Alexander Robert M.'s Form 4 filing
Capital One Financial Corp (COF) · filed Nov 12, 2024
- Accession no.
- 0000927628-24-000318
- Filed
- Nov 12, 2024
- Trade date
- Nov 7, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $3.11M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alexander Robert M.CIK 0001425374 | Officer (Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock | SSaleDisposed | −4,328 | $186.77F2 | −$808,340.56 | 69,406 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −2,166 | $187.74F3 | −$406,644.84 | 67,240 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −100 | $188.57 | −$18,857 | 67,140 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −6,516 | $186.80F4 | −$1,217,188.8 | 60,624 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −3,384 | $187.71F3 | −$635,210.64 | 57,240 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −100 | $188.57 | −$18,857 | 57,140 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.31 to $187.06. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.32 to $188.23. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.31 to $187.29. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.