SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Apexium Financial, LP | 5,031 | $1.70M | 0.98% | 00.0% | Unchanged |
| Nwam LLC | 5,060 | $1.71M | 0.16% | −6−0.1% | Reduced |
| Resource Management, LLC | 5,103 | $1.73M | 0.20% | −198−3.7% | Reduced |
| South State Corp. | 5,200 | $1.76M | 0.15% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 5,228 | $1.77M | 0.12% | +870+20.0% | Added |
| First Heartland Consultants, Inc. | 5,248 | $1.77M | 0.27% | +58+1.1% | Added |
| Banque Pictet & Cie SA | 5,280 | $1.79M | 0.02% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 5,353 | $1.81M | 0.08% | +5,353 | New |
| NEXT Financial Group, Inc | 5,360 | $1.81M | 0.14% | −430−7.4% | Reduced |
| Sunbelt Securities, Inc. | 5,232 | $1.81M | 0.33% | 00.0% | Unchanged |
| Stokes Family Office, LLC | 5,395 | $1.82M | 0.25% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 5,409 | $1.83M | 0.02% | +21+0.4% | Added |
| Cresset Asset Management, LLC | 5,419 | $1.84M | 0.02% | +27+0.5% | Added |
| Kingsview Wealth Management, LLC | 5,438 | $1.84M | 0.09% | +3,215+144.6% | Added |
| People's United Financial, Inc. | 5,458 | $1.85M | 0.04% | −148−2.6% | Reduced |
| Gamble Jones Investment Counsel | 5,550 | $1.88M | 0.12% | −100−1.8% | Reduced |
| Centaurus Financial, Inc. | 5,587 | $1.89M | 0.16% | +39+0.7% | Added |
| Scotia Capital Inc. | 5,615 | $1.90M | 0.01% | +532+10.5% | Added |
| Matrix Private Capital Group LLC | 5,671 | $1.92M | 1.01% | +242+4.5% | Added |
| Capital Advisors, Ltd. LLC | 5,719 | $1.94M | 0.35% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 5,495 | $1.95M | 0.26% | −21−0.4% | Reduced |
| Joel Isaacson & Co., LLC | 5,818 | $1.97M | 0.15% | +10.0% | Added |
| Apollon Wealth Management, LLC | 5,819 | $1.97M | 0.27% | +1,328+29.6% | Added |
| Wealthspire Advisors, LLC | 5,851 | $1.98M | 0.04% | +305+5.5% | Added |
| CMG Global Holdings, LLC | 5,888 | $1.99M | 1.49% | +2,988+103.0% | Added |
| Swaine & Leidel Wealth Services, LLC | 6,029 | $2.04M | 1.80% | +6,029 | New |
| Fortress Wealth Group, LLC | 6,030 | $2.04M | 1.77% | −170−2.7% | Reduced |
| St. Clair Advisors, LLC | 6,121 | $2.07M | 1.43% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 6,216 | $2.10M | 0.14% | +2,251+56.8% | Added |
| Golden State Wealth Management, LLC | 6,238 | $2.11M | 0.46% | −1,609−20.5% | Reduced |
| Capital Asset Advisory Services LLC | 6,242 | $2.12M | 0.24% | +412+7.1% | Added |
| Bank Hapoalim BM | 6,270 | $2.12M | 0.22% | +156+2.6% | Added |
| SignalPoint Asset Management, LLC | 6,284 | $2.13M | 0.68% | +122+2.0% | Added |
| Asset Dedication, LLC | 6,295 | $2.13M | 0.28% | +40+0.6% | Added |
| JTC Employer Solutions Trusteee Ltd | 6,300 | $2.13M | 0.29% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 6,474 | $2.19M | 0.23% | −3,255−33.5% | Reduced |
| Prudential Financial Inc | 6,367 | $2.20M | 0.00% | −90−1.4% | Reduced |
| Flagship Harbor Advisors, LLC | 6,431 | $2.22M | 0.24% | 00.0% | Unchanged |
| Windsor Capital Management, LLC | 6,670 | $2.26M | 0.72% | −236−3.4% | Reduced |
| Brookstone Capital Management | 6,584 | $2.26M | 0.04% | +997+17.8% | Added |
| Moulton Wealth Management, Inc | 6,596 | $2.26M | 1.69% | +4,525+218.5% | Added |
| Simplex Trading, LLC | 6,579 | $2.28M | 0.08% | −15,317−70.0% | Reduced |
| Fifth Third Securities, Inc. | 6,801 | $2.31M | 0.32% | −604−8.2% | Reduced |
| IFP Advisors, Inc | 6,892 | $2.33M | 0.05% | +3,679+114.5% | Added |
| Cerity Partners LLC | 7,029 | $2.38M | 0.05% | −9,350−57.1% | Reduced |
| Spire Wealth Management | 7,041 | $2.38M | 0.06% | −489−6.5% | Reduced |
| Gainplan LLC | 7,058 | $2.39M | 1.06% | +1,127+19.0% | Added |
| Meridian Investment Counsel Inc. | 7,090 | $2.40M | 0.87% | +9+0.1% | Added |
| Captrust Financial Advisors | 7,115 | $2.41M | 0.02% | −13−0.2% | Reduced |
| Advisory Services Network, LLC | 7,182 | $2.43M | 0.08% | −5,597−43.8% | Reduced |
