Fairbank Richard D's Form 4 filing
Capital One Financial Corp (COF) · filed Oct 29, 2025
- Accession no.
- 0001238032-25-000006
- Filed
- Oct 29, 2025
- Trade date
- Oct 27, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $23.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fairbank Richard DCIK 0001238032 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2025 | Common Stock | MOption exerciseAcquired | +53,486 | $63.73 | +$3,408,662.78 | 4,154,714 | Direct | |
| Oct 27, 2025 | Common Stock | SSaleDisposed | −12,768 | $224.53 | −$2,866,799.04 | 4,141,946 | Direct | |
| Oct 27, 2025 | Common Stock | SSaleDisposed | −17,167 | $225.39 | −$3,869,270.13 | 4,124,779 | Direct | |
| Oct 27, 2025 | Common Stock | SSaleDisposed | −21,429 | $226.43 | −$4,852,168.47 | 4,103,350 | Direct | |
| Oct 27, 2025 | Common Stock | SSaleDisposed | −2,122 | $227.42 | −$482,585.24 | 4,101,228 | Direct | |
| Oct 27, 2025 | Common Stock | SSaleDisposed | −12,674 | $224.56 | −$2,846,073.44 | 4,088,554 | Direct | |
| Oct 27, 2025 | Common Stock | SSaleDisposed | −15,837 | $225.43 | −$3,570,134.91 | 4,072,717 | Direct | |
| Oct 27, 2025 | Common Stock | SSaleDisposed | −19,466 | $226.43 | −$4,407,686.38 | 4,053,251 | Direct | |
| Oct 27, 2025 | Common Stock | SSaleDisposed | −2,023 | $227.42 | −$460,070.66 | 4,051,228 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2025 | Common Stock | MOption exerciseDisposed | −53,486 | $0.00 | $0 | 53,487 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.