West Kara's Form 4 filing
Capital One Financial Corp (COF) · filed Nov 12, 2024
- Accession no.
- 0000927628-24-000319
- Filed
- Nov 12, 2024
- Trade date
- Nov 7, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $133.2K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| West KaraCIK 0001938284 | Officer (Chief Enterprise Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock | SSaleDisposed | −400 | $184.76 | −$73,904 | 13,190 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −321 | $184.69 | −$59,285.49 | 12,929 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.