SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,000
- +1 vs. Q4 2022
- Shares held
- 26.4M
- −2.82M (−9.7%) vs. Q4 2022
- Total value
- $8.79B
- −$809.1M (−8.4%) vs. Q4 2022
- New holders
- 83
- 296 more added
- Sold out
- 82
- 358 more reduced
23 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oak Harvest Investment Services | 34,688 | $11.5M | 2.66% | +845+2.5% | Added |
| National Bank of Canada | 35,199 | $11.7M | 0.03% | −2,313−6.2% | Reduced |
| TD Waterhouse Canada Inc. | 35,129 | $11.8M | 0.12% | +237+0.7% | Added |
| Avantax Advisory Services, Inc. | 35,846 | $11.9M | 0.15% | +1,842+5.4% | Added |
| Echo45 Advisors LLC | 36,238 | $12.1M | 10.00% | −4,506−11.1% | Reduced |
| Meridian Wealth Management, LLC | 36,296 | $12.1M | 1.05% | +760+2.1% | Added |
| Williams Jones Wealth Management, LLC. | 36,468 | $12.1M | 0.19% | +170+0.5% | Added |
| Investment Management of Virginia LLC | 38,117 | $12.7M | 2.41% | −1,534−3.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 38,732 | $12.9M | 0.21% | +762+2.0% | Added |
| Strategic Wealth Designers | 38,823 | $12.9M | 2.40% | +5,288+15.8% | Added |
| Parallax Volatility Advisers, L.P. | 39,626 | $13.2M | 0.46% | +39,625+3,962,500.0% | Added |
| Brookstone Capital Management | 38,980 | $13.3M | 0.26% | −13,703−26.0% | Reduced |
| Taiyo Life Insurance Co | 40,000 | $13.3M | 1.09% | 00.0% | Unchanged |
| FMR LLC | 40,395 | $13.4M | 0.00% | +644+1.6% | Added |
| GenWealth Group, Inc. | 41,167 | $13.7M | 4.19% | +228+0.6% | Added |
| Baird Financial Group, Inc. | 41,455 | $13.8M | 0.03% | −945−2.2% | Reduced |
| Pinnacle Financial Partners Inc | 42,825 | $14.2M | 0.38% | +2,804+7.0% | Added |
| Marshall Wace, LLP | 44,483 | $14.8M | 0.04% | +44,483 | New |
| Daiwa Securities Group Inc. | 45,699 | $15.2M | 0.11% | −22,317−32.8% | Reduced |
| Pinnacle Associates Ltd | 46,275 | $15.4M | 0.31% | −1,583−3.3% | Reduced |
| Heck Capital Advisors, LLC | 46,826 | $15.6M | 2.99% | +1,459+3.2% | Added |
| AMG National Trust Bank | 47,676 | $15.9M | 0.55% | −34−0.1% | Reduced |
| MKT Advisors LLC | 47,539 | $15.9M | 11.89% | −244−0.5% | Reduced |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 48,431 | $16.0M | 1.29% | 00.0% | Unchanged |
| Blair William & Co | 49,853 | $16.6M | 0.07% | −2,983−5.6% | Reduced |
| Regions Financial Corp | 49,991 | $16.6M | 0.15% | −1,650−3.2% | Reduced |
| Northern Trust Corp | 50,167 | $16.7M | 0.00% | −4,794−8.7% | Reduced |
| Atria Wealth Solutions, Inc. | 50,790 | $16.9M | 0.25% | +14,008+38.1% | Added |
| Washburn Capital Management, Inc. | 51,602 | $17.2M | 14.80% | −4,336−7.8% | Reduced |
| Integrated Wealth Concepts LLC | 52,068 | $17.3M | 0.36% | −1,573−2.9% | Reduced |
| Synovus Financial Corp | 52,286 | $17.4M | 0.20% | +3,172+6.5% | Added |
