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Zamsky Michael's Form 4 filing

Capital One Financial Corp (COF) · filed Nov 14, 2024

Accession no.
0000927628-24-000324
Filed
Nov 14, 2024
Trade date
Nov 12, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $2.01M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zamsky MichaelCIK 0001938261Officer (Chief Credit & Fin'l Risk Off.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 12, 2024Common StockSSaleDisposed−6,420$190.01F2−$1,219,864.230,603Direct
Nov 12, 2024Common StockSSaleDisposed−4,121$190.64F3−$785,627.4426,482Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.50 to $190.46. Information regarding the number of shares sold at each price will be provided upon request.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.52 to $191.05. Information regarding the number of shares sold at each price will be provided upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)