capital Group, LLC | 7,880 | $2.64M | 3.02% | −273−3.3% | Reduced |
| Buckingham Strategic Wealth, LLC | 8,073 | $2.70M | 0.04% | −596−6.9% | Reduced |
| Sigma Planning Corp | 8,179 | $2.74M | 0.10% | −2,287−21.9% | Reduced |
| Autumn Glory Partners, LLC | 8,223 | $2.75M | 1.68% | +1,449+21.4% | Added |
| Fortune 45 LLC | 8,240 | $2.76M | 2.76% | −253−3.0% | Reduced |
| Caldwell Trust Co | 8,272 | $2.77M | 0.38% | −561−6.4% | Reduced |
| TrueWealth Advisors, LLC | 8,279 | $2.77M | 1.17% | −1,010−10.9% | Reduced |
| Brinker Capital Investments, LLC | 8,280 | $2.77M | 0.03% | +1,545+22.9% | Added |
| Orion Portfolio Solutions, LLC | 8,280 | $2.77M | 0.03% | +1,545+22.9% | Added |
| Summit Wealth Partners, LLC | 8,327 | $2.79M | 0.71% | −13−0.2% | Reduced |
| BKD Wealth Advisors, LLC | 8,724 | $2.92M | 0.09% | +4,247+94.9% | Added |
| Camden Capital, LLC | 8,908 | $2.98M | 0.35% | +2,281+34.4% | Added |
| US Bancorp | 8,922 | $2.99M | 0.00% | −314−3.4% | Reduced |
| Goodwin Daniel L | 8,929 | $2.99M | 1.45% | +1,725+23.9% | Added |
| Western Wealth Management, LLC | 8,958 | $3.00M | 0.25% | +368+4.3% | Added |
| Stelac Advisory Services LLC | 8,880 | $3.00M | 1.64% | +770+9.5% | Added |
| Wall Street Access Asset Management, LLC | 9,166 | $3.07M | 1.57% | +6,670+267.2% | Added |
| GFS Advisors, LLC | 9,179 | $3.08M | 0.48% | +83+0.9% | Added |
| Mercer Global Advisors Inc | 9,293 | $3.11M | 0.01% | +179+2.0% | Added |
| Lowery Thomas, LLC | 9,316 | $3.12M | 2.98% | −1,949−17.3% | Reduced |
| Schnieders Capital Management LLC | 9,478 | $3.17M | 0.71% | −27−0.3% | Reduced |
| Oversea-Chinese Banking CORP Ltd | 9,583 | $3.21M | 0.15% | −280−2.8% | Reduced |
| Brighton Jones LLC | 9,641 | $3.23M | 0.16% | +171+1.8% | Added |
| First Heartland Consultants, Inc. | 9,827 | $3.29M | 0.41% | −5,127−34.3% | Reduced |