| MML Investors Services, LLC | 52,345 | $17.4M | 0.12% | −1,288−2.4% | Reduced |
| Mine & Arao Wealth Creation & Management, LLC. | 52,558 | $17.5M | 11.22% | +2,707+5.4% | Added |
| Allworth Financial LP | 53,503 | $17.8M | 0.18% | −1,428−2.6% | Reduced |
| Citadel Advisors LLC | 57,346 | $19.1M | 0.02% | −43,864−43.3% | Reduced |
| Meitav Dash Investments Ltd | 56,673 | $19.4M | 0.34% | +1,654+3.0% | Added |
| Stephens Inc | 58,896 | $19.6M | 0.38% | −1,159−1.9% | Reduced |
| Conservest Capital Advisors, Inc. | 61,245 | $20.4M | 2.43% | +393+0.6% | Added |
| Mariner, LLC | 62,783 | $20.9M | 0.06% | −34,947−35.8% | Reduced |
| Cetera Advisor Networks LLC | 64,408 | $21.4M | 0.16% | −20,743−24.4% | Reduced |
| Bank of New York Mellon Corp | 67,356 | $22.4M | 0.00% | −967−1.4% | Reduced |
| Jones Financial Companies LLLP | 68,237 | $22.7M | 0.04% | −1,554−2.2% | Reduced |
| Rockefeller Capital Management L.P. | 69,000 | $22.9M | 0.10% | −11,577−14.4% | Reduced |
| Captrust Financial Advisors | 69,257 | $23.0M | 0.10% | +29,240+73.1% | Added |
| CIBC World Markets Inc. | 71,193 | $23.7M | 0.09% | +2,106+3.0% | Added |
| Optiver Holding B.V. | 72,272 | $24.0M | 1.11% | +12,422+20.8% | Added |
| SG Americas Securities, LLC | 73,902 | $24.6M | 0.33% | −127,330−63.3% | Reduced |
| Cetera Investment Advisers | 76,708 | $25.5M | 0.22% | −41,057−34.9% | Reduced |
| Johnson Bixby & Associates, LLC | 79,155 | $26.3M | 5.81% | −3,307−4.0% | Reduced |
| Campbell Wealth Management | 80,687 | $26.8M | 3.36% | +1,908+2.4% | Added |
| Financial Advisory Group | 82,130 | $27.3M | 5.51% | −1,039−1.2% | Reduced |
| L & S Advisors Inc | 85,235 | $28.4M | 3.97% | +48,340+131.0% | Added |
| Beacon Capital Management, LLC | 85,610 | $28.5M | 8.32% | +3,345+4.1% | Added |
| Simplex Trading, LLC | 85,834 | $28.6M | 1.29% | +85,734+85,734.0% | Added |
| Creative Planning | 87,168 | $29.0M | 0.04% | +27,201+45.4% | Added |
| Janney Montgomery Scott LLC | 87,429 | $29.1M | 0.12% | +27,736+46.5% | Added |
| Chartist Inc | 94,523 | $29.1M | 32.11% | +94,523 | New |
| Private Advisor Group, LLC | 100,758 | $33.5M | 0.32% | −77,387−43.4% | Reduced |
| Squarepoint Ops LLC | 106,977 | $35.6M | 0.25% | +5,326+5.2% | Added |
| Green Square Capital Advisors LLC | 107,013 | $35.6M | 4.75% | −390.0% | Reduced |
| HighTower Advisors, LLC | 109,765 | $36.5M | 0.08% | +580+0.5% | Added |
| AE Wealth Management LLC | 114,059 | $37.9M | 0.24% | −20,253−15.1% | Reduced |
| Susquehanna International Group, LLP | 117,213 | $39.0M | 0.06% | −349,222−74.9% | Reduced |
| Stifel Financial Corp | 117,630 | $39.1M | 0.06% | −6,383−5.1% | Reduced |
| Jane Street Group, LLC | 122,524 | $40.8M | 0.07% | +99,344+428.6% | Added |
| First Republic Investment Management, Inc. | 125,460 | $41.7M | 0.09% | +1,160+0.9% | Added |
