Golden Timothy P's Form 4 filing
Capital One Financial Corp (COF) · filed May 2, 2024
- Accession no.
- 0000927628-24-000173
- Filed
- May 2, 2024
- Trade date
- Apr 30, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $1.25M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Golden Timothy PCIK 0001706865 | Officer (Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 30, 2024 | Common Stock | SSaleDisposed | −582 | $143.98 | −$83,796.36 | 18,272 | Direct | |
| Apr 30, 2024 | Common Stock | SSaleDisposed | −8,074 | $144.04F1 | −$1,162,978.96 | 10,246 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.04 to $144.08. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.