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Capital One Financial Corp

COF.PI
Exchange
NYSE
Industry
National Commercial Banks
SEC CIK
0000927628

In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 3 institutions reported holding it in 13F filings for Q2 2026, worth $871.8K in total; no superinvestor holds it.

Other share classesCOFCOF.PJCOF.PKCOF.PLCOF.PN

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by Capital One Financial Corp insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
14 filings
7 insiders, $8.67M in total
Insiders trading
7
Net value
−$8.67M
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for Capital One Financial Corp, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for Capital One Financial Corp
NameTitleLast reported holdingLast filingFilings, past year
Karam CeliaPres, Retail Bank57,696Sep 16, 202611
Dean LiaPres, Banking & Prem. Products61,195Sep 16, 20269
Cooper Matthew WGeneral Counsel & Corp Secy83,194Sep 2, 202612
Mouadeb Mark DanielPresident, Card49,132Aug 17, 20268
Zamsky MichaelChief Credit & Fin'l Risk Off.27,992Aug 11, 20264
Raghu RaviPres, Software, Intl & Sm Bus26,278Aug 10, 20266
Hanson Jason P.Pres.- Global Payment Network41,351Aug 4, 20265
Golden Timothy PSVP, Chief Accounting Officer7,429Jul 30, 20263
Haggerty KaitlinChief Human Resources Officer49,181May 14, 20264
Shattuck Mayo A IIIDirector67,911May 12, 20261
Raskind Peter EDirector34,396May 12, 20261
Locoh-Donou FrancoisDirector14,802May 12, 20261
Leenaars Cornelis PAJDirector15,192May 12, 20261
Detrick Christine RoseDirector8,923May 12, 20261
Killalea Peter ThomasDirector21,378May 12, 20261
Wong Jennifer L.Director15,226May 12, 20261
Shepherd MichaelDirector27,987May 12, 20261
Serra EileenDirector12,844May 12, 20261
Archibong ImeDirector9,977May 12, 20261
williams craig a.Director10,218May 12, 20261
Harford Suni PDirector4,314May 12, 20261
LaPrade,III Frank G.Chief Enterprise Srvcs Officer69,283Apr 9, 20265
Fairbank Richard DChairman and CEO4,068,510Mar 11, 20265
Alexander Robert M.Chief Information Officer77,292Mar 11, 20263
Sanjiv YajnikPresident, Financial Services149,383Mar 11, 20263
Young Andrew MChief Financial Officer59,186Mar 11, 20263
Blinde NealPresident, Commercial Banking38,269Mar 11, 20266
West KaraChief Enterprise Risk Officer46,665Mar 11, 20263
Maheras Thomas GDirector66,431May 20, 20250
Hackett Ann FDirector56,244May 14, 20250
Borgmann Kevin S.Senior Advisor to the CEO40,934Aug 8, 20240
Hall SheldonSenior Advisor to CEO98,614Mar 13, 20240
Warner Bradford HDirector47,554May 8, 20230
West CatherineDirector22,124May 9, 20220
Wassmer Michael JPresident, Card89,785Apr 7, 20220
Slocum MichaelPresident, Commercial Banking60,314Feb 17, 20220
Finneran John G JrOther: Former Corp Secy53,016Feb 7, 20220
Berson Jory AOther: Former Chief HR Officer60,120Feb 7, 20220