| RFG Advisory, LLC | 7,320 | $2.48M | 0.20% | +668+10.0% | Added |
| Great Valley Advisor Group, Inc. | 7,427 | $2.51M | 0.17% | +635+9.3% | Added |
| National Asset Management, Inc. | 7,490 | $2.53M | 0.08% | +1,405+23.1% | Added |
| International Assets Investment Management, LLC | 7,535 | $2.55M | 0.46% | −503−6.3% | Reduced |
| Hudock, Inc. | 7,561 | $2.56M | 0.77% | +512+7.3% | Added |
| AdvisorNet Financial, Inc | 7,620 | $2.58M | 0.18% | −5,952−43.9% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 7,636 | $2.58M | 0.41% | 00.0% | Unchanged |
| Capital Square, LLC | 7,545 | $2.59M | 1.84% | +239+3.3% | Added |
| Meristem Family Wealth, LLC | 7,663 | $2.59M | 0.25% | +1,350+21.4% | Added |
| Heritage Investors Management Corp | 7,700 | $2.61M | 0.11% | 00.0% | Unchanged |
| Spring Creek Investment Management, LLC | 7,800 | $2.64M | 6.24% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 7,865 | $2.66M | 0.40% | −353−4.3% | Reduced |
| First Horizon Advisors, Inc. | 7,968 | $2.69M | 0.09% | +502+6.7% | Added |
| Narwhal Capital Management | 8,090 | $2.74M | 0.35% | 00.0% | Unchanged |
| Brighton Jones LLC | 8,147 | $2.76M | 0.14% | +8,147 | New |
| RMR Wealth Builders | 8,138 | $2.76M | 0.81% | −16−0.2% | Reduced |
| Neuberger Berman Group LLC | 8,193 | $2.77M | 0.00% | +1,199+17.1% | Added |
| Select Asset Management & Trust | 8,305 | $2.81M | 2.03% | −4,148−33.3% | Reduced |
| Summit Wealth Partners, LLC | 8,326 | $2.82M | 0.67% | +14+0.2% | Added |
| Good Life Advisors, LLC | 8,327 | $2.82M | 0.38% | −584−6.6% | Reduced |
| United Capital Financial Advisers, LLC | 8,328 | $2.82M | 0.01% | −217−2.5% | Reduced |
| Wall Street Access Asset Management, LLC | 8,391 | $2.84M | 1.25% | +835+11.1% | Added |
| Sugarloaf Wealth Management, LLC | 8,418 | $2.85M | 0.75% | −12−0.1% | Reduced |
| Parametric Portfolio Associates LLC | 8,523 | $2.88M | 0.00% | +211+2.5% | Added |
| Homrich & Berg | 8,758 | $2.96M | 0.07% | +82+0.9% | Added |
| Keystone Financial Group | 8,795 | $2.98M | 0.54% | −30−0.3% | Reduced |
| WealthBridge Capital Management, LLC | 9,067 | $3.07M | 1.15% | −1,846−16.9% | Reduced |
| Caldwell Trust Co | 9,134 | $3.09M | 0.39% | +80+0.9% | Added |
| Arvest Bank Trust Division | 9,145 | $3.09M | 0.17% | +295+3.3% | Added |
| Moneta Group Investment Advisors LLC | 9,326 | $3.15M | 0.15% | −174−1.8% | Reduced |
| Truepoint, Inc. | 9,510 | $3.22M | 0.16% | 00.0% | Unchanged |
| Sigma Planning Corp | 9,622 | $3.25M | 0.10% | −464−4.6% | Reduced |
| DB Wealth Management Group, LLC | 9,648 | $3.26M | 2.10% | +74+0.8% | Added |
| Ayalon Holdings Ltd. | 9,660 | $3.32M | 1.20% | 00.0% | Unchanged |
| Vicus Capital | 9,821 | $3.32M | 0.54% | +5,628+134.2% | Added |
| Greenwich Wealth Management LLC | 9,833 | $3.33M | 0.28% | +1,012+11.5% | Added |
| Buckingham Strategic Wealth, LLC | 9,953 | $3.37M | 0.07% | −683−6.4% | Reduced |
| Schnieders Capital Management LLC | 9,992 | $3.38M | 0.91% | −271−2.6% | Reduced |
| Belpointe Asset Management LLC | 10,027 | $3.39M | 0.23% | +2,567+34.4% | Added |
| Venture Visionary Partners LLC | 10,118 | $3.42M | 0.24% | +20.0% | Added |
| Independent Financial Group, LLC | 10,316 | $3.49M | 0.36% | +742+7.8% | Added |
| Exchange Traded Concepts, LLC | 10,368 | $3.51M | 0.09% | +10,368 | New |
| AtlasMark Financial, Inc | 10,400 | $3.52M | 4.70% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 10,415 | $3.52M | 0.38% | +819+8.5% | Added |
| Kestra Private Wealth Services, LLC | 10,452 | $3.54M | 0.20% | +846+8.8% | Added |
| Transcend Wealth Collective, LLC | 9,971 | $3.56M | 0.32% | +9,971 | New |
| GFS Advisors, LLC | 10,637 | $3.60M | 0.78% | −682−6.0% | Reduced |
| Greystone Financial Group, LLC | 10,665 | $3.61M | 1.07% | −3,247−23.3% | Reduced |
| StoneX Group Inc. | 11,161 | $3.78M | 0.54% | +589+5.6% | Added |
| US Bancorp | 11,201 | $3.79M | 0.01% | −9,993−47.2% | Reduced |