| HSBC Holdings PLC | 123,346 | $42.2M | 0.05% | +77,821+170.9% | Added |
| Atria Investments LLC | 126,915 | $42.2M | 0.80% | +10,552+9.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 129,179 | $43.0M | 0.21% | −27,362−17.5% | Reduced |
| CM Wealth Advisors LLC | 136,825 | $45.6M | 8.82% | +20,363+17.5% | Added |
| Total Investment Management Inc | 156,345 | $52.0M | 9.93% | +156,345 | New |
| Cerity Partners LLC | 50,098 | $52.1M | 0.24% | +8,381+20.1% | Added |
| Wright Fund Managment, LLC | 157,700 | $52.5M | 4.91% | +54,300+52.5% | Added |
| Truist Financial Corp | 158,451 | $52.7M | 0.09% | +2,399+1.5% | Added |
| JPMorgan Chase & Co | 162,935 | $54.2M | 0.01% | +48,324+42.2% | Added |
| Citigroup Inc | 205,879 | $68.5M | 0.09% | +680.0% | Added |
| The PNC Financial Services Group, Inc. | 218,665 | $72.7M | 0.06% | −21,390−8.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 226,058 | $75.2M | 0.14% | −154,611−40.6% | Reduced |
| Arkansas Financial Group, Inc. | 233,174 | $77.6M | 16.11% | −1,606−0.7% | Reduced |
| Raymond James & Associates | 241,865 | $80.4M | 0.07% | +10,949+4.7% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 250,000 | $83.2M | 0.47% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 250,550 | $83.3M | 0.25% | −308,050−55.1% | Reduced |
| Commonwealth Equity Services, LLC | 262,616 | $87.4M | 0.19% | +11,936+4.8% | Added |
| Berkshire Money Management, Inc. | 290,881 | $96.8M | 14.67% | −46,865−13.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 299,111 | $99.5M | 0.14% | +1,152+0.4% | Added |
| Advisor Group Holdings, Inc. | 305,787 | $101.7M | 0.19% | −64,771−17.5% | Reduced |
| Envestnet Asset Management Inc | 309,570 | $103.0M | 0.05% | −11,673−3.6% | Reduced |
| BNP Paribas Arbitrage, SA | 311,139 | $103.5M | 0.22% | +240,929+343.2% | Added |
| Wolverine Trading, LLC | 389,710 | $128.0M | 3.88% | +368,718+1,756.5% | Added |
| Credit Suisse AG | 420,535 | $139.9M | 0.14% | −3,227−0.8% | Reduced |
| Bank of Montreal | 549,321 | $182.8M | 0.12% | +190,261+53.0% | Added |
| Churchill Management Corp | 562,384 | $187.1M | 3.83% | −1,517−0.3% | Reduced |
| Goldman Sachs Group Inc | 648,507 | $215.7M | 0.06% | −50,377−7.2% | Reduced |
| Ameriprise Financial Inc | 731,185 | $243.3M | 0.08% | −69,152−8.6% | Reduced |
| Royal Bank of Canada | 878,510 | $292.2M | 0.09% | +153,383+21.2% | Added |
| UBS Group AG | 891,090 | $296.4M | 0.14% | −62,419−6.5% | Reduced |
| Wells Fargo & Company | 1,135,347 | $377.6M | 0.12% | −227,652−16.7% | Reduced |
| LPL Financial LLC | 1,177,906 | $391.8M | 0.31% | −20,579−1.7% | Reduced |
| Bank of America Corp | 2,859,267 | $951.0M | 0.11% | +114,425+4.2% | Added |
| Morgan Stanley | 3,302,440 | $1.10B | 0.12% | −397,815−10.8% | Reduced |