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Aug 11, 2023 (view filing)Aug 9-112 daysFairbank Richard DChairman and CEOSSale−11.7K$112.24−$1.31M−0.3%3.85M after3 lots
Aug 15, 2023 (view filing)Aug 141 dayFairbank Richard DChairman and CEOSSale−3.89K$109.48−$426.0K−0.1%3.85M after10b5-1
Nov 1, 2023 (view filing)Oct 30-312 daysFairbank Richard DChairman and CEOSSale−7.78K$99.75−$776.3K−0.2%3.85M after2 lots10b5-1
Nov 3, 2023 (view filing)Nov 1-22 daysFairbank Richard DChairman and CEOSSale−7.78K$101.83−$792.4K−0.2%3.85M after2 lots10b5-1
Nov 7, 2023 (view filing)Nov 3-74 daysFairbank Richard DChairman and CEOSSale−11.7K$105.60−$1.23M−0.3%3.85M after3 lots10b5-1
Nov 9, 2023 (view filing)Nov 8-91 dayFairbank Richard DChairman and CEOSSale−7.78K$105.38−$820.0K−0.2%3.85M after2 lots10b5-1
Nov 14, 2023 (view filing)Nov 10-144 daysFairbank Richard DChairman and CEOSSale−11.7K$104.99−$1.23M−0.3%3.85M after3 lots10b5-1
Nov 17, 2023 (view filing)Nov 152 daysHackett Ann FDirectorSSale−8.00K$106.47−$851.7K−11.4%62.0K after2 lots10b5-1
Dec 14, 2023 (view filing)Dec 12-132 daysLaPrade,III Frank G.Chief Enterprise Srvcs OfficerSSale−31.2K$123.73−$3.86M−36.2%55.0K after2 lots10b5-1
Dec 14, 2023 (view filing)Dec 12-132 daysHackett Ann FDirectorSSale−4.00K$122.50−$490.0K−6.5%58.0K after2 lots10b5-1
Dec 14, 2023 (view filing)Dec 122 daysHackett Ann FDirectorSSale−2.00K$120.00−$240.6K−40.1%3.00K after10b5-1
Dec 18, 2023 (view filing)Dec 144 daysAlexander Robert M.Chief Information OfficerSSale−8.00K$130.00−$1.04M−10.7%67.0K after10b5-1
Dec 18, 2023 (view filing)Dec 144 daysHackett Ann FDirectorSSale−3.00K$130.00−$390.0K−5.2%55.0K after10b5-1
Dec 18, 2023 (view filing)Dec 144 daysHackett Ann FDirectorSSale−3.00K$130.00−$390.0K−100.0%0 after10b5-1
Dec 18, 2023 (view filing)Dec 144 daysLaPrade,III Frank G.Chief Enterprise Srvcs OfficerSSale−39.8K$130.00−$5.17M−47.9%43.2K after2 lots10b5-1
May 2, 2024 (view filing)Apr 302 daysGolden Timothy PControllerSSale−8.66K$144.04−$1.25M−45.8%10.2K after2 lots
May 3, 2024 (view filing)May 21 dayWest KaraChief Enterprise Risk OfficerSSale−1.21K$141.87−$171.9K−8.2%13.6K after
May 3, 2024 (view filing)May 12 daysDean LiaPres, Banking & Prem. ProductsSSale−15.5K$143.00−$2.21M−22.3%53.8K after
May 9, 2024 (view filing)May 81 dayKaram CeliaPres, Retail BankSSale−16.9K$142.88−$2.42M−26.4%47.1K after
Jul 19, 2024 (view filing)Jul 172 daysAlexander Robert M.Chief Information OfficerSSale−30.7K$150.00−$4.61M−29.4%73.7K after2 lots10b5-1
Aug 8, 2024 (view filing)Aug 62 daysBorgmann Kevin S.Senior Advisor to the CEOSSale−61.5K$132.86−$8.18M−60.1%40.9K after12 lots10b5-1
Oct 21, 2024 (view filing)Oct 174 daysLaPrade,III Frank G.Chief Enterprise Srvcs OfficerSSale−15.8K$160.00−$2.52M−26.1%44.7K after10b5-1
Nov 7, 2024 (view filing)Nov 52 daysRaghu RaviPres, Software, Intl & Sm BusSSale−24.8K$165.00−$4.09M−47.7%27.2K after
Nov 7, 2024 (view filing)Nov 52 daysMouadeb Mark DanielPresident, U.S. CardSSale−1.99K$162.37−$323.8K−9.2%19.8K after10b5-1
Nov 12, 2024 (view filing)Nov 75 daysAlexander Robert M.Chief Information OfficerSSale−16.6K$187.12−$3.11M−22.5%57.1K after6 lots10b5-1
Nov 12, 2024 (view filing)Nov 75 daysWest KaraChief Enterprise Risk OfficerSSale−721$184.73−$133.2K−5.3%12.9K after2 lots
Nov 13, 2024 (view filing)Nov 85 daysYoung Andrew MChief Financial OfficerSSale−5.90K$183.51−$1.08M−16.9%29.0K after
Nov 14, 2024 (view filing)Nov 122 daysZamsky MichaelChief Credit & Fin'l Risk Off.SSale−10.5K$190.26−$2.01M−28.5%26.5K after2 lots10b5-1
May 14, 2025 (view filing)May 122 daysHackett Ann FDirectorSSale−1.66K$198.70−$329.4K−2.9%56.2K after10b5-1
May 14, 2025 (view filing)May 122 daysZamsky MichaelChief Credit & Fin'l Risk Off.SSale−9.56K$199.40−$1.91M−32.2%20.1K after3 lots10b5-1
Jul 25, 2025 (view filing)Jul 232 daysAlexander Robert M.Chief Information OfficerSSale−10.1K$227.86−$2.30M−12.8%68.7K after10b5-1
Aug 6, 2025 (view filing)Aug 42 daysZamsky MichaelChief Credit & Fin'l Risk Off.SSale−5.51K$209.59−$1.16M−16.8%27.4K after
Aug 13, 2025 (view filing)Aug 121 dayGolden Timothy PSVP, Chief Accounting OfficerSSale−3.46K$210.28−$728.0K−27.8%8.99K after10b5-1
Aug 20, 2025 (view filing)Aug 191 dayGolden Timothy PSVP, Chief Accounting OfficerSSale−207$215.41−$44.6K−2.3%8.78K after10b5-1
Sep 3, 2025 (view filing)Sep 21 dayCooper Matthew WGeneral Counsel & Corp SecySSale−2.00K$223.40−$446.8K−2.0%100.5K after10b5-1
Oct 3, 2025 (view filing)Oct 21 dayCooper Matthew WGeneral Counsel & Corp SecySSale−2.00K$211.99−$424.0K−2.0%98.5K after10b5-1
Oct 29, 2025 (view filing)Oct 272 daysFairbank Richard DChairman and CEOSSale−103.5K$225.68−$23.4M−2.5%4.05M after8 lots10b5-1
Nov 6, 2025 (view filing)Nov 42 daysFairbank Richard DChairman and CEOSSale−103.5K$220.68−$22.8M−2.5%4.00M after9 lots10b5-1
Nov 6, 2025 (view filing)Nov 42 daysCooper Matthew WGeneral Counsel & Corp SecySSale−2.00K$219.41−$438.8K−2.0%96.5K after10b5-1
Nov 7, 2025 (view filing)Nov 61 dayBlinde NealPresident, Commercial BankingSSale−43.2K$221.83−$9.58M−37.2%73.0K after10b5-1
Nov 17, 2025 (view filing)Nov 134 daysLaPrade,III Frank G.Chief Enterprise Srvcs OfficerSSale−17.8K$222.03−$3.96M−27.0%48.3K after2 lots10b5-1
Dec 3, 2025 (view filing)Dec 21 dayCooper Matthew WGeneral Counsel & Corp SecySSale−2.00K$221.54−$443.1K−2.1%94.5K after10b5-1
Dec 3, 2025 (view filing)Dec 12 daysDean LiaPres, Banking & Prem. ProductsSSale−3.27K$218.15−$713.1K−4.5%69.9K after10b5-1
Dec 3, 2025 (view filing)Dec 12 daysKaram CeliaPres, Retail BankSSale−2.94K$218.15−$640.5K−4.4%63.4K after10b5-1
Jan 6, 2026 (view filing)Jan 24 daysDean LiaPres, Banking & Prem. ProductsSSale−3.16K$244.35−$772.9K−4.5%66.7K after10b5-1
Jan 6, 2026 (view filing)Jan 24 daysKaram CeliaPres, Retail BankSSale−2.06K$244.35−$504.3K−3.3%61.4K after10b5-1
Jan 6, 2026 (view filing)Jan 51 dayRaghu RaviPres, Software, Intl & Sm BusSSale−13.4K$250.00−$3.36M−30.7%30.3K after10b5-1
Jan 8, 2026 (view filing)Jan 62 daysCooper Matthew WGeneral Counsel & Corp SecySSale−2.00K$250.00−$500.0K−2.1%92.5K after10b5-1
Feb 4, 2026 (view filing)Feb 22 daysKaram CeliaPres, Retail BankSSale−2.11K$218.25−$460.1K−3.4%59.3K after10b5-1
Feb 5, 2026 (view filing)Feb 41 dayDean LiaPres, Banking & Prem. ProductsSSale−3.28K$223.68−$734.6K−4.5%70.2K after10b